THE CROSS-ENERGY OF DIRICHLET PARTIAL SUMS AND THE ZEROS OF THE RIEMANN ZETA FUNCTION

A mix of human-written and AI-generated textHuman understanding: all partsmath.NT — Number Theory

Contributed by Pedro Caceres

Version 2 / Oct 09, 2026 / CC BY 4.0

Abstract

Let X_n(s) denote the sum of k^(-s) for k from 1 to n, and define the cross energy C_2(n,s) as |X_n(s)|^2 − |X_(n−1)(s)|^2 − n^(−2σ). At every point of the critical strip, the limit of C_2(n,s) is 1/(1/4 + t^2), zero, or positive infinity, according as σ = 1/2, σ > 1/2, or σ < 1/2. This trichotomy reflects the pole at s = 1. On the critical line, the associated helix has a natural orientation whose signed radius is Hardy’s Z(t), and the zeros of the truncated functions spiral toward the zeros of the Riemann zeta function at rate n^(−β). We prove that the mean energy of the normalized error E(u) in the prime number theorem equals the sum, over zeros ρ, of the limits of C_2(n,ρ), with values in [0,∞]. This energy is at least 2 + γ₀ − log(4π), with equality if and only if the Riemann hypothesis (RH) holds and all zeros are simple. An unconditional local formulation expresses the energy in a Gaussian window as a double sum over zeros. We also study the pointwise inequality S(σ,t) = ∂/∂σ log|ξ(σ + it)| > 0, which is equivalent to RH. An off-line pair reduces S precisely inside a disc; at abscissa σ, the failure set up to height T has measure at most N(σ,T + 1). Moreover, S is Weil’s functional evaluated at a Poisson kernel, and its truncation admits an exact finite expression involving primes up to e^L. We test each criterion against the Davenport–Heilbronn function, which has zeros off the critical line, and against its Euler-product counterpart L(s,χ) modulo 5. The former violates each criterion as predicted, whereas the latter behaves like the zeta function. For zeta, primes up to 10^8 yield a mean energy of 0.0453, compared with 0.0462. Assuming RH, simple zeros, and a spacing condition, we determine the next-order term in the energy: the integral from 1 to X of (ψ(x) − x)^2/x^2 dx equals C_B log X + K + Φ(log X) + o(1), where K = 2.5125… and Φ describes almost-periodic interference between pairs of zeros. Prime data up to 10^7 track this term with correlation 0.999; random models of primes and of the Möbius function μ carry 20 to 150 times more energy. On the circle associated with the Euler factor of a prime p, the zeros favor angles near π, and near π + arg χ(p) for L(s,χ). Restoring the endpoint term (1/2)N^(−s), we prove, with explicit constants, that zeros of the truncations converge to zeros ρ of zeta along helices with radius |ρ| N^(−β−1)/(12|ζ′(ρ)|). For the Davenport–Heilbronn function, the convergence rates for the two zeros in an off-line pair differ by 2(β − 1/2). Finally, Weil’s form, using two windows at the endpoints of its support, detects an isolated zero at β = 1/2 + δ and height γ using prime powers up to (C log γ)^(1/δ). The corresponding positivity holds for zeta up to 3 × 10^6 but fails for a random multiplicative model. We do not prove the Riemann hypothesis.

Provenance statement

The research questions, the cross-energy C₂ (introduced by the author in 2017) and the overall program are the author's. The author used Claude (Anthropic), an AI assistant, in the Cowork environment, as a research and writing aid: to derive and check proofs, run and verify the numerical computations in Python, test claims against counterexamples, search the literature, draft and edit the LaTeX text and figures, and review earlier drafts critically. Other AI assistants (e.g. ChatGPT) were used by the author for exploratory discussion; their outputs were checked and only verified statements were retained. All results were checked by the author, who takes full responsibility for the content. No AI system is an author.

Tools used

Anthropic
Claude Sonnet
OpenAI
ChatGPT
Python
PythonVersion 3.13

References

  1. L. Báez-Duarte, M. Balazard, B. Landreau, E. Saias, Notes sur la fonction ζ\zeta de Riemann, 3, Adv. Math. 149 (2000), 130--144.
  2. J.-B. Bost, A. Connes, Hecke algebras, type III factors and phase transitions with spontaneous symmetry breaking in number theory, Selecta Math. (N.S.) 1 (1995), 411--457.
  3. L. Báez-Duarte, A strengthening of the Nyman--Beurling criterion for the Riemann hypothesis, Atti Accad. Naz. Lincei Rend. Lincei Mat. Appl. 14 (2003), 5--11.
  4. A. Beurling, A closure problem related to the Riemann zeta-function, Proc. Nat. Acad. Sci. U.S.A. 41 (1955), 312--314.
  5. H. M. Bui, S. M. Gonek, M. B. Milinovich, A hybrid Euler--Hadamard product and moments of ζ′(ρ)\zeta'(\rho), preprint, arXiv:1302.5032, 2013.arXiv
  6. H. Bohr, Über die Bedeutung der Potenzreihen unendlich vieler Variabeln in der Theorie der Dirichlet--schen Reihen ∑an/ns\sum a_n/n^s, Nachr. Ges. Wiss. Göttingen, Math.-Phys. Kl. (1913), 441--488.
  7. E. Bombieri, Remarks on Weil's quadratic functional in the theory of prime numbers I, Rend. Mat. Acc. Lincei (9) 11 (2000), 183--233.
  8. E. Bombieri, Counting points on curves over finite fields (d'après S. A. Stepanov), Séminaire Bourbaki 430 (1973).
  9. R. P. Brent, D. J. Platt, T. S. Trudgian, The mean square of the error term in the prime number theorem, preprint, arXiv:2008.06140, 2020.arXiv
  10. C. Bellotti, T. Trudgian, A. Yang, Zero-free regions inspired by work of Heath-Brown, preprint, arXiv:2603.21490, 2026.arXiv
Show all 97 referencesShow fewer references
  1. M. Balazard, E. Saias, M. Yor, Notes sur la fonction ζ\zeta de Riemann, 2, Adv. Math. 143 (1999), 284--287.
  2. B. C. Berndt, The number of zeros for ζ(k)(s)\zeta^{(k)}(s), J. London Math. Soc. (2) 2 (1970), 577--580.
  3. A. A. Buchstab, Asymptotic estimates of a general number-theoretic function, Mat. Sb. 2(44) (1937), 1239--1246.
  4. J.-F. Burnol, A lower bound in an approximation problem involving the zeros of the Riemann zeta function, Adv. Math. 170 (2002), 56--70.
  5. P. Caceres, Cross-energy of Dirichlet partial sums and the zeros of the Riemann zeta function: critical-line detection, a Fresnel transition law, and structural limits, preprint, Zenodo, 2026, 10.5281/zenodo.23066932.DOI
  6. P. Caceres, Arithmetic cross-energy of prime partial sums: positivity, phase-locking, and the pole barrier (Part II), preprint, Zenodo, 2026, 10.5281/zenodo.23070165.DOI
  7. P. Caceres, Cross-energy of Dirichlet partial sums III: monotonicity windows, the derivative at zeros, and criteria for rigidity, preprint, Zenodo, 2026, 10.5281/zenodo.23070322.DOI
  8. P. Caceres, Cross-energy of Dirichlet partial sums IV: a Jensen formula for the C2C_2 wave and the statement equivalent to the Riemann hypothesis, preprint, Zenodo, 2026, 10.5281/zenodo.23070393.DOI
  9. P. Caceres, Cross-energy of Dirichlet partial sums V: anatomy of a zero, Euler-product interference and the Davenport--Heilbronn control, preprint, Zenodo, 2026, 10.5281/zenodo.23070452.DOI
  10. P. Caceres, Cross-energy of Dirichlet partial sums VI: the Euler product inside the critical strip, preprint, Zenodo, 2026, 10.5281/zenodo.23070519.DOI
  11. P. Caceres, Cross-energy of Dirichlet partial sums VII: Weil positivity as a prime cross-energy, preprint, Zenodo, 2026, 10.5281/zenodo.23070556.DOI
  12. P. Caceres, Cross-energy of Dirichlet partial sums VIII: circles for the critical line and a pointwise C2C_2 energy inequality, preprint, Zenodo, 2026, 10.5281/zenodo.23070589.DOI
  13. P. Caceres, On the distribution of the nontrivial zeros of Riemann zeta on the critical line Re⁡(z)=12\operatorname{Re}(z)=\frac12, preprint, 20 February 2020.
  14. A. Connes, C. Consani, Weil positivity and trace formula, the archimedean place, Selecta Math. 27 (2021), 77.
  15. A. Connes, The Riemann Hypothesis: past, present and a letter through time, preprint (2026), arXiv:2602.04022.arXiv
  16. K. Conrad, Partial Euler products on the critical line, Canad. J. Math. 57 (2005), 267--297.
  17. J. B. Conrey, More than two fifths of the zeros of the Riemann zeta function are on the critical line, J. Reine Angew. Math. 399 (1989), 1--26.
  18. H. Cramér, Ein Mittelwertsatz in der Primzahltheorie, Math. Z. 12 (1922), 147--153.
  19. H. Cramér, On the order of magnitude of the difference between consecutive prime numbers, Acta Arith. 2 (1936), 23--46.
  20. G. Csordas, R. S. Varga, Necessary and sufficient conditions and the Riemann hypothesis, Adv. in Appl. Math. 11 (1990), 328--357.
  21. H. Davenport, Multiplicative Number Theory , 3rd ed., Graduate Texts in Mathematics 74, Springer, 2000.
  22. P. Deligne, La conjecture de Weil. I, Publ. Math. IHÉS 43 (1974), 273--307.
  23. H. Davenport, H. Heilbronn, On the zeros of certain Dirichlet series I, II, J. London Math. Soc. 11 (1936), 181--185 and 307--312.
  24. F. Broucke, G. Debruyne, J. Vindas, Beurling integers with RH and large oscillation, Adv. Math. 370 (2020), 107240.
  25. H. G. Diamond, H. L. Montgomery, U. M. A. Vorhauer, Beurling primes with large oscillation, Math. Ann. 334 (2006), 1--36.
  26. A. Denjoy, L'hypothèse de Riemann sur la distribution des zéros de ζ(s)\zeta(s), reliée à la théorie des probabilités, C. R. Acad. Sci. Paris 192 (1931), 656--658.
  27. P. Caceres, Ellipse symmetry in Dirichlet series: a duality between analytic functions (Riemann zeta) and geometric forms, preprint, 16 September 2024.
  28. H. M. Edwards, Riemannś Zeta Function , Academic Press, New York, 1974.
  29. P. Caceres, Erratum and addendum to ``Ellipse symmetry in Dirichlet series'', 2026.
  30. J. Friedlander, H. Iwaniec, Opera de Cribro , AMS Colloquium Publications 57, 2010.
  31. J. Friedlander, H. Iwaniec, The polynomial X2+Y4X^2+Y^4 captures its primes, Ann. of Math. 148 (1998), 945--1040.
  32. K. Ford, A. Zaharescu, On the distribution of imaginary parts of zeros of the Riemann zeta function, J. reine angew. Math. 579 (2005), 145--158.
  33. D. A. Goldston, S. M. Gonek, H. L. Montgomery, Mean values of the logarithmic derivative of the Riemann zeta-function with applications to primes in short intervals, J. reine angew. Math. 537 (2001), 105--126.
  34. A. Groskin, High-precision approximation of Riemann zeros via the truncated Weil form, preprint (2026), arXiv:2605.20224.arXiv
  35. S. M. Gonek, C. P. Hughes, J. P. Keating, A hybrid Euler--Hadamard product for the Riemann zeta function, Duke Math. J. 136 (2007), 507--549.
  36. L. Guth, J. Maynard, New large value estimates for Dirichlet polynomials, Ann. of Math. 203 (2026), no. 2.
  37. M. Griffin, K. Ono, L. Rolen, D. Zagier, Jensen polynomials for the Riemann zeta function and other sequences, Proc. Natl. Acad. Sci. USA 116 (2019), 11103--11110.
  38. R. Garunkštis, J. Steuding, On the roots of the equation ζ(s)=a\zeta(s)=a, Abh. Math. Semin. Univ. Hambg. 84 (2014), 1--15.
  39. K. Hashimoto, Zeta functions of finite graphs and representations of pp-adic groups, in Automorphic Forms and Geometry of Arithmetic Varieties , Adv. Stud. Pure Math. 15 (1989), 211--280.
  40. D. R. Heath-Brown, Primes represented by x3+2y3x^3+2y^3, Acta Math. 186 (2001), 1--84.
  41. T. Hilberdink, Generalised prime systems with periodic integer counting function, Acta Arith. 152 (2012), 217--241.
  42. E. Hlawka, Über die Gleichverteilung gewisser Folgen, welche mit den Nullstellen der Zetafunktion zusammenhängen, Österreich. Akad. Wiss. Math.-Naturwiss. Kl. S.-B. II 184 (1975), 459--471.
  43. A. J. Harper, Moments of random multiplicative functions, I: low moments, better than squareroot cancellation, and critical multiplicative chaos, Forum Math. Pi 8 (2020), e1.
  44. M. N. Huxley, On the difference between consecutive primes, Invent. Math. 15 (1972), 164--170.
  45. Y. Ihara, On discrete subgroups of the two by two projective linear group over pp-adic fields, J. Math. Soc. Japan 18 (1966), 219--235.
  46. H. Iwaniec, E. Kowalski, Analytic Number Theory , AMS Colloquium Publications 53, 2004.
  47. A. E. Ingham, The Distribution of Prime Numbers , Cambridge University Press, 1932.
  48. B. Julia, Statistical theory of numbers, in Number Theory and Physics (Les Houches, 1989), Springer Proc. Phys. 47 (1990), 276--293.
  49. H. Kadiri, Une région explicite sans zéros pour la fonction ζ\zeta de Riemann, Acta Arith. 117 (2005), 303--339.
  50. J. Kaczorowski, M. Kulas, On the non-trivial zeros off the critical line for LL-functions from the extended Selberg class, Monatsh. Math. 150 (2007), 217--232.
  51. J. C. Lagarias, On a positivity property of the Riemann ξ\xi-function, Acta Arith. 89 (1999), 217--234.
  52. E. Landau, Über die Nullstellen der Zetafunktion, Math. Ann. 71 (1912), 548--564.
  53. X.-J. Li, The positivity of a sequence of numbers and the Riemann hypothesis, J. Number Theory 65 (1997), 325--333.
  54. V. Liu, Certified Weil positivity beyond the unit window, preprint, 2026.
  55. N. Levinson, H. L. Montgomery, Zeros of the derivatives of the Riemann zeta-function, Acta Math. 133 (1974), 49--65.
  56. A. Lubotzky, R. Phillips, P. Sarnak, Ramanujan graphs, Combinatorica 8 (1988), 261--277.
  57. T. D. Lee, C. N. Yang, Statistical theory of equations of state and phase transitions II: lattice gas and Ising model, Phys. Rev. 87 (1952), 410--419.
  58. H. L. Montgomery, The pair correlation of zeros of the zeta function, Proc. Sympos. Pure Math. 24 (1973), 181--193.
  59. H. L. Montgomery, Zeros of approximations to the zeta function, in Studies in Pure Mathematics , Birkhäuser, Basel, 1983, 497--506.
  60. M. J. Mossinghoff, T. S. Trudgian, Nonnegative trigonometric polynomials and a zero-free region for the Riemann zeta-function, J. Number Theory 157 (2015), 329--349.
  61. H. L. Montgomery, R. C. Vaughan, The large sieve, Mathematika 20 (1973), 119--134.
  62. K. Matomäki, M. Radziwiłł, Multiplicative functions in short intervals, Ann. of Math. 183 (2016), 1015--1056.
  63. H. L. Montgomery, R. C. Vaughan, Mean values of multiplicative functions, Period. Math. Hungar. 43 (2001), 199--214.
  64. H. L. Montgomery, R. C. Vaughan, Hilbert's inequality, J. London Math. Soc. (2) 8 (1974), 73--82.
  65. C. M. Newman, Fourier transforms with only real zeros, Proc. Amer. Math. Soc. 61 (1976), 245--251.
  66. N. Ng, The distribution of the summatory function of the Möbius function, Proc. London Math. Soc. (3) 89 (2004), 361--389.
  67. B. Nyman, On the one-dimensional translation group and semi-group in certain function spaces , Thesis, Uppsala, 1950.
  68. A. M. Odlyzko, On the distribution of spacings between zeros of the zeta function, Math. Comp. 48 (1987), 273--308.
  69. D. H. J. Polymath, Effective approximation of heat flow evolution of the Riemann ξ\xi function, and a new upper bound for the de Bruijn--Newman constant, Res. Math. Sci. 6 (2019), 31.
  70. G. Pólya, Über die algebraisch-funktionentheoretischen Untersuchungen von J. L. W. V. Jensen, Kgl. Danske Vid. Sel. Math.-Fys. Medd. 7 (1927), 3--33.
  71. K. Pratt, N. Robles, A. Zaharescu, D. Zeindler, More than five-twelfths of the zeros of ζ\zeta are on the critical line, Res. Math. Sci. 7 (2020), Paper No. 2.
  72. D. Platt, T. Trudgian, The Riemann hypothesis is true up to 3⋅10123\cdot10^{12}, Bull. Lond. Math. Soc. 53 (2021), 792--797.
  73. M. Rosen, Number Theory in Function Fields , Graduate Texts in Mathematics 210, Springer, 2002.
  74. B. Rodgers, T. Tao, The de Bruijn--Newman constant is non-negative, Forum Math. Pi 8 (2020), e6.
  75. J. Sondow, C. Dumitrescu, A monotonicity property of Riemann's xi function and a reformulation of the Riemann hypothesis, Period. Math. Hungar. 60 (2010), 37--40.
  76. A. Selberg, Contributions to the theory of the Riemann zeta-function, Arch. Math. Naturvid. 48 (1946), 89--155.
  77. A. Sheth, Euler products at the centre and applications to Chebyshev's bias, Math. Proc. Cambridge Philos. Soc. 179 (2025), 331--349.
  78. A. Speiser, Geometrisches zur Riemannschen Zetafunktion, Math. Ann. 110 (1934), 514--521.
  79. S. A. Stepanov, On the number of points of a hyperelliptic curve over a finite prime field, Izv. Akad. Nauk SSSR Ser. Mat. 33 (1969), 1171--1181.
  80. S. B. Stechkin, Zeros of the Riemann zeta-function, Math. Notes 8 (1970), 706--711.
  81. E. C. Titchmarsh, The Theory of the Riemann Zeta-Function , 2nd ed., Oxford University Press, 1986.
  82. T. S. Trudgian, An improved upper bound for the argument of the Riemann zeta-function on the critical line II, J. Number Theory 134 (2014), 280--292.
  83. P. Turán, On some approximative Dirichlet polynomials in the theory of the zeta-function of Riemann, Danske Vid. Selsk. Mat.-Fys. Medd. 24 (1948), no. 17.
  84. V. I. Vasyunin, On a biorthogonal system associated with the Riemann hypothesis, St. Petersburg Math. J. 7 (1996), 405--419.
  85. A. Weil, Sur les ``formules explicites'' de la théorie des nombres premiers, Comm. Sém. Math. Univ. Lund (1952), 252--265.
  86. A. Wintner, Random factorizations and Riemann's hypothesis, Duke Math. J. 11 (1944), 267--275.
  87. H. Yoshida, On Hermitian forms attached to zeta functions, in Zeta Functions in Geometry , Adv. Stud. Pure Math. 21 (1992), 281--325.

Version history

  1. v1Submitted by Pedro CaceresInitial depositSupersededOct 08, 2026
  2. v2Submitted by Pedro CaceresSubmitted as a new versionCurrentOct 18, 2026