\documentclass[11pt]{amsart} \usepackage[utf8]{inputenc} \usepackage{amsmath,amssymb,amsthm,mathtools} \usepackage{booktabs} \usepackage{graphicx} \usepackage{xcolor} \usepackage[margin=1in]{geometry} \usepackage[colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black]{hyperref} \newtheorem{theorem}{Theorem} \newtheorem{proposition}[theorem]{Proposition} \newtheorem{lemma}[theorem]{Lemma} \newtheorem{corollary}[theorem]{Corollary} \newtheorem{conjecture}[theorem]{Conjecture} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} \setlength{\emergencystretch}{2.5em} \newcommand{\re}{\operatorname{Re}} \title[The positive directions of the archimedean place]{Cross-Energy of Dirichlet Partial Sums.\\ Part 16: How many positive directions does the archimedean place have? A counting law with a boundary phase} \author{Pedro Caceres} \address{Universidad Europea de Valencia, Valencia, Spain} \email{pedrojesus.caceres@universidadeuropea.es} \subjclass[2020]{Primary 11M26; Secondary 11M06, 47A75, 35P20, 47B35} \keywords{Weil's quadratic form, archimedean place, Riemann--Siegel theta function, Dirichlet $L$-functions, complete Bernstein functions, eigenvalue asymptotics on an interval, Szeg\H{o} limit theorems} \date{November 2026 (note, v1.0); renumbered 2 November 2026; v1.1, 10 November 2026 (the law stated as a conjecture, the smooth constant identified with Widom's second term) (formerly a standalone note). Part~16 of the book-series \emph{Cross-Energy of Dirichlet Partial Sums} (forty-seven parts, Parts 0--46; block III: The margin and the constant $\widehat B$). Part~0 \cite{CE0} is the guide. In book version~1 (2 November 2026) this was Part~15; the present numbering is that of book version~2 (10 November 2026).} \begin{document} \begin{abstract} Restrict the archimedean part of Weil's quadratic form, for $\zeta$ or for a primitive real Dirichlet $L$-function of conductor $q$ and parity $\kappa$, to test functions supported in an interval of length $a$, and let $n_+(a)$ be the number of its positive directions, the directions that the pole and the primes must absorb. A Szeg\H{o}-type argument gives $n_+(a)=t_0a/\pi+o(a)$, where $t_0$ is the zero of $\vartheta'$. We observe that the form is $\Lambda-\psi_\kappa(-\Delta)$ with $\psi_\kappa$ a complete Bernstein function (proved) and, using the boundary phase of Kaleta, Kwa\'snicki and Ma{\l}ecki, we state, as a conjecture, the asymptotic law \[ n_+(a)=\Big\lfloor\frac{t_0a}\pi+\frac{2\varpi_\kappa(t_0)}\pi\Big\rfloor , \] with an explicit phase $\varpi_\kappa$ that depends only on the parity, the conductor entering only through $t_0$. We test it in seven cases, $\zeta$ and $\chi_{-3},\chi_{-4},\chi_5,\chi_{-7},\chi_8,\chi_{-8}$. On the finest mesh the shifts of the jumps $m=2,\dots,12$ bracket the prediction $2\varpi_\kappa(t_0)/\pi$, which ranges from $0.18$ to $0.59$, to within $1$ to $3\cdot10^{-3}$ for the characters and $3\cdot10^{-2}$ for $\zeta$. A second, independent implementation extrapolates in the mesh on three to nine jumps per case; the extrapolated shifts lie above the prediction by $0.2$ to $2.3\cdot10^{-4}$ in every case, a one-sided offset of the size of the extrapolation error, which we have checked to be a bias in one case only. The first jump is an exception, and for $\zeta$ the shift reaches its limit only after about ten jumps. A smoothed count removes the integer part and leaves ``degree plus constant'' with the boundary phase as constant; on a circle the constant is carried by the end points and cancels between an arc and its complement; and treating $-\log q$ as a degree, $q\leftrightarrow1/q$ acts on the band edge as $t_0\mapsto4\pi^2/t_0$ to leading order, with $\zeta$ at the self-dual point $t_0\approx2\pi$. We record what the law implies for the signature of Weil's form and where it stands with respect to the Riemann--Roch formulas for $\overline{\operatorname{Spec}\mathbb Z}$. The law is a conjecture supported by these computations. The Bernstein structure is proved here; the first-order count is quoted from Part~14 and its proof is not repeated. \end{abstract} \maketitle \section{The question} For $\zeta$ the explicit formula writes Weil's quadratic form, on real test functions $g$, as \begin{gather*} Q(g)=W(g)-E(g),\qquad W(g)=2\widehat g(\tfrac i2)\widehat g(-\tfrac i2),\\ E(g)=A(g)+\sum_n\frac{\Lambda(n)}{\sqrt n}\int g(x)\big(g(x+\log n)+g(x-\log n)\big)\,dx, \end{gather*} with $\widehat g(t)=\int g(x)e^{-itx}dx$ and the archimedean part \[ A(g)=-\frac1\pi\int_{-\infty}^{\infty}|\widehat g(t)|^2\,\vartheta'(t)\,dt,\qquad \vartheta'(t)=\tfrac12\big(\re\psi(\tfrac14+\tfrac{it}2)-\log\pi\big), \] $\vartheta$ the Riemann--Siegel theta function \cite{Bo,CC}. The pole $W$ is a hyperbolic plane, with one positive and one negative direction, and RH is $Q\ge0$ \cite{We,Bo}. Following Weil's proof for curves one reads $W$ as the product of two degrees and $E$ as a self-intersection: RH implies that $E$ has at most one positive direction on every space of test functions (Lemma~\ref{lem:inertia}), as the Hodge index theorem forces for curves \cite{CE14}. The archimedean place alone has many positive directions, and the primes must remove all of them but the pole's. This note is about how many there are. For a primitive real character $\chi$ modulo $q$ of parity $\kappa\in\{0,1\}$ the completed function $(q/\pi)^{(s+\kappa)/2}\Gamma(\frac{s+\kappa}2)L(s,\chi)$ has no pole, and the archimedean part is the same with \[ \vartheta_\chi'(t)=\tfrac12\big(\re\psi(\tfrac14+\tfrac\kappa2+\tfrac{it}2)+\log\tfrac q\pi\big); \] $\zeta$ is $\kappa=0$, $q=1$. For $a>0$ let $n_+(a)$ be the largest dimension of a subspace of real $g\in H^1_0([0,a])$ on which $A$ is positive definite. \begin{theorem}[first order \cite{CE14}]\label{thm:first} If $\vartheta_\chi'(0)<0$, let $t_0$ be the positive zero of $\vartheta_\chi'$. Then $n_+(a)=t_0a/\pi+o(a)$. If $\vartheta_\chi'(0)\ge0$, $n_+(a)=0$ for all $a$. \end{theorem} The symbol $\sigma=-\vartheta_\chi'/\pi$ is even, strictly decreasing in $|t|$, positive exactly on $|t|0$, is complete Bernstein, the weights are positive and $\sum_n(n+c)^{-3}<\infty$. The rest is Plancherel. \end{proof} So the conductor does not change the operator, only the level: $\zeta$, $\chi_5$, $\chi_8$ share $\psi_0$, and $\chi_{-3},\chi_{-4},\chi_{-7},\chi_{-8}$ share $\psi_1$. \section{The law} For $\psi(-\Delta)$ on an interval, $\psi$ complete Bernstein, Kwa\'snicki found the generalized eigenfunctions on the half-line, $\sin(\mu x+\varpi_\mu)-G_\mu(x)$ with $G_\mu$ completely monotone \cite{Kw1}, and the eigenvalues of the fractional Laplacian on an interval \cite{Kw2}; Kaleta, Kwa\'snicki and Ma{\l}ecki proved, when $\xi\psi'(\xi)\to\infty$, that on an interval of length $a$ \cite{KKM} \[ \lambda_n=\psi(\mu_n^2)+O(\tfrac1n),\qquad\mu_na=n\pi-2\varpi_{\mu_n},\qquad \varpi_\mu=\frac1\pi\int_0^\infty\frac{\mu}{r^2-\mu^2}\log\frac{\psi'(\mu^2)(\mu^2-r^2)}{\psi(\mu^2)-\psi(r^2)}\,dr\in[0,\tfrac\pi2). \] For $\psi(\xi)=\xi^{\alpha/2}$, $\varpi_\mu=(2-\alpha)\pi/8$. (We write $\varpi$ for this boundary phase, which \cite{Kw1,KKM} call $\vartheta_\mu$, to keep $\vartheta$ for the Riemann--Siegel theta function.) Our $\psi_\kappa$ grows like a logarithm, $\xi\psi_\kappa'(\xi)\to\frac14$, just outside that hypothesis, which excludes $\log(1+\xi)$ explicitly. Our question is at a fixed level on a growing interval, and there an error $O(1/n)$ in $\lambda_n$ is an error $O(1/a)$ in $\mu_n$, that is $O(1)$ in $t_0a/\pi$, the size of the shift to be predicted. So even a transfer of \cite{KKM} would give only $n_+(a)=t_0a/\pi+O(1)$; the law below needs the eigenvalue formula at the level $\Lambda=\psi_\kappa(t_0^2)$ with error $o(1/a)$, smaller than the gap between eigenvalues, which is stronger than what \cite{KKM} prove under their hypothesis. If it holds, the eigenvalues below the level are those with $\mu_n0$ be real ($q<1$ is formal), so that $\Lambda(d)=\Lambda(0)+\frac d2$, and consider the reflection $d\mapsto-d$, $q\mapsto1/q$, whose fixed point is $q=1$. Since $\vartheta_q'(t)=\frac12\log\frac{qt}{2\pi}+O(t^{-2})$ (Stirling), the band edge is $t_0(q)\approx2\pi/q$ and the reflection acts as \[ t_0\longmapsto\frac{4\pi^2}{t_0}, \] the inversion $t\mapsto1/t$ of the theta function, rescaled by $2\pi$, that gives van der Geer and Schoof their Riemann--Roch formula \cite{GS}. Its fixed point is $t_0=2\pi$, and $\zeta$ sits there: $t_0(\zeta)=6.289836$ against $2\pi=6.283185$. This is why the slope $t_0/\pi=2.0021$ of $\zeta$ is so close to $2$: $\zeta$ is the self-dual point, and $0.0021$ is the Stirling correction. With $n_+\approx t_0a/\pi$, the logarithm of the count then satisfies, to leading order, \[ \log n_+(a;d)-\log n_+(a;-d)\approx2d, \] a ``degree'' relation of the shape of $h^0(D)-h^0(K-D)=\deg D$ for the logarithmic $h^0$ of \cite{GS}, with $n_+=0$ once $d$ is so negative that $\Lambda\le0$, as $h^0(D)=0$ in negative degree. But the duality is not exact (\texttt{dualidad\_q.py}): \begin{center}\small \begin{tabular}{lcccccc} \toprule $d=-\log q$ & $0.25$ & $0.5$ & $1$ & $1.5$ & $2$ & $3$\\ \midrule $t_0(d)\,t_0(-d)/4\pi^2$, $\kappa=0$ & $1.0024$ & $1.0033$ & $1.0102$ & $1.0531$ & $1.1955$ & $1.8759$\\ $t_0(d)\,t_0(-d)/4\pi^2$, $\kappa=1$ & $1.0024$ & $1.0033$ & $1.0060$ & $0.9837$ & $0.7474$ & ---\\ \bottomrule \end{tabular} \end{center} It holds while both band edges are in the logarithmic range of $\vartheta'$ and fails beyond, where the full gamma factor departs from Stirling. The exact inversion lives one level up, in the Gaussian $e^{-\pi qx^2}$ and its Fourier transform, whose Mellin transform is the gamma factor; the count sees it only asymptotically. Status: elementary (Stirling) plus numerical; the real conductors are $q\ge1$, so the dual side $q<1$ is a formal extension. \section{What the law says about Weil's form} \begin{lemma}[inertia \cite{CE14}]\label{lem:inertia} On any space of test functions, if $n_-(Q)$ and $n_+(E)$ count the negative directions of $Q$ and the positive directions of $E=W-Q$, then $n_-(Q)-1\le n_+(E)\le n_-(Q)+1$, and $n_+(E)=n_-(Q)$ on the hyperplane $\{\widehat g(-\frac i2)=0\}$, where $W$ vanishes. \end{lemma} This is subadditivity of $n_+$ with $n_+(\pm W)\le1$. Applied to the form $Q_R=W-A$ of the pole and the archimedean place without primes, it gives $n_-(Q_R)\ge n_+(A)-1$: the form without primes must be indefinite as soon as $A$ has two positive directions. For $\zeta$ this happens at $\log N\approx0.754$, $N\approx2.13$ (the second jump), and numerically $Q_R$ loses positivity at $\log N=0.744$, $N=2.106$ \cite{CE14}; Yoshida proved positivity below $N=2$ \cite{Yo}. With all the primes, $E$ has one positive direction in every window we computed, up to $N=1097$ \cite{CE14}, as RH requires; so, numerically, the orbits of the prime powers turn $n_+(A)$ positive directions into one, that is $n_+(A)-1$, which by Conjecture~\ref{conj:law} is $\lfloor t_0\log N/\pi+0.509\rfloor-1$ for $\log N$ beyond the first jumps; in \cite{CE14} they do so only all together and only with the prime powers (numerical). For the Davenport--Heilbronn function the same count holds for the archimedean place, and, numerically, $E$ gains one pair of positive directions for each off-line zero that the window resolves \cite{CE14}; Bombieri proved that if finitely many zeros are off the line, large truncations of Weil's form have half as many negative eigenvalues as off-line zeros \cite{Bo}, and the pairs are the window form of this count. \section{Relation with Riemann--Roch} The law has the shape ``dimension $=$ degree $\times$ slope $+$ constant''. It is not one of the known Riemann--Roch formulas for $\overline{\operatorname{Spec}\mathbb Z}$. Connes and Consani's integer-valued dimension of $H^0$ of the divisor $\log N\{\infty\}$ is $\lceil\log(2\lfloor N\rfloor+1)/\log3\rceil\approx0.91\log N$ \cite{CoCo1,CoCo2}; the log-theta number of van der Geer and Schoof grows like $\log N$ \cite{GS}. Both measure the integers in $[-N,N]$, the first by the dimension over $\mathbb S[\pm1]$ of a minimal set of generators, the second by a Gaussian-weighted theta sum, $\log\sum_ne^{-\pi n^2/N^2}=\log N+o(1)$; our count is spectral, the number of degrees of freedom of the band $|t|