\documentclass[11pt]{article} \usepackage[a4paper,margin=28mm]{geometry} \usepackage{amsmath,amssymb,amsthm,mathtools,array,booktabs,longtable,indentfirst,fancyhdr} \usepackage[hyperfootnotes=false,colorlinks=true,linkcolor=blue,citecolor=blue,urlcolor=blue]{hyperref} \urlstyle{same} \hypersetup{pdftitle={The L'vov--Kaplansky conjecture in degrees three and four over arbitrary fields},pdfauthor={Qiyue Tang}} \setlength{\parindent}{1.5em} \newtheorem{theorem}{Theorem}[section] \newtheorem{lemma}[theorem]{Lemma} \newtheorem{proposition}[theorem]{Proposition} \newtheorem{corollary}[theorem]{Corollary} \newtheoremstyle{lkdefinition}{6pt}{6pt}{}{}{\bfseries}{.}{.5em}{} \theoremstyle{lkdefinition} \newtheorem{definition}[theorem]{Definition} \theoremstyle{plain} \newcommand{\Span}{\operatorname{span}} \pagestyle{fancy} \fancyhf{} \fancyhead[C]{\small\scshape Qiyue Tang} \fancyfoot[C]{\small\thepage} \setlength{\headheight}{14pt} \renewcommand{\headrulewidth}{0pt} \setcounter{tocdepth}{1} \newcommand{\tr}{\operatorname{tr}} \newcommand{\diag}{\operatorname{diag}} \newcommand{\ad}{\operatorname{ad}} \newcommand{\slin}{\mathfrak{sl}} \title{\bfseries The L'vov--Kaplansky conjecture in degrees three and four over arbitrary fields} \author{Qiyue Tang} \date{November 8, 2026} \begin{document} \maketitle \begingroup\renewcommand{\thefootnote}{}\footnotetext{\textit{2020 Mathematics Subject Classification.} Primary 16R10. Secondary 15A24, 16R30.\newline \textit{Keywords.} Multilinear polynomial, matrix algebra, L'vov--Kaplansky conjecture.}\endgroup \begin{abstract} We prove the L'vov--Kaplansky conjecture for multilinear polynomials of degrees three and four on matrix algebras over arbitrary fields. \end{abstract} \begingroup \makeatletter \renewcommand*\l@section{\@dottedtocline{1}{0em}{1.5em}} \makeatother \tableofcontents \endgroup \section{Introduction} \subsection{Commutators and the image problem} Let $K$ be a field and let $n\ge1$ be an integer. The algebra of $n$-by-$n$ matrices over $K$ is $M_n(K)$, with identity $I_n$. For $1\le i,j\le n$, the matrix unit $E_{ij}$ has a $1$ in position $(i,j)$ and zeros elsewhere. Its size is given by the ambient matrix space. Write $\operatorname{diag}(a_1,\ldots,a_n)$ for the matrix with entries $a_1,\ldots,a_n$ along the diagonal and zeros elsewhere. For a prime power $q$ write $\mathbf F_q$ for the field with $q$ elements. We use the ordinary trace $\tr T=\sum_{i=1}^n T_{ii}$ and write $\slin_n(K)=\{T\in M_n(K):\tr T=0\}$. For elements of any associative algebra, put $[A,B]=AB-BA$. Shoda treated additive and multiplicative matrix commutators in his 1936 paper \cite{Shoda}. For additive commutators, the equality $\tr(AB)=\tr(BA)$ gives $\tr[A,B]=0$. Shoda proved that every traceless matrix over a field of characteristic zero is a single commutator \cite[Satz 3]{Shoda}. Albert and Muckenhoupt extended this theorem to arbitrary fields \cite{AlbertMuckenhoupt}. Consider the quadratic polynomial $ax_1x_2+bx_2x_1$ for $a,b\in K$. If $a+b\ne0$, setting $x_2=I_n$ gives the whole algebra. If $a+b=0$ and $a\ne0$, the image is $\slin_n(K)$. The zero polynomial gives $\{0\}$. The free associative algebra $K\langle x_1,\ldots,x_d\rangle$ has the words in the generators as a basis, with concatenation as multiplication and the empty word as unit. A multilinear polynomial of degree $d$ in this paper has the form \[ p(x_1,\ldots,x_d)=\sum_{\sigma\in S_d}a_\sigma x_{\sigma(1)}\cdots x_{\sigma(d)}, \qquad a_\sigma\in K, \] where $S_d$ is the group of permutations of $\{1,\ldots,d\}$. The zero polynomial is included by allowing all coefficients to be zero. Write $p(M_n(K))$ for the set of all $p(A_1,\ldots,A_d)$ with $A_i\in M_n(K)$. The standard polynomial $s_d$ is the sum in which $a_\sigma$ is the sign of $\sigma$. Two multilinear words are cyclically equivalent if one is obtained from the other by moving an initial segment to the end. The formal trace of $p$ is the list of coefficient sums over these classes. The evaluated trace is the function sending $(A_1,\ldots,A_d)$ to $\tr p(A_1,\ldots,A_d)$. We call a polynomial traceful in a given matrix order if the evaluated trace is nonzero as a function there. A proper polynomial is one whose substitution of the unit for any one generator is zero in the free algebra. Polynomial identity theory gives the zero and scalar images. A polynomial identity has zero image. Amitsur and Levitzki proved that $s_{2n}$ is an identity of $M_n(K)$ and that $2n$ is the least degree of a nonzero identity \cite{AL}. A central polynomial takes scalar values and has at least one nonzero value. Kaplansky posed the existence problem for such polynomials in his report from the 1956 Shelter Island conference \cite{Kaplansky}. Formanek constructed central polynomials for matrix rings \cite{Formanek}. For a multilinear central polynomial, scaling one input gives the entire scalar line $KI_n$. I. V. L'vov asked whether $p(M_n(K))$ is a vector subspace for every field $K$, multilinear polynomial $p$ and matrix order $n$ \cite[Problem 1.98]{Dniester}. Kanel-Belov, Malev and Rowen discuss the attribution to Kaplansky and the formulation by L'vov \cite[Introduction]{KMR}. A multilinear image is closed under scalar multiplication and simultaneous conjugation. The question is whether a sum of two values can again be attained by one tuple. The linear span of the image is a Lie ideal, meaning a subspace closed under taking commutators with arbitrary matrices. Indeed, the product rule gives \[ [p(A_1,\ldots,A_d),B]= \sum_{i=1}^{d}p(A_1,\ldots,A_{i-1},[A_i,B],A_{i+1},\ldots,A_d). \] Bre\v{s}ar and Klep proved the corresponding Lie-ideal result for general polynomial values over infinite fields \cite[Theorem 2.3]{BK}. \subsection{Results at fixed matrix order and degree} For matrices of order two, Kanel-Belov, Malev and Rowen proved the four-space classification over quadratically closed fields for all multilinear degrees \cite[Theorem 2]{KMR}. Malev obtained a partial result over arbitrary fields and the complete classification over real closed fields \cite{Malev}. Gonzales Gargate and de Mello gave a grading proof of the traceless-containment alternative in characteristic different from two \cite[Theorem 5.2 of the preprint]{GargateMello}. Fixing the degree, Mesyan proved that the image of a nonzero multilinear polynomial of degree at most three contains $\slin_n(K)$ when $K$ has at least $n$ elements \cite[Theorem 13]{Mesyan}. In degree three and order $n\ge2$, the sums of coefficients in the two cyclic classes determine whether all values have zero trace \cite[Lemma 14]{Mesyan}. Dykema and Klep proved the full cubic classification over $\mathbb C$ in every even matrix order and in odd orders less than $17$ \cite[Theorem 1.2]{DykemaKlep}. Vitas proved it in all matrix orders over algebraically closed fields of characteristic zero \cite[Theorem B]{Vitas}. His Theorem 3.3 also treats certain positive characteristics over an algebraically closed extension, under a condition on roots of unity in the coefficient field. In degree four, Buzinski and Winstanley treated traceless containment over algebraically closed fields of characteristic zero by reducing to proper polynomials \cite{BW}. Fagundes, de Mello and dos Santos corrected a lemma in that argument and established the containment \cite[Theorem 8]{FMS}. For a nonzero quartic, the containment determines the image when every value is traceless. When the trace function is nonzero, the remaining targets have nonzero trace. In our earlier Hexagon preprint \cite[Theorem 1.1]{TangFour}, we obtained the full quartic classification over algebraically closed fields of characteristic zero. In orders $n\ge3$, the image is zero for the zero polynomial, $\slin_n(K)$ for a nonzero polynomial with identically zero trace, and $M_n(K)$ when some value has nonzero trace. Our aiXiv preprint \cite[Theorem 1]{TangFiveSix} treats degrees five and six over the same fields. In orders $n\ge3$ it gives the corresponding classification by identities and trace. The only nonzero identities in these orders are the nonzero multiples of $s_6$ in order three. Two other Hexagon preprints concern these images over algebraically closed fields of characteristic zero. Pan \cite[Theorem A and Corollary 8.12]{Pan} obtains the classification in degrees four through six, deriving degrees four and five from the sextic case by product substitution. His quartic classification agrees with that in \cite[Theorem 1.1]{TangFour}. Miah \cite[Theorem 1.1]{Miah} determines the images of the standard polynomials in every degree and matrix order. His even-degree argument develops the method used for the standard sextic in \cite[Appendix A]{TangFiveSix}. Passing to arbitrary fields requires different constructions. Over a general field, a rational canonical block can have an irreducible characteristic polynomial of degree greater than one. If the characteristic divides $n$, every scalar matrix has trace zero. In a small finite field, a nonzero polynomial in a parameter can vanish at all available values. \subsection{The classification} \begin{lemma}\label{quartic-trace-equivalence} For $1\le d<2n$, a nonzero multilinear polynomial of degree $d$ has a nonzero value on $M_n(K)$. For $1\le d\le2n$, the evaluated trace vanishes identically if and only if the formal trace is zero. \end{lemma} \begin{proof} For the first assertion choose a word with nonzero coefficient. Assign its letters, in their order in that word, to the first $d$ units in the list \[ E_{11},E_{12},E_{22},E_{23},\ldots,E_{n-1,n},E_{nn}. \] The list consists of \(E_{ii}\) for \(1\le i\le n\), with \(E_{i,i+1}\) immediately after \(E_{ii}\) for \(i1$ the first assertion applies to $q$ because $d-1<2n$. For $d=1$ it is the scalar coefficient of $x_1$ and vanishes by the same pairing. Thus the formal trace is zero. The converse follows directly from the rotations. \end{proof} \begin{samepage} \begin{theorem}\label{main} Let $K$ be any field, let $n\ge1$, and let $p$ be a multilinear polynomial of degree three or four over $K$. Its image on $M_n(K)$ is one of \[ \{0\},\qquad KI_n,\qquad \slin_n(K),\qquad M_n(K). \] For $n\ge3$ it is zero if $p=0$, equals $\slin_n(K)$ if $p\ne0$ has zero formal trace, and equals $M_n(K)$ otherwise. \end{theorem} \end{samepage} In degree three, the three-way classification holds already for $n=2$. For a quartic the scalar alternative occurs, for example, in characteristic different from two in order two. For traceless $U,V\in M_2(K)$, the Cayley--Hamilton identity gives $U^2=-(\det U)I_2$, and likewise for $V$ and $U+V$. Subtracting the identities for $U$ and $V$ from the one for $U+V$ gives \[ UV+VU=(\det U+\det V-\det(U+V))I_2. \] Apply this to the two commutators in \[ [x_1,x_2][x_3,x_4]+[x_3,x_4][x_1,x_2]. \] Taking both commutators equal to $[E_{12},E_{21}]=\operatorname{diag}(1,-1)$ gives $2I_2$. For the cubic case write \begin{equation}\label{cubic-coefficients} f(x,y,z)=a xyz+b xzy+c yxz+d yzx+e zxy+g zyx, \qquad a,b,c,d,e,g\in K . \end{equation} \begin{theorem}\label{cubic-main} Let $K$ be any field, let $f$ be as in \eqref{cubic-coefficients}, and set $S=a+b+c+d+e+g$ and $u=a+d+e$. For $n\ge2$, \[ f(M_n(K))= \begin{cases} \{0\},&f=0,\\ \slin_n(K),&f\ne0,\ S=u=0,\\ M_n(K),&\text{otherwise}. \end{cases} \] For $n=1$, the image is $\{0\}$ if $S=0$ and $K$ otherwise. \end{theorem} For traceless cubic targets, we prescribe trace pairings against powers of a companion matrix, adapting Stasinski's construction \cite[Section 4]{Stasinski}. For traceful cubics, substituting a scalar shift of the idempotent $\operatorname{diag}(1,\ldots,1,0)$ separates the equations on the two diagonal and the two off-diagonal blocks. The fields of orders two, three and four require separate evaluations. In degree four, substitutions by the identity and repeated inputs reduce the coefficient cases. The proof for $s_4$ constructs values on companion blocks and joins them by rectangular linear maps. \section{Traceless values of cubics} For $m\ge1$ and $A\in M_m(K)$, write $\ad_A$ for the linear map $B\mapsto[A,B]$ on $M_m(K)$. A matrix $A$ is cyclic if there is a column $v$ for which $v,Av,\ldots,A^{m-1}v$ form a basis. In this case its centralizer, the space of matrices commuting with it, is the span of $I_m,A,\ldots,A^{m-1}$. Indeed, a matrix commuting with $A$ is determined by its value on $v$, and a polynomial in $A$ of degree less than $m$ can assign that value arbitrarily. If $U$ commutes with $A$, then $\tr(U[A,B])=\tr((UA-AU)B)=0$. By rank-nullity, the image of $\ad_A$ has codimension equal to the dimension of the centralizer. For cyclic $A$, the image is therefore the orthogonal complement of its centralizer, giving \begin{equation}\label{cubic-moments} T\in\ad_A(M_m(K))\quad\Longleftrightarrow\quad \tr(TA^j)=0\quad(0\le j2$, $S=0$, and $u\ne0$, then $f(M_n(K))$ contains every scalar matrix for $n\ge2$. \end{proposition} \begin{proof} Normalize $u=1$. First take $n=2$. In characteristic different from two put \[ X=\diag(1,-1),\qquad Y=E_{12}+E_{21},\qquad Z=XY. \] Here $X^2=Y^2=I_2$ and $XY=-YX$, so $Z=XY$ anticommutes with $X,Y$ and $XYZ=Z^2=-I_2$. The products in the cyclic class of $xyz$ equal $-I_2$, and those in the other class equal $I_2$. The coefficient sums $1$ and $-1$ give $-2I_2$, which scales to $I_2$. Replacing $x$, $y$, or $z$ by the unit gives a commutator with coefficient, in the remaining variables in their original order, respectively \begin{equation}\label{cubic-deletions} \mu_x=a+c+d,\qquad \mu_y=a+b+c,\qquad \mu_z=a+b+e. \end{equation} The identity $\mu_x-\mu_y+\mu_z=u$ ensures that at least one is nonzero. In characteristic two, $[E_{12},E_{21}]=I_2$, so that specialization gives $I_2$ after scaling. For size three first permute the variables to arrange $(c,e)\ne(0,0)$, then normalize $u=1$ again if necessary. The three pairs of reverse words are indexed by their middle variable, and some pair has a nonzero coefficient. Let $J=E_{12}+E_{23}+E_{31}$ and put \[ X=\diag(0,1,t),\qquad Y=J,\qquad Z=\diag(z_0,z_1,z_2)J^{-1} \] for $t,z_0,z_1,z_2\in K$. Each word gives a diagonal matrix, with diagonal entries \[ \begin{array}{c|ccc} \text{word}&\multicolumn{3}{c}{\text{diagonal entries}}\\ \hline xyz,\ yzx &0&z_2&tz_0\\ xzy,\ zyx &0&z_1&tz_2\\ yxz &z_1&tz_2&0\\ zxy &tz_0&0&z_2. \end{array} \] Using $a+d=1-e$ and $b+g=-1-c$, the matrix of these diagonal entries for $f$ as a linear map of $(z_0,z_1,z_2)^{\mathsf T}$ is \[ \begin{pmatrix} et & c &0\\ 0&-(1+c)&1-e+ct\\ (1-e)t&0&e-(1+c)t \end{pmatrix}. \] The two nonzero permutation terms in its determinant give \[ -et(1+c)\bigl(e-(1+c)t\bigr)+ct(1-e)(1-e+ct) =t\bigl(c-2ce-e^2+(e+2ce+c^2)t\bigr). \] If the expression in parentheses is a nonzero polynomial in $t$, choose a nonzero $t$ at which it is nonzero. This is possible since $|K|>2$. Then solve for diagonal entries $(1,1,1)$. Otherwise the two coefficients of that expression vanish. Their sum is $(c+e)(1+c-e)$. If $c+e=0$, the constant coefficient becomes $c(c+1)$, giving $(c,e)=(0,0)$ or $(-1,1)$. Our choice of variable order leaves $(c,e)=(-1,1)$. For $t=-1$ the three rows give $-z_0-z_1$, $z_2$ and $z_2$, respectively, so take $(z_0,z_1,z_2)=(-1,0,1)$. If $1+c-e=0$, substituting $e=c+1$ into the vanishing constant coefficient gives $3c^2+3c+1=0$, or $c^2+ce+e^2=0$. Neither $c=0$ nor $c=-1$ satisfies $3c^2+3c+1=0$. Take $t=1$ and $(z_0,z_1,z_2)=(-1/c,-1/e,0)$. The rows give \[ -e/c-c/e=1,\qquad (1+c)/e=1,\qquad -(1-e)/c=1. \] Every integer $n\ge2$ is a sum of twos and threes. After undoing any variable permutation and scaling one input to undo the normalization in each block, use the size-two and size-three inputs block-diagonally to attain $I_n$, and scale one input to attain an arbitrary scalar matrix. \end{proof} \section{Cubic projector evaluations}\label{cubic-nonscalars} \begin{lemma}\label{cubic-unit} If $|K|>2$, then every traceless $T\in M_m(K)$, $m\ge1$, is a commutator $[L,P]$ with $L$ invertible. \end{lemma} \begin{proof} For $m\ge3$ put $T$ in rational canonical form, with companion blocks having ones on the first subdiagonal and the negatives of the defining coefficients in the last column. Thus $T$ has no entries below its first subdiagonal, and the nonzero entries on that subdiagonal are ones. If there is exactly one such entry, there is one invariant factor of degree two and all other invariant factors have degree one. At least one linear factor divides the quadratic invariant factor, so the characteristic polynomial splits and $T$ is triangularizable. In this case replace the rational canonical form by an upper triangular form. If there are no subdiagonal ones, $T$ is already upper triangular. Choose a strictly upper bidiagonal $N$ with every first-superdiagonal entry nonzero. If the form of $T$ has at least two subdiagonal ones, choose the corresponding entries of $N$ to have sum zero. A list of any even length can be formed from pairs $(1,-1)$. For odd length at least three, use a triple $(1,\eta,-1-\eta)$ with $\eta\notin\{0,-1\}$ and fill the remaining positions with pairs. At all other positions take the entry of $N$ to be $1$. This gives $\tr(TN)=0$. For $j\ge2$, the entries of $N^j$ are supported on the $j$th superdiagonal, so $\tr(TN^j)=0$. The last standard column and its first $m-1$ iterates under $N$ are nonzero multiples of the standard columns in reverse order. Thus $N$ is cyclic, and \eqref{cubic-moments} gives $T=[N,P]=[I_m+N,P]$. For $m=2$ and $T$ nonscalar, use the zero-diagonal form from Lemma~\ref{cubic-commutator}. A diagonal matrix with two distinct nonzero entries gives an invertible $L$ for which $\ad_L$ maps the off-diagonal subspace onto itself. The only nonzero traceless scalars in size two occur in characteristic two, where $[I_2+E_{12},\lambda E_{21}]=\lambda I_2$. The zero target in any size is $[I_m,0]$, which also covers $m=1$. \end{proof} \begin{proposition}\label{cubic-shift} Suppose $|K|>2$, $S=0$, and $u\ne0$. Put $t=a+b+c$ and $s=d+e$. If there is $\lambda\in K$ with \begin{equation}\label{cubic-shift-conditions} \begin{gathered} t(1+\lambda)\ne0,\qquad s-\lambda t\ne0,\\ (a+c+\lambda t,d-\lambda t)\ne(0,0),\qquad (e+g-\lambda t,b+\lambda t)\ne(0,0), \end{gathered} \end{equation} then $f(M_n(K))$ contains every nonscalar matrix for all $n\ge2$. \end{proposition} \begin{proof} Set $m=n-1$. Use matrices of the form \begin{equation}\label{cubic-inputs} X=\begin{pmatrix}A&0\\ C&1\end{pmatrix},\qquad Y=\diag(I_m,0)+\lambda I_n,\qquad Z=\begin{pmatrix}P&Q\\ R&0\end{pmatrix}, \end{equation} where $A,P\in M_m(K)$, $C,R$ are rows, and $Q$ is a column of length $m$. For $\lambda=0$, the word products have the blocks \begin{equation}\label{cubic-projector-words} \begin{array}{c|cccc} \text{word}&(1,1)&(1,2)&(2,1)&(2,2)\\\hline xyz&AP&AQ&CP&CQ\\ xzy&AP&0&CP+R&0\\ yxz&AP&AQ&0&0\\ yzx&PA+QC&Q&0&0\\ zxy&PA+QC&0&RA&0\\ zyx&PA&0&RA&0. \end{array} \end{equation} The $\lambda$ term is $\lambda t[X,Z]$, by \eqref{cubic-deletions}. Thus the blocks $f_{ij}$ of $f(X,Y,Z)$ are \begin{equation}\label{cubic-projector} \begin{aligned} f_{11}&=t(1+\lambda)[A,P]+(s-\lambda t)QC,\\ f_{12}&=((a+c+\lambda t)A+(d-\lambda t)I_m)Q,\\ f_{21}&=(a+b+\lambda t)CP+R((e+g-\lambda t)A+(b+\lambda t)I_m),\\ f_{22}&=(a+\lambda t)CQ . \end{aligned} \end{equation} For a nonscalar target $W$ choose $v,Wv$ independent and a functional $\ell$ satisfying $\ell(v)=1$ and \[ \ell(Wv)=\frac{a+\lambda t}{u}\tr W. \] In the decomposition $K^n=\ker\ell\oplus Kv$, write $W=\begin{pmatrix}T&U\\V&w\end{pmatrix}$. Then $U\ne0$ and $\tr T=(s-\lambda t)\tr W/u$. Extend $U$ to an ordered basis of $K^m$ and let $N$ send each basis column to the next and the last to zero. Then $N$ is nilpotent and $U$ is cyclic for $N$. Put $A=\tau I_m+N$. The last two conditions of \eqref{cubic-shift-conditions} allow a choice of $\tau$ making both linear matrix factors in \eqref{cubic-projector} invertible. Indeed, each factor is a scalar multiple of $I_m$ plus a multiple of $N$, and its scalar part excludes at most one $\tau$. Take $Q$ to be the inverse of the upper-right factor applied to $U$. It is cyclic for $A$, since this factor is an invertible polynomial in $A$. Choose $C$ by the $m$ equations \[ CA^j Q=\frac{\tr(TA^j)}{s-\lambda t}\qquad(0\le j2$. Proposition~\ref{cubic-f2} gives every target over $\mathbf F_2$. \end{proof} \section{Matrix order two}\label{order-two-section} We use the following elementary fact about multilinear maps into a plane \cite[Lemma~3]{Malev}. \begin{lemma}\label{order-two-plane} Let \(g\) be a multilinear map from a finite product of \(K\)-vector spaces to a two-dimensional \(K\)-vector space. If two values are linearly independent, \(g\) is surjective. \end{lemma} \begin{proof} Choose tuples with independent outputs that differ in as few positions as possible. A tuple obtained by exchanging some but not all of their differing entries is closer to both original tuples. Minimality forces its value to lie in the span of each original value, so it is zero. In every differing position take the sum of the two entries, except in one position where we take their linear combination with coefficients \(\lambda,\mu\in K\). The expansion contains the original values with these coefficients, and every mixed term vanishes. If the tuples differ in one position, there are only the two original terms. \end{proof} \begin{theorem}\label{allfield-order-two} For every multilinear quartic \(p\) over \(K\), the image \(p(M_2(K))\) is one of \(\{0\}\), \(KI_2\), \(\slin_2(K)\), and \(M_2(K)\). \end{theorem} \begin{proof} Simultaneous conjugation of the inputs conjugates the value, and scaling one input scales the value by the same scalar. If all values are scalar, the image is zero or the scalar line. Suppose some value is nonscalar. For a tuple of matrix units \(E_{a_s b_s}\), \(1\le s\le4\), any nonzero word product is a matrix unit \(E_{ij}\) with \(j-i=\sum_{s=1}^4(b_s-a_s)\), by telescoping the indices. The integer $j-i$ is fixed for the tuple. In size two, $j-i=0$ permits only diagonal units, while $j-i=1$ or $-1$ permits only one off-diagonal unit. Thus each tuple gives a diagonal value or a multiple of one off-diagonal unit. If every matrix-unit evaluation were diagonal, multilinearity would make every value diagonal. For \(a\ne b\), conjugating \(\diag(a,b)\) by \(I_2+E_{12}\) gives \(\diag(a,b)+(b-a)E_{12}\), ruling out that possibility for a polynomial with a nonscalar value. Thus scaling and swapping indices give \(E_{12}\) and \(E_{21}\) in the image. The diagonal and off-diagonal subspaces give a grading by \(\mathbb Z/2\mathbb Z\), with the diagonal subspace of degree zero. Restrict each input to the subspace containing its matrix unit in a tuple giving \(E_{12}\). The sum of the four degrees is one, so every output of the restriction is off diagonal. Swapping indices preserves all four input subspaces and gives \(E_{21}\) in the same restriction. Lemma~\ref{order-two-plane} yields the whole off-diagonal subspace. Every nonscalar traceless \(T\in M_2(K)\) is similar to an off-diagonal matrix, using the basis \(v,Tv\) from Lemma~\ref{cubic-commutator}. \medskip \noindent\textit{Characteristic two.} Suppose first that \(p\) has only traceless values. Conjugating \(E_{12}\) by \(I_2+E_{21}\) gives \(E_{12}+E_{21}+I_2\). Expand the inputs for this value in matrix units. Since its diagonal part is nonzero, a tuple of matrix units gives a nonzero diagonal value. This value is traceless, hence scalar in characteristic two. Scaling gives all scalars and finishes the traceless case. If \(p\) has a value of nonzero trace, multilinearity gives a matrix-unit tuple with value \(\operatorname{diag}(a,b)\), \(a+b\ne0\). Restrict each input to the diagonal or off-diagonal subspace according to this tuple. The image of the restriction is diagonal and contains \(\operatorname{diag}(b,a)\) by simultaneous index exchange. The two values are independent since \(a^2-b^2=(a+b)^2\ne0\). Lemma~\ref{order-two-plane} gives all diagonal matrices. For each separable quadratic extension \(L/K\), let \(\sigma\) be its nontrivial \(K\)-automorphism and let \(m_a:L\to L\) send \(x\) to \(ax\) for \(a\in L\). Identify \(M_2(K)\) with \(\operatorname{End}_K(L)\) in a basis of \(L\). The subspaces of maps \(m_a\) and \(m_b\sigma\), \(a,b\in L\), give another grading by \(\mathbb Z/2\mathbb Z\). Indeed, write \(L=K(\theta)\) with \(\theta^2+\theta=c\in K\) and \(\sigma(\theta)=\theta+1\). In the basis \(1,\theta\), the two maps associated to \(x+y\theta\) are \[ \begin{pmatrix}x&cy\\y&x+y\end{pmatrix}, \qquad \begin{pmatrix}x&x+cy\\y&x\end{pmatrix}. \] Comparison of the first columns and the lower-right entries shows that an element in the intersection has \(y=0\). Comparison of the upper-right entries then gives \(x=0\). The two subspaces are thus complementary, and \(\sigma m_a=m_{\sigma(a)}\sigma\) gives the grading. The first map has trace \(a+\sigma(a)\) for \(a=x+y\theta\), and the second map has trace zero. Expand a nonzero-trace value of \(p\) by decomposing each input into its two homogeneous components. A homogeneous tuple gives a value \(m_a\) with \(a+\sigma(a)\ne0\). On this tuple's fixed pattern of input degrees, the outputs all lie in the two-dimensional subspace of multiplication maps. Conjugation by \(\sigma\) preserves each input subspace and supplies \(m_{\sigma(a)}\) in the same restriction. These two values are independent. Indeed, if \(\sigma(a)=c_0a\) for \(c_0\in K\), then \(c_0^2=1\), hence \(c_0=1\), contrary to \(a+\sigma(a)\ne0\). Lemma~\ref{order-two-plane} gives every multiplication map. A matrix of nonzero trace has separable characteristic polynomial in characteristic two. If it splits, the matrix is diagonalizable over \(K\) and occurs by the diagonal restriction above. Otherwise its characteristic polynomial is irreducible, and its companion form is a multiplication map on the corresponding quadratic field. All traceless targets are already covered by the diagonal and off-diagonal restrictions. \medskip \noindent\textit{Characteristic different from two.} The only scalar traceless matrix is zero. Thus if \(p\) has only traceless values, the first part of the proof gives image \(\slin_2(K)\). Suppose now that \(p\) has some value of nonzero trace. Consider bases \(I_2,H,J,HJ\) of \(M_2(K)\) with \(H^2=aI_2\), \(J^2=bI_2\), \(HJ=-JH\), where \(a,b\in K^\times\). One such basis has \(H=\operatorname{diag}(1,-1)\) and \(J=E_{12}+E_{21}\). Assign their degrees \(0,h,j,h+j\) in \((\mathbb Z/2\mathbb Z)^2\), with generators \(h,j\), respectively. For a tuple \(\mathbf g=(g_1,\ldots,g_4)\) of degrees, let \(U_{g_i}\) be the basis element of degree \(g_i\). The value of \(p\) is \[ p(U_{g_1},\ldots,U_{g_4})=\lambda(\mathbf g)U_{g_1}U_{g_2}U_{g_3}U_{g_4}. \] Here \(\lambda(\mathbf g)\) is the sum of the word coefficients with the signs obtained by reordering each word into \(U_{g_1}U_{g_2}U_{g_3}U_{g_4}\). Distinct nonzero degrees anticommute, and all other pairs commute, so \(\lambda(\mathbf g)\) is independent of \(a,b\). In particular, the tuple gives a nonzero value precisely when \(\lambda(\mathbf g)\ne0\), because each basis input is invertible. If nonzero, its value is scalar when the total degree is zero and lies in one of the three traceless basis directions otherwise. The same statements hold after scaling individual basis inputs by nonzero scalars. They also hold under any permutation of the three nonzero degree names, since their commutation signs are preserved. Expanding inputs in this basis, we find a tuple giving a nonzero scalar value and another giving a nonscalar value. Choose a pair of degree tuples of these two types with the smallest number \(r\) of differing positions. Name the output degree of the nonscalar tuple \(h\). In any of the displayed bases, let \(\mathbf A=(A_1,\ldots,A_4)\) and \(\mathbf B=(B_1,\ldots,B_4)\) be the corresponding input tuples, and let \(S\subseteq\{1,2,3,4\}\) be the set of differing positions. Write \[ p(\mathbf A)=\alpha I_2,\qquad p(\mathbf B)=\beta H,\qquad \alpha\beta\ne0. \] The set of degree tuples with nonzero evaluation and the minimum \(r=|S|\ge1\) are independent of the basis parameters. Every proper mixture of the endpoints in the positions \(S\) has zero value. Otherwise, depending on whether it is scalar or nonscalar, it would be closer to an endpoint of the opposite type. Use \(A_s+B_s\) in every position \(s\in S\) except one, where we use \(\lambda A_s+\mu B_s\), with \(\lambda,\mu\in K\). The only terms of the expansion with possibly nonzero values are the two original tuples. Their contribution \(\lambda\alpha I_2+\mu\beta H\) ranges over \(KI_2+KH\). For any \(a\ne0\), we can take \(H=\begin{psmallmatrix}0&a\\1&0\end{psmallmatrix}\) and \(J=\operatorname{diag}(1,-1)\). For a nonscalar target \(T\), the traceless part \(T-\frac12(\tr T)I_2\) has square \(aI_2\) for some \(a\in K\). When \(a\ne0\), it is similar to the indicated \(H\) by using a basis \(v,(T-\frac12(\tr T)I_2)v\). Thus the planes give all such targets and all scalars. It remains to produce a value \(\alpha I_2+N\) with \(\alpha\ne0\) and \(N\) nonzero nilpotent. By applying the commutator rule \([J,UV]=[J,U]V+U[J,V]\) to each word, \[ [J,p(\mathbf B)]=\sum_{\ell=1}^4 p(B_1,\ldots,B_{\ell-1},[J,B_\ell],B_{\ell+1},\ldots,B_4). \] The left side is \(2\beta JH\ne0\). Choose a position \(\ell\) giving a nonzero summand. The inserted commutator is \(2JB_\ell\), and moving \(J\) to the left of the ordered product introduces only a sign. Thus the summand equals \(\delta\beta JH\) for \(\delta\in K^\times\), where \(\delta\) is \(\pm2\) times the ratio of the ordered-product coefficients of the modified and original degree tuples. The nonzero summand and \(\delta\) are independent of \(a,b\). In what follows, \(\eta\in K\) is the coefficient of the commutator input. Without it, we use \(A_s+B_s\) in each differing position \(s\in S\) and \(A_s\) elsewhere, giving \(\alpha I_2+\beta H\). If \(\ell\in S\), add \(\eta[J,B_\ell]\) to the \(\ell\)-th input. The degree of \([J,B_\ell]\) differs from both original degrees in that position. It differs from that of \(B_\ell\) by \(j\ne0\). Equality with the degree of \(A_\ell\) would give a nonscalar modified endpoint at distance \(r-1\) from the scalar endpoint. In the coefficient of \(\eta\), a term omitting any of the other choices from \(\mathbf B\) has distance less than \(r\) from \(\mathbf A\) and from the modified nonscalar endpoint. Hence it cannot have a nonzero value of either type. The result is the value \(\alpha I_2+\beta(H+\eta\delta JH)\). If \(\ell\notin S\), add \(\eta[J,A_\ell]\) to the common \(\ell\)-th input. In the coefficient of \(\eta\), consider a term with \(t\) choices from \(\mathbf B\) among the \(r\) positions in \(S\). A scalar term with \(t\ge1\) must be zero, since its distance to the modified nonscalar endpoint is \(r-t0$ is even, use the preceding singleton-plus-Jordan construction and an even complement. If $e$ is odd, the singleton plus the Jordan block has even size, and $g$ has odd positive degree. Its cyclic summand is covered by the odd cyclic construction, or is a zero singleton if $\deg g=1$. The original tuples can be taken block diagonal throughout. \end{proof} \section{Linear sources for the standard quartic}\label{s4-core} Cyclically rotating a quartic word changes its sign and preserves its trace, so every value of \(s_4\) has trace zero. Substituting \(I_n\) for one input gives zero, since the four insertions of \(I_n\) in each remaining word have alternating signs. When two inputs coincide, pairing the permutations that exchange those inputs gives zero. \begin{theorem}\label{s4-all} For every field \(K\) and every \(n\ge3\), the image of \(s_4\) on \(M_n(K)\) is \(\mathfrak{sl}_n(K)\). \end{theorem} \begin{lemma}\label{s4-three} Every traceless matrix of order three is a value of \(s_4\). \end{lemma} \begin{proof} Take \(X,Y\) with zero diagonal, and write \(x_{ij},y_{ij}\) for their entries. Expansion gives \[ s_4(E_{11},E_{22},X,Y)= \begin{pmatrix} 0&x_{13}y_{32}-x_{32}y_{13}&x_{23}y_{12}-x_{12}y_{23}\\ x_{31}y_{23}-x_{23}y_{31}&0&x_{21}y_{13}-x_{13}y_{21}\\ x_{32}y_{21}-x_{21}y_{32}&x_{12}y_{31}-x_{31}y_{12}&0 \end{pmatrix}. \] The positions \((1,2),(2,3),(3,1)\) use only the entries of \(X,Y\) in \((1,3),(3,2),(2,1)\). They are the three signed \(2\)-by-\(2\) minors of the matrix with rows \((x_{13},x_{32},x_{21})\) and \((y_{13},y_{32},y_{21})\), in cyclic order. The positions \((1,3),(2,1),(3,2)\) use the disjoint triples \((x_{23},x_{12},x_{31})\) and \((y_{23},y_{12},y_{31})\) in the same way. Every vector \(w\in K^3\) is the cross product of two vectors, where the cross product has coordinates \(u_2v_3-u_3v_2,u_3v_1-u_1v_3,u_1v_2-u_2v_1\). For \(w=0\), take \(u=0\). For \(w\ne0\), choose \(u\ne0\) with \(u\cdot w=0\), using the coordinate dot product. The map \(v\mapsto u\times v\) has kernel \(Ku\) by the minor equations and image the plane orthogonal to \(u\) by rank-nullity. Thus both triples of output entries can be prescribed independently. A nonscalar traceless \(T\) is similar to a matrix with zero diagonal. Choose \(v\) such that \(v,Tv\) are independent. Such a vector exists because an operator preserving every line is scalar. Indeed, it is diagonal in any basis, and preservation of the line through a sum of two basis vectors makes their diagonal entries equal. Take a complement to \(Kv\) containing \(Tv\). The first diagonal entry is zero and the lower-left column \(b\) is nonzero. If the lower-right block is nonscalar, proceed by induction on its order, changing basis only on that block. A traceless block of order one is zero. If it equals \(\lambda I_r\) with \(\lambda\ne0\), then \(r\ge2\) since this block has trace zero. Choose a nonzero row \(f\) with \(fb=0\). For \(S=\left(\begin{smallmatrix}1&f\\0&I_r\end{smallmatrix}\right)\), the first diagonal entry of \(S^{-1}TS\) is \(-fb=0\), and the lower-right block is \(\lambda I_r+bf\). The nonzero rank-one matrix \(bf\) makes it nonscalar, so induction applies. A zero lower-right block already has zero diagonal. The nonzero scalar case occurs only in characteristic three. Expansion gives \[ s_4(E_{12},E_{23},E_{31},\operatorname{diag}(d_1,d_2,d_3)) =\operatorname{diag}(d_2-d_3,d_3-d_1,d_1-d_2). \] The choice \((d_1,d_2,d_3)=(0,2\lambda,\lambda)\) gives \(\lambda I_3\). \end{proof} \subsection{Rectangular maps and sparse companions} For triples \(P=(A,B,C)\) in order \(r\) and \(Q=(A',B',C')\) in order \(s\), let \(L_{P,Q}\) send an \(r\)-by-\(s\) matrix \(D\) to the upper right block of \[ s_4\left(A\oplus A',\,B\oplus B',\,C\oplus C', \begin{pmatrix}0&D\\0&0\end{pmatrix}\right). \] Here \(\oplus\) is block diagonal sum. With a block diagonal triple whose blocks are \(P_i\), the output in block \((i,j)\) is \(L_{P_i,P_j}(D_{ij})\), since each word uses the fourth argument once. If \(0\) denotes a zero triple, the maps \(L_{P,0}\) and \(L_{0,P}\) are left multiplication by \(s_3(A,B,C)\) and right multiplication by \(-s_3(A,B,C)\), respectively. \begin{lemma}\label{s4-colors} A hollow matrix, meaning a matrix with zero diagonal, is an \(s_4\) value if its coordinates can be partitioned into four classes with zero within-class target blocks, the first three classes having even cardinalities. In particular, every hollow matrix of order at least five supported in positions \(|i-j|\le2\) is such a value. \end{lemma} \begin{proof} Use the following triples in order two: \[ P_1=(E_{11},\begin{pmatrix}0&1\\1&1\end{pmatrix}, \begin{pmatrix}0&1\\1&0\end{pmatrix}),\qquad P_2=(E_{11},E_{22},\begin{pmatrix}1&1\\1&1\end{pmatrix}),\qquad P_3=(E_{11},\begin{pmatrix}1&1\\1&0\end{pmatrix},I_2). \] List the entries across each row in order, starting with the first row. In these row-major coordinates, expansion gives the following matrices for \(L_{P_1,P_2},L_{P_1,P_3},L_{P_2,P_3}\): \[ \begin{pmatrix}0&0&-1&0\\0&0&-2&-1\\1&2&0&0\\0&1&0&0\end{pmatrix}, \quad \begin{pmatrix}0&1&0&0\\-1&0&2&-2\\0&-2&0&1\\0&2&-1&0\end{pmatrix}, \quad \begin{pmatrix}0&0&1&0\\0&0&2&-1\\-1&-2&0&0\\0&1&0&0\end{pmatrix}. \] Each determinant is one. For rectangular matrices \(D\) of size \(r\)-by-\(s\) and \(E\) of size \(s\)-by-\(r\), the pairing \((D,E)\mapsto\operatorname{tr}(DE)\) is nondegenerate, since matrix units pair with their transposes. The sum \(\operatorname{tr}(s_4(A,B,C,D)E)\) uses one representative with \(E\) last from each cyclic class of five distinct labels. Signs are constant on each class because a cyclic rotation has positive sign. Exchanging \(D,E\) and rotating each word to put the new last label at the end therefore negates the sum. Apply this identity to the block diagonal triple for \(P,Q\) and opposite rectangular inputs \(D,E\). It gives \(\operatorname{tr}(L_{P,Q}(D)E)=-\operatorname{tr}(D L_{Q,P}(E))\), so the reverse maps are invertible. The cubic values for \(P_1,P_2\) are \(\left(\begin{smallmatrix}0&-1\\1&0\end{smallmatrix}\right)\) and that for \(P_3\) is its negative. Pair the coordinates of the \(i\)-th even class, put \(P_i\) on each pair, and put the zero triple on the fourth class. Solve each cross-class fourth-input block using the invertible rectangular maps and set the within-class blocks to zero. This constructs the whole target in one evaluation. For a matrix supported on \(|i-j|\le2\), take the first three classes by residue modulo three. From each odd class remove one coordinate and place it in the fourth class. For the six residues \(0,1,\ldots,5\) of the order modulo six, choose respectively \[ \varnothing,\quad\{1\},\quad\{1,5\},\quad\{1,5,9\},\quad\{2,6\},\quad\{3\}. \] For orders at least five these sets exist, each contains one coordinate from every residue class of odd cardinality and none from the other classes, and any two of its coordinates have distance at least three. \end{proof} The Fiedler companion \cite{Fiedler} in \eqref{quartic-fiedler} has bandwidth two (its entries vanish when \(|i-j|>2\)), and only its first diagonal entry can be nonzero. Lemma~\ref{s4-colors} therefore gives all cyclic traceless targets of order at least five. \begin{lemma}\label{s4-scalarcyc} If \(C\) is cyclic of order at least two and \(\operatorname{tr} C=-a\), the matrix \(a\oplus C\) is similar to a hollow matrix supported on \(|i-j|\le2\). \end{lemma} \begin{proof} Use the companion above for \(C\). In the order with the scalar first, the leading three-by-three block is \(R=\operatorname{diag}(a,-a,0)+E_{32}+bE_{23}\) for a coefficient \(b\). The matrix \(S=\left(\begin{smallmatrix}1&0&a\\1&1&0\\0&0&1\end{smallmatrix}\right)\) gives \[ S^{-1}RS=\begin{pmatrix}0&-a&a^2\\-a&0&b-a^2\\1&1&0\end{pmatrix}. \] The connections to later coordinates are supported in \(E_{24},E_{43},E_{53}\), with terms beyond the matrix order omitted. These are unchanged because \(S^{-1}e_2=e_2\) and \(e_3^{\mathsf T}S=e_3^{\mathsf T}\). \end{proof} \begin{lemma}\label{s4-threecyc} A traceless direct sum of at most three cyclic matrices of total order at least eight is an \(s_4\) value. The same holds for three cyclic matrices each of order at least two. \end{lemma} \begin{proof} Put \(P_0=(E_{12},E_{23},E_{31}+I_3)\) on a three-dimensional coordinate block. Its fourth-slot map on diagonals gives every trace-zero diagonal by the expansion in Lemma~\ref{s4-three}, since the added identity contributes zero. Use the triples \[ Q_1=(E_{11},E_{12}+E_{21},I_2),\quad Q_2=(E_{11},E_{22},E_{12}+E_{21}),\quad Q_3=(E_{12},E_{21},I_2+E_{21}) \] on pairs outside that block. The cubic determinants of \(P_0,Q_1,Q_2,Q_3\) are \(1,1,1,-1\), respectively. For an ordered pair of triples \(P=(A_1,A_2,A_3)\), \(Q=(B_1,B_2,B_3)\), in row-major order the column of \(L_{P,Q}\) for the rectangular unit \(E_{uv}\) is obtained by flattening the sum of \[ \operatorname{sgn}(\sigma)\, A_{\sigma(1)}\cdots A_{\sigma(j-1)}\, E_{uv}\, B_{\sigma(j+1)}\cdots B_{\sigma(4)},\qquad \sigma(j)=4, \] over the \(24\) permutations, with empty products the appropriate identity. The six determinants for pairs in the displayed order are all one, as computed in Appendix~\ref{s4-finite-data}. The reverse maps are invertible by trace duality. Take the first coordinate from each Fiedler block as part of the three-dimensional block. For three summands this gives a traceless diagonal. For two summands of total order at least eight, choose the fourth coordinate of the larger summand as the third coordinate of the block. It has zero diagonal and no connection to its own first coordinate. The outside coordinates have zero diagonal and retain bandwidth two when the surviving coordinates of each summand are listed in their original order and the resulting lists are concatenated. Here an edge means that at least one of the two entries joining distinct coordinates can be nonzero. If at least five coordinates remain outside, the partition in Lemma~\ref{s4-colors} applies with the triples \(Q_i\) replacing \(P_i\). When there are three summands of orders at least two and total order six or seven, the outside consists of three isolated vertices, or one edge and two isolated vertices. In the first case use only the zero class. In the second, pair the two edge endpoints separately with the isolated vertices and give the two pairs different colors. Solve the fourth-input blocks as before. For one summand the cyclic result already applies. \end{proof} \subsection{Weighted shifts}\label{s4-weights} For arbitrary \(A,B,C,D\), grouping the \(24\) words of \(s_4\) by the two adjacent pairs gives \begin{align*} s_4(A,B,C,D) ={}&[A,B][C,D]+[C,D][A,B]-[A,C][B,D]-[B,D][A,C]\\ &+[A,D][B,C]+[B,C][A,D]. \end{align*} Put \(U=[A,C]\), \(W=[A,D]\). At \(B=A^2\), the first two products vanish and the other four sum to \[ -U(AW+WA)-(AW+WA)U+W(AU+UA)+(AU+UA)W=[A,[U,W]]. \] The same quartic value is obtained with \(B=A^2-2A+I_n\), by the vanishing identities for \(s_4\). Also \(s_3(A,A^2,C)=A[A,C]A\) by grouping its six words, and \(s_3(A,I_n,C)=-[A,C]\). Consequently \begin{equation}\label{s4-square-identity} \begin{aligned} s_4(A,A^2-2A+I_n,C,D)&=[A,[[A,C],[A,D]]],\\ s_3(A,A^2-2A+I_n,C)&=A[A,C]A-[A,C]. \end{aligned} \end{equation} Let \(J=\sum_{i=1}^{n-1}E_{i,i+1}\). For \(n\ge3\), take nonzero weights \(v_1,\ldots,v_{n-1}\) with sum zero. Put \(c_i=\sum_{j=1}^i v_j\), with \(c_0=c_{n-1}=0\), and \(C=\sum_{i=1}^{n-2}c_i E_{i+2,i}\). The first lower entries of \([J,C]\) are \(c_i-c_{i-1}=v_i\). Thus, with \(V=[J,C]\), \[ L(X)=s_4(J,J^2,X,C)=-[J,[V,[J,X]]]. \] A band of offset \(r\) is the span of \(E_{i,i+r}\) for \(1\le i,i+r\le n\). The map \(L\) sends offset \(r\) to offset \(r+1\), so the outputs from separate input bands can be prescribed independently. Each commutator map is skew-adjoint for \((X,Y)\mapsto\operatorname{tr}(XY)\) by cyclicity of trace. Reversing the three commutator maps preserves their order, since the two outer maps are both \([J,-]\). Hence \(L\) is skew-adjoint. \begin{lemma}\label{s4-bands} With these weights, the diagonal and first upper band of \(L\) are the trace-zero diagonal and the entire first upper band if \(n\ne0\) in \(K\). If \(n=0\) in \(K\), the additional respective conditions on diagonal entries \(d_i\) and first upper entries \(u_i\) are \[ \sum_{i=1}^{n}\ell_i d_i=0,\qquad \sum_{i=1}^{n-1}i u_i=0, \qquad \ell_i=\sum_{j=i}^{n-1}j/v_j. \] The first lower band is given in both cases by the following two conditions on its entries \(t_i\): \[ \sum_{i=1}^{n-1} t_i=\sum_{i=1}^{n-1} w_i t_i=0,\qquad w_1=0,\quad w_{i+1}-w_i=\frac{c_i}{v_i v_{i+1}}\quad(1\le i1\), its term at \(a=i\) has a pole at \(v_i=0\) with nonzero residue \(c_{i-1}/v_{i+1}\), and no other term has that pole. If \(i=1,j2$, and $n\ge5$ if $K=\mathbf F_2$. If $v,Cv,Dv$ are dependent for every $v$, then there is a line $Kw$ and scalars $\lambda,\mu$ such that both $C-\lambda I$ and $D-\mu I$ have image in $Kw$. \end{lemma} \begin{proof} First take $|K|>2$. Choose $x$ with $x,Cx$ independent and replace $D$ by $D-aI-bC$ so that $Dx=0$. Put $W=\Span\{x,Cx\}$. For any $y$, \[ (x+ty)\wedge(Cx+tCy)\wedge tDy=0 \qquad(t\in K). \] The coefficient of $t^3$ vanishes by the hypothesis at $y$. Dividing by $t$ at the nonzero $t$ gives a linear polynomial vanishing at two distinct points. Its constant term gives $Dy\in W$. Write $Dy=\alpha(y)x+\beta(y)Cx$ with linear functionals $\alpha,\beta$. The coefficient of \(t\) after division is \(-x\wedge Cx\wedge(\alpha(y)y+\beta(y)Cy)\), so \(\alpha(y)y+\beta(y)Cy\in W\). If \(D\) has rank two then \(\alpha,\beta\) are independent. The vectors of \(\ker\beta\) outside \(\ker\alpha\) span \(\ker\beta\): take one such vector and add each vector in \(\ker\alpha\cap\ker\beta\) to it. The inclusion then gives \(\ker\beta\subset W\). This forces $n=3$ and $\ker\beta=W$. The displayed inclusion implies $\beta(Cy)=-\alpha(y)$ wherever $\beta(y)\ne0$, and hence everywhere, because the vectors outside a hyperplane span the space. As $\alpha(x)=0$ and $\alpha,\beta$ are independent, $\alpha(Cx)\ne0$. Thus $D(Cx)$ is a nonzero multiple of $x$ and $C^2x\notin W$, contradicting the hypothesis at $Cx$. We have shown that $D$ has rank one, say $Dy=\phi(y)w$. For $\phi(y)\ne0$, $y\wedge Cy\wedge w=0$. If $\phi(y)=0$, choose $z$ with $\phi(z)\ne0$ and apply the identity at $y+tz$ for $t\ne0$. It is linear in $t$ because its quadratic term vanishes at $z$. It therefore holds at $t=0$ as well. Subtracting the identity at \(y\) from that at \(y+w\) gives \(y\wedge Cw\wedge w=0\) for all \(y\). If \(Cw\notin Kw\), a vector outside \(\Span\{w,Cw\}\) contradicts this identity. The induced map on the quotient by $Kw$ preserves every line and hence is scalar, by applying it to a basis and to pairwise sums. Thus $C-\lambda I$ has image in $Kw$. Undoing the replacement of $D$ gives the assertion for the original pair. Now let $K=\mathbf F_2$ and $n\ge5$. Apart from $I$, the six nonzero members of $\Span\{I,C,D\}$ form three pairs of the form $A,A+I$. Their kernels cover all nonzero vectors by the dependence hypothesis. Within each pair the kernels are disjoint except at zero. If all six maps have rank at least two, the two kernel dimensions in a pair are each at most $n-2$ and have sum at most $n$. Therefore their union contains at most $2^{n-2}+2$ nonzero vectors. This bound follows by maximizing the sum of the two powers of two with the stated constraints, by transferring units to the larger dimension. Three pairs cover at most $3(2^{n-2}+2)<2^n-1$ nonzero vectors. Thus a rank-one map is present. Replace $C,D$ by two members giving a basis with $I$, with the new $D$ of rank one. It suffices to prove that $C$ is scalar modulo the image line $Kw$ of $D$, since the conclusion is preserved under a change of basis of this three-dimensional operator space. Write $Dy=\phi(y)w$. If $\phi(w)=0$, apply dependence at $y$ and $y+w$ for every $y$ with $\phi(y)=1$. Modulo $Kw$, the images of these two vectors under $C$ lie in the same line $K\bar y$. Hence the image of $Cw$ in the quotient is in the intersection of at least two distinct such lines and is zero. The induced $C$ on the quotient maps each vector in the affine hyperplane $\phi=1$ either to itself or to zero. If two vectors there have different choices, take a third independent of them in the same affine hyperplane. The sum of the three vectors belongs to the hyperplane, but its image cannot be either zero or the whole sum, a contradiction. The hyperplane spans the quotient, so the induced map is scalar. If $\phi(w)=1$, identify the quotient by $Kw$ with $\ker\phi$. Write $B$ for the linear map obtained by restricting $C$ to $\ker\phi$ and projecting back along $Kw$, and $c$ for the projection of $Cw$. For each nonzero $u\in\ker\phi$, applying dependence at $u+w$ gives $Bu+c\in Ku$. For independent $u,v$ add the relations for $u,v,u+v$ to obtain $c\in\Span\{u,v\}$. Intersecting these spans gives $c=0$, since $\dim\ker\phi\ge4$. Hence $B$ preserves all lines and is scalar. This proves the claim in either case. \end{proof} We use the trace-moment criterion \eqref{cubic-moments} for a cyclic commutator factor. \begin{lemma}\label{quartic-common-factor} Let \(K\) be any field and \(n\ge2\). For every pair of traceless matrices \(C,D\) of order \(n\), there is a cyclic matrix \(A\) for which \(C,D\) both lie in the image of \(X\mapsto[A,X]\). \end{lemma} \begin{proof} We first treat order two. The subspace of matrices orthogonal to \(C,D\) has dimension at least two and contains the identity. Every nonscalar matrix \(A\) in it is cyclic, and the two moments for \(C,D\) vanish. We will also use a nilpotent choice for a single traceless matrix \(T\) of order \(m\ge3\) when \(|K|>2\). Write \(T\) in a direct sum of column companion matrices of its invariant factors. Let \(h\) be the number of its nonzero first-subdiagonal entries. If \(h\ge2\), choose \(h\) nonzero scalars summing to zero. For \(h\) even use pairs \((1,-1)\), and for \(h\) odd use one triple \((1,u,-1-u)\) with \(u\notin\{0,-1\}\) and then pairs. Diagonal conjugation makes the subdiagonal entries equal these scalars because the entries lie on disjoint paths within the companion blocks. The resulting matrix is upper Hessenberg and has zero sum on the first subdiagonal, so its trace pairing with every power of the upper nilpotent shift \(J_m=E_{12}+\cdots+E_{m-1,m}\) vanishes. If \(h=0\), all invariant factors are linear and \(T\) is triangularizable. If \(h=1\), there is a single quadratic invariant factor and at least one linear factor dividing it, so \(T\) is again triangularizable. In either case take \(T\) upper triangular, and all the moments with \(J_m\) vanish by tracelessness. Conjugating \(J_m\) back gives the desired regular nilpotent matrix. Suppose next that \(|K|\ge n\) and \(|K|>2\), allowing \(K\) infinite. If \(C,D\) act on a residual space \(W\) of dimension at least three and its identity does not lie in their span, there is a vector \(v\notin\operatorname{span}(Cv,Dv)\). If both matrices are zero, take any nonzero \(v\). When their span is one-dimensional, the contrary assumption for a generator \(C\) makes \(C\) invertible and \(C^{-1}\) line-preserving, hence \(C\) scalar. When \(I,C,D\) are independent, choose a vector witnessing independence of \(v,Cv,Dv\) if there is one. Otherwise Lemma~\ref{quartic-lld} gives a line \(Ku\) and independent row functionals \(\rho,\sigma\) such that \(C=\lambda I+u\rho\), \(D=\mu I+u\sigma\). If \(\lambda=\mu=0\), take \(v\) outside \(Ku\). Otherwise choose \(v\) with \(\rho(v)=\lambda,\ \sigma(v)=\mu\), outside \(Ku\). If the affine solution set lay in \(Ku\), its translation space, of dimension at least one, would equal \(Ku\), and then every vector in the solution set would have zero values under \(\rho,\sigma\). Now \(Cv=\lambda(v+u)\) and \(Dv=\mu(v+u)\), so \(v\) is outside their span. Choose a functional \(\phi\) with \(\phi(v)=1\) and \(\phi(Cv)=\phi(Dv)=0\). In the decomposition \(Kv\oplus\ker\phi\), both first diagonal entries are zero, and the two lower-right compressions are traceless. Repeat until a residual block has order two or the identity lies in the span of its two compressions. In order two use the preceding argument. In the identity-span case its order is zero in \(K\), by taking traces, and the residual span is generated by the identity and at most one other matrix. Use the preceding nilpotent construction on that matrix. The identity is orthogonal to every power of a regular nilpotent in that order. Thus in both cases we have a cyclic \(A_0\) for the final block. Adjoin distinct scalar blocks with scalars outside the spectrum of \(A_0\) in \(K\), one for every removed entry. There are at most as many excluded scalars as the order of \(A_0\), so there are enough scalars. The resulting \(A\) is cyclic and its centralizer is the direct sum of the block centralizers because the block minimal polynomials are coprime. The removed entries of \(C,D\) were zero, so both matrices are orthogonal to this centralizer. It remains to treat finite fields of order \(q2\) and the identity lies in their span, the same nilpotent argument used for the residual block above applies. Now suppose \(I,C,D\) are independent. We may assume \(n\ge4\) if \(q>2\) and \(n\ge5\) if \(q=2\), since the small binary endpoints are checked below. If \(v,Cv,Dv\) are dependent for every \(v\in K^n\), Lemma~\ref{quartic-lld} gives scalars \(\lambda,\mu\) and a common image line \(Ku\) for \(C-\lambda I,D-\mu I\). Choose a regular nilpotent \(N\) with kernel \(Ku\). The moments against \(N^j\), \(j\ge1\), vanish for both matrices, since \(N^j\) kills \(u\) and has trace zero. The zeroth moments vanish by hypothesis. Suppose therefore that \(v,Cv,Dv\) are independent for some \(v\). Put \(U=\operatorname{span}(Cv,Dv)\) and choose a complement \(W\) containing \(v\), of dimension \(m=n-2\). In the basis \((Cv,Dv)\) of \(U\) and a basis of \(W\) starting with \(v\), let \(F,G\) be the upper-right \(2\)-by-\(m\) blocks of \(C,D\). Their first columns are \((1,0)^{\mathsf T},(0,1)^{\mathsf T}\). We identify \(W^*\) with the field \(L\) of order \(q^m\) so that the rows of \(F,G\), represented by \(f_1,f_2\) and \(g_1,g_2\), satisfy \(f_1g_2-f_2g_1\ne0\). To do so, choose independent field images \(\beta_2,\ldots,\beta_m\) of the last \(m-1\) dual basis vectors. In the image \(\beta_1\) of the first vector, the determinant is a monic quadratic by the first-column conditions. Since \(q^m-q^{m-1}>2\) for \(m\ge3\) or for \(m=2,q>2\), we can choose \(\beta_1\) outside the span of the other images and outside the two possible roots. Let \(P\) act on \(W\) so that its dual action is multiplication by an element \(\eta\in L\) of degree \(m\) over \(K\). Let \(Z:U\to W\) be a lower shear parameter, with columns represented by \(z_1,z_2\in L\) using the field trace pairing. The lower-right compressions after conjugation by \(\left(\begin{smallmatrix}I&0\\Z&I\end{smallmatrix}\right)^{-1}\) are \(C_{22}-ZF\) and \(D_{22}-ZG\). Their moments against \(P^j\), \(0\le j2\). The shift does not change the centralizer, hence preserves cyclicity and the orthogonality to that centralizer. Then \(\operatorname{diag}(B,P)\) is cyclic and the moments vanish by its block centralizer. Undo the shear to obtain \(A\). For the remaining identity-span case over \(\mathbf F_2\), the order is even. It suffices to handle \(I,C\) with \(C\) nonscalar and traceless. Write \(n=2+m\) with \(m=2e\), and choose a decomposition of these dimensions with the second row \(f_2\) of the top-right block \(F\) of \(C\) nonzero. This is possible by taking \(w,Cw\) independent, putting \(w\) in the second summand while \(Cw\) has a nonzero projection to the first, and choosing the basis of the first summand. Choose a monic irreducible polynomial \(g\) of degree \(e\) with \(g(0)\ne0\), and set \(L=\mathbf F_2[t]/(g^2)\). Let \(\ell\) take the coefficient of \(t^{m-1}\) in the representative of degree less than \(m\). The pairing \((u,v)\mapsto\ell(uv)\) on \(L\) is nondegenerate because multiplying any nonzero representative of degree \(i\) by \(t^{m-1-i}\) gives a nonzero coefficient in degree \(m-1\). Identify the dual of the second summand with \(L\), mapping \(f_2\) to \(1\), and write \(f_1\in L\) for the other row. Let \(P\) act with dual action multiplication by \(t\). Every polynomial in \(P\) has trace zero, because every root of the separable polynomial \(g\) has algebraic multiplicity two in \(P\). Also \(P\) is cyclic and its minimal polynomial is coprime to \(t^2\). 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Vitas, \emph{The L'vov--Kaplansky conjecture for polynomials of degree three}, Linear Algebra Appl. \textbf{733} (2026), 205--232. \end{thebibliography} \endgroup \bigskip \noindent Zhili College, Tsinghua University, Beijing 100084, China\par \noindent\textit{Email address:}\ \href{mailto:tangqy24@mails.tsinghua.edu.cn}{\texttt{tangqy24@mails.tsinghua.edu.cn}} \end{document}