\documentclass[11pt]{article} \usepackage[a4paper,margin=28mm]{geometry} \usepackage{amsmath,amssymb,amsthm,mathtools,booktabs,longtable,array,indentfirst} \usepackage[hyperfootnotes=false,colorlinks=true,linkcolor=blue,citecolor=blue,urlcolor=blue]{hyperref} \urlstyle{same} \setlength{\parindent}{1.5em} \setlength{\parskip}{0pt} \newtheorem{theorem}{Theorem}[section] \newtheorem{lemma}[theorem]{Lemma} \newtheorem{proposition}[theorem]{Proposition} \newtheorem{corollary}[theorem]{Corollary} \theoremstyle{definition}\newtheorem{definition}[theorem]{Definition} \newcommand{\tr}{\operatorname{tr}} \newcommand{\rank}{\operatorname{rank}} \newcommand{\diag}{\operatorname{diag}} \newcommand{\ad}{\operatorname{ad}} \newcommand{\slin}{\mathfrak{sl}} \newcommand{\im}{\operatorname{im}} \newcommand{\Span}{\operatorname{span}} \title{The L'vov--Kaplansky conjecture for polynomials of degree four} \author{Qiyue Tang} \date{November 5, 2026} \begin{document} \maketitle \begingroup\renewcommand{\thefootnote}{}\footnotetext{\textit{2020 Mathematics Subject Classification.} Primary 16R10; Secondary 15A24, 16R30.\newline \textit{Keywords.} Multilinear polynomial, matrix algebra, L'vov--Kaplansky conjecture.}\endgroup \begin{abstract} We prove the L'vov--Kaplansky conjecture for multilinear polynomials of degree four over algebraically closed fields of characteristic zero. \end{abstract} \section{Introduction} The commutator problem is an early instance of the problem of describing polynomial images on matrix algebras. For matrices $A,B$ over a field, the additive commutator $[A,B]=AB-BA$ has trace zero, since $\tr(AB)=\tr(BA)$. Shoda proved the converse in characteristic zero: every matrix of trace zero is one commutator \cite[Satz 3]{Shoda}. Albert and Muckenhoupt extended the result to arbitrary fields \cite{AM}. Thus a linear condition on matrix entries completely describes the image of this particular noncommutative polynomial. Replacing the commutator by a general polynomial leads to the image problem considered here. Throughout this paper $K$ is an algebraically closed field of characteristic zero. Let $M_n(K)$ be the algebra of $n\times n$ matrices, $I_n$ its identity matrix, and $\tr T=\sum_{i=1}^nT_{ii}$ the ordinary, unnormalized trace. Write \[ \slin_n(K)=\{T\in M_n(K):\tr T=0\}. \] The free associative algebra $K\langle X_1,\ldots,X_m\rangle$ has the words in its noncommuting generators as a $K$-basis, with multiplication by concatenation. An ordinary multilinear polynomial of degree $m$ is \[ p(X_1,\ldots,X_m)=\sum_{\sigma\in S_m}a_\sigma X_{\sigma(1)}\cdots X_{\sigma(m)},\qquad a_\sigma\in K, \] where $S_m$ is the permutation group of $\{1,\ldots,m\}$. The integer $m$ counts inputs and the integer $n$ is the matrix order. The image is the set \[ p(M_n(K))=\{p(A_1,\ldots,A_m):A_i\in M_n(K)\}. \] A polynomial identity has zero image. A central polynomial has nonzero image consisting of scalar matrices. These two possibilities arise naturally in polynomial identity theory: the standard identity of Amitsur and Levitzki \cite{AL} and the central polynomials of Formanek \cite{Formanek} give examples. The L'vov--Kaplansky question asks whether $p(M_n(K))$ is always a vector space. It is recorded as Question 1.98 of the fourth edition of the Dniester Notebook \cite[Introduction]{BW}; Kanel-Belov, Malev, and Rowen discuss its attribution to Kaplansky and its formulation by L'vov \cite[Introduction]{KMR}. Over the present field, an affirmative answer says that the image is one of \[ \{0\},\qquad KI_n,\qquad \slin_n(K),\qquad M_n(K). \] Each of these possibilities occurs among multilinear polynomials. The zero polynomial and the identity input give the first and fourth, the commutator gives the third, and multilinear central polynomials give the second. The linear span of the image has a simpler description than the image itself. Bre\v sar and Klep proved that this span is a Lie ideal and classified it by the polynomial's identities and trace \cite[Theorems 2.3 and 4.5]{BK}. For a multilinear polynomial, the underlying identity is \[ [p(A_1,\ldots,A_m),T] =\sum_{i=1}^m p(A_1,\ldots,[A_i,T],\ldots,A_m). \] Their tracial Nullstellensatz identifies polynomials of zero trace with sums of commutators modulo matrix identities. The image problem asks which matrices occur as single values. In particular, passing from traceless containment to full image requires attaining each conjugacy class of nonzero trace. There are two useful ways to restrict the question: fix the matrix order and allow arbitrary polynomial degree, or fix the degree and allow arbitrary matrix order. Kanel-Belov, Malev, and Rowen proved the full image classification in matrix order two \cite[Theorem 2]{KMR}. Their work combines conjugation-invariant cones, generic matrices, and invariant theory. In matrix order three, their subsequent paper obtains image and density restrictions, with possible power-central behavior \cite{KMR3}. Mesyan generalized the commutator theorem by proving that every nonzero multilinear polynomial of degree at most three contains all traceless matrices in its image, in the range of field sizes stated in \cite[Theorem 13]{Mesyan}. He proposed the corresponding containment for a polynomial of degree $m$ when $n\ge m-1$. This weaker problem is usually called the Mesyan conjecture. Buzinski and Winstanley treated degree four for algebraically closed fields of characteristic zero and $n\ge3$ \cite{BW}. A lemma in that argument required correction. Fagundes, de Mello, and dos Santos supplied the correction and established \begin{equation}\label{knowncontainment} \slin_n(K)\subseteq p(M_n(K))\qquad(n\ge3) \end{equation} for every nonzero multilinear quartic \cite[Theorem 8]{FMS}. Thus the trace-zero quartic case follows from existing work. The trace-nonzero case requires attainment of the remaining conjugacy classes. For the full conjecture in degree three, Dykema and Klep proved the result for every even matrix order and every odd order below $17$ \cite[Theorem 1.2]{DK}. Their proof uses Sylvester's clock-and-shift basis and determinant conditions on the six word coefficients. Vitas proved the degree-three conjecture in all orders \cite[Theorem B]{Vitas}, by constructing slices covering prescribed Jordan forms and solving the resulting coefficient conditions. We use his theorem when replacing one input of a quartic by the identity leaves a cubic whose trace is nonzero. We prove the full degree-four conjecture. The additional conclusion beyond \eqref{knowncontainment} is that every trace-nonzero quartic has image $M_n(K)$ for $n\ge3$. \begin{samepage} \begin{theorem}\label{main} Let $p$ be an ordinary multilinear polynomial of degree four over $K$. For every $n\ge3$, \[ p(M_n(K))= \begin{cases} \{0\},&p=0,\\ \slin_n(K),&p\ne0\text{ and }\tr p\text{ is identically zero},\\ M_n(K),&\tr p\text{ is not identically zero}. \end{cases} \] Consequently the image of $p$ is a vector space in every positive matrix order. \end{theorem} \end{samepage} Two words are cyclically equivalent when one is obtained by moving an initial segment of the other to its end. The formal trace of a polynomial is its class in the vector space with cyclic word classes as a basis. For a quartic the six class coefficients are the sums of the four word coefficients in each class. Matrix trace vanishes on the difference of cyclically equivalent words. Conversely, rotate each word to place $X_4$ last and let $W(X_1,X_2,X_3)$ be the resulting cubic. Then \[ \tr p(A_1,A_2,A_3,A_4)=\tr\bigl(W(A_1,A_2,A_3)A_4\bigr). \] The trace pairing is the bilinear form $(U,V)\mapsto\tr(UV)=\sum_{i,j}U_{ij}V_{ji}$; it is nondegenerate because each entry of $U$ can be tested by a suitable $V$. If the left side vanishes identically, this pairing makes $W$ an identity on $M_n(K)$. The minimal nonzero identity degree is $2n$ \cite{AL}, so $W=0$ for $n\ge3$. This proves equivalence between formal and evaluated trace vanishing in Theorem~\ref{main}. We fix all but one input and study the image of the resulting linear map. Weighted permutation inputs produce slices containing subspaces defined by prescribed zero entries. Scalar shifts of identity reductions produce slices of rank at least $n^2-1$. The coefficients left by these constructions form a six-dimensional space. Two involution substitutions reduce it to eight families, and five explicit $3\times3$ slices settle each family. A block construction passes from sizes two and three to every larger size. The coefficient matrices, minors, and factor-by-factor elimination calculations are given in the appendices. \section{Linear slices and conjugacy classes} For a chosen input position, a \emph{slice} is the linear map obtained by fixing the other inputs. Its image is a subspace of $M_n(K)$, and its rank is the dimension of that image. Slice rank conditions are Zariski open conditions on the frozen inputs, since they assert the nonvanishing of a minor. We repeatedly intersect finitely many nonempty open subsets of an affine space. Such an intersection is nonempty because its coordinate ring is an integral domain. Matrix indices in the proofs below run from $1$ to $n$, unless explicitly stated otherwise. The matrix unit $E_{ij}$ has its only nonzero entry, equal to one, in position $(i,j)$. A conjugacy class of $T$ is $\{gTg^{-1}:g\in\operatorname{GL}_n(K)\}$, where $\operatorname{GL}_n(K)$ is the group of invertible matrices; we write $C\sim T$ when $C$ belongs to this class. For a subspace $H$, its orthogonal space for the trace pairing is $H^\perp=\{A:\tr(AX)=0\text{ for every }X\in H\}$. The codimension of $H$ is the dimension of its ambient space minus $\dim H$. \begin{lemma}\label{invariant} For $n\ge2$, every nonzero conjugation-invariant subspace of $\slin_n(K)$ is $\slin_n(K)$. The span of the conjugates of a nonscalar matrix contains $\slin_n(K)$. The differences of matrices in any nonscalar conjugacy class span $\slin_n(K)$. Rank-one square-zero matrices also span $\slin_n(K)$. \end{lemma} \begin{proof} For the first assertion, diagonal conjugation has one-dimensional weight spaces $KE_{ij}$, $i\ne j$, and its weight-zero space is diagonal. If an invariant subspace contains a matrix with a nonzero off-diagonal entry, extraction of its character component gives $E_{ij}$ in that subspace. This extraction is elementary: distinct Laurent monomials on $(K^\times)^n$ are linearly independent, and evaluation at finitely many diagonal matrices recovers their coefficient vectors by linear algebra. Permutation conjugation gives every off-diagonal matrix unit. Conjugating $E_{ij}$ by $I_n+tE_{ji}$ gives \[ E_{ij}+t(E_{jj}-E_{ii})-t^2E_{ji}, \] so the diagonal differences belong as well. If the initial nonzero matrix is diagonal, it is nonscalar because its trace is zero; conjugation by $I_n+tE_{ij}$ for unequal diagonal entries yields a nonzero off-diagonal component. This proves the first assertion. The span of the conjugates of a nonscalar matrix is invariant. The linear span of differences of conjugates is a nonzero invariant subspace of $\slin_n(K)$, since a matrix fixed by every similarity is scalar. Applying the first assertion proves the next two claims. Finally let $e_i$ be the $i$th standard column and $e_i^*$ its coordinate functional. The matrix $E_{ij}$ is rank one and square zero for $i\ne j$, and \[ E_{ii}-E_{jj}=(e_i+e_j)(e_i^*-e_j^*)+E_{ij}-E_{ji}. \] The outer product in this expression is rank one and square zero, because $(e_i^*-e_j^*)(e_i+e_j)=0$. These matrices span $\slin_n(K)$. \end{proof} \begin{lemma}\label{scalars} If an ordinary multilinear polynomial has a value of nonzero trace on $M_n(K)$, its image contains every scalar matrix. \end{lemma} \begin{proof} Choose a primitive $n$th root of unity $\zeta\in K$. Define $D$ to be diagonal with entries $1,\zeta,\ldots,\zeta^{n-1}$, and define the cyclic shift $R$ by $Re_i=e_{i+1}$ with cyclic indices. They satisfy $DR=\zeta RD$, including at the cyclic boundary, and therefore \[ (D^aR^b)(D^cR^d)=\zeta^{-bc}D^{a+c}R^{b+d}. \] Exponents are taken modulo $n$. For each fixed $b$, these matrices occupy one cyclic diagonal and the coefficient matrix in $a$ is the invertible Vandermonde matrix $(\zeta^{ai})_{a,i=0}^{n-1}$. Different $b$ give disjoint diagonals. Hence the $n^2$ matrices form a basis. Their trace is zero for $b\ne0$; when $b=0$ it is $\sum_{i=0}^{n-1}\zeta^{ai}$, equal to zero unless $a=0$, in which case it is $n\ne0$. Expand the inputs of a value of nonzero trace in this basis. Some basis-input evaluation has nonzero trace. All its words have the same pair of total indices, so that evaluation is a nonzero scalar matrix. Scaling one input gives the assertion. \end{proof} \begin{lemma}\label{hyperplane} Every hyperplane in $M_n(K)$ distinct from $\slin_n(K)$ meets every nonscalar conjugacy class. \end{lemma} \begin{proof} Write the hyperplane as $\{X:\tr(AX)=0\}$ with $A$ nonscalar. For a nonscalar $T$, some conjugate $C$ of $A$ does not commute with $T$: Lemma~\ref{invariant} shows that the span of conjugates of $A$ contains $\slin_n(K)$, whose common centralizer consists of scalars. By Lemma~\ref{invariant}, rank-one square-zero matrices span $\slin_n(K)$, so there is such a matrix $N$ with $\tr([C,T]N)\ne0$. The polynomial \[ t\longmapsto\tr\bigl(T(I_n+tN)C(I_n-tN)\bigr) \] has nonzero derivative at zero. It has a root in $K$, and $I_n-tN$ is the inverse of $I_n+tN$. Thus a conjugate of $C$ is orthogonal to $T$, which is equivalent to a conjugate of $T$ lying in the given hyperplane. \end{proof} We shall also need a codimension-two version. We use the following consequence of de Bondt's block theorem \cite[Theorem 3.3 and Corollary 3.2]{deBondt}. If $S\subset M_n(K)$, $0<\dim S