\documentclass[11pt,a4paper]{amsart} \usepackage[utf8]{inputenc} \usepackage{amsmath,amssymb,amsthm} \usepackage[margin=2.5cm]{geometry} \usepackage[hidelinks]{hyperref} \newtheorem{theorem}{Theorem} \newtheorem{corollary}[theorem]{Corollary} \newtheorem{lemma}[theorem]{Lemma} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} \newcommand{\eps}{\varepsilon} \newcommand{\lt}{\widetilde\lambda} \title[A Type I/II estimate to smooth moduli]{A sharper Type I/II estimate for primes in arithmetic progressions to smooth moduli, and \texorpdfstring{$H_m\ll e^{3.8043\,m}$}{Hm << exp(3.8043m)}} \author{David Niedbala Giraudin} \address{ORCID 0009-0009-1526-1178} \date{3 November 2026} \begin{document} \begin{abstract} In Stadlmann's Type I/II equidistribution estimate for $x^\delta$-smooth moduli, one of the three conditions, $64\varpi+20\delta+2\sigma<1$, can be replaced by $48\varpi+18\delta+2\sigma<1$. This weaker condition follows from the second one, $48\varpi+16\delta+4\sigma<1$, whenever $\delta\le\sigma$. The proof follows Stadlmann's argument and makes two changes: the length of a block in one Taylor expansion depends on the pair of shifts, and the bounds are summed over the pairs instead of being multiplied by their number. Combined with Stadlmann's general Harman-sieve construction, this gives a minorant for the primes with exponent of distribution $1/2+2\varpi$ to smooth moduli for every $\varpi<7/544$, instead of $\varpi=0.01265$. As a consequence, $\liminf_{n\to\infty}(p_{n+m}-p_n)\ll_c e^{cm}$ for every $c>3.80428$, and for every $c>3.80423$ if a numerically computed value of the sieve deficit is used. This improves Stadlmann's exponent $3.8075$. \end{abstract} \maketitle \section{Statement} We use the notation of Stadlmann~\cite{Sta23}, \S3. Let $\varpi,\delta,\sigma>0$. Let $\alpha,\beta$ be coefficient sequences at scales $M,N$ with $MN\asymp x$ and $N=x^\gamma$, where $\beta$ has the Siegel--Walfisz property. The moduli are the $q\le x^{1/2+2\varpi}$ dividing $P(x^\delta)$. Stadlmann proved \cite[Prop.~1]{Sta23} that the equidistribution estimate \cite[(3.28)]{Sta23} holds for all $\gamma\in[1/2-\sigma,1/2]$ whenever \begin{equation}\label{eq:S} 72\varpi+24\delta<1,\qquad 48\varpi+16\delta+4\sigma<1,\qquad 64\varpi+20\delta+2\sigma<1. \end{equation} \begin{theorem}\label{thm:main} The conclusion of \cite[Prop.~1]{Sta23} holds when the third condition in \eqref{eq:S} is replaced by $48\varpi+18\delta+2\sigma<1$. More precisely, in \cite[Lemma~17]{Sta23} the lower bound $\gamma\ge32\varpi+10\delta+400\eps$ may be replaced by $\gamma\ge24\varpi+9\delta+400\eps$. \end{theorem} The new condition follows from the second condition of \eqref{eq:S} whenever $\delta\le\sigma$, and this is the case in all the applications below. \begin{remark}\label{rem:scope} The theorem does not improve the exponent of distribution $1/2+1/40$ of the primes themselves \cite[Thm.~1]{Sta23}. That deduction goes through the Heath-Brown identity and \cite[Lemma~1]{Sta23}, which require $\sigma>1/10$. With the second condition of \eqref{eq:S}, $\sigma>1/10$ already gives $80\varpi+\tfrac{80}{3}\delta<1$ \cite[Cor.~2]{Sta23}, so the third condition is not the binding one there. It is the binding one in the Harman-sieve application: \cite[Lemma~18(II)]{Sta23} needs $0.40481>32\varpi$. OpenAI extended \cite[Prop.~1]{Sta23}, with the same three conditions, to triply densely divisible moduli \cite[Prop.~2.18 and \S A.4]{OAI}. Their proof follows the same lemmas with the same block length, and we expect the same modification to apply. We have not checked the details and claim nothing for those moduli. \end{remark} \section{Proof of Theorem~\ref{thm:main}} All references in this section are to \cite[\S3]{Sta23}, whose notation we keep: $z\in Z_5(x)$, $\lambda,\lt\sim\Lambda$, $w_1,w_2$, $m$, $q_0$, $\Delta_1$, $H$, $T(z)$ and the classes $W_6,W_7,W_8$. We write $s_2=(w_2,m)$ and $\lambda^*=(\lambda,\lt)$. Since $\lambda\sim\Lambda$ we have $|\lambda|\le2|\Lambda|$. We go through Lemmas~7--17 and indicate every change. Everything not mentioned is used unchanged. \subsection*{Step 1: a block length depending on the pair (Lemma~10)} In the proof of Lemma~10, the variable $d$, of length $\Delta_1$, is cut by a smooth partition of unity into blocks of length $\Delta^*=\min\{N/(|\Lambda|x^{5\eps}),\Delta_1\}$, which does not depend on $(\lambda,\lt)$. For a fixed pair we use instead \[ \Delta^*_\lambda:=\min\Bigl\{\frac{\lambda^*}{|\lambda|}\,\frac{N}{x^{5\eps}},\ \Delta_1\Bigr\}, \qquad N_\lambda:=\frac{\lambda^*}{|\lambda|}\,N . \] Since $\lambda^*\ge1$ and $|\lambda|\le2|\Lambda|$, we have $\Delta^*\le2\Delta^*_\lambda$. The block length is used in three places, and each still holds with $\Delta^*_\lambda$: \begin{enumerate} \item[(a)] the number of blocks is $\ll\Delta_1/\Delta^*_\lambda$, and the cut-off functions $\tau_m$ satisfy the same derivative bounds, since $\Delta^*_\lambda\le\Delta_1$; \item[(b)] the Taylor expansion (3.13) of $\psi^*_N((\lambda/\lambda^*)n_1+F_kd)$ in $d$ needs $|F_k(d-x_0)|/N\ll x^{-5\eps}$ for $|d-x_0|\ll\Delta^*_\lambda/z_1$. Since $0H$, we use $s_2\le2|Y|$: indeed $s_2\mid w_2\mid y$ for every admissible $y\ne0$, and the sum is empty otherwise. Then $(s_2/H)(|Y|/s_2+1)\le3|Y|/H\ll x^{\delta+5\eps}H$. Therefore \[ s_2T(z)\cdot x^{\eps}N\mathcal Y\ll x^{2\delta+106\eps}\frac{H^4N^2}{\Delta_1}\ll x^{3\delta+161\eps}H^6N , \] which is $\ll q_0^2N^2x^{-31\eps}$ provided $x^{3\delta+192\eps}H^6\ll q_0^2N$. This follows from $\gamma\ge24\varpi+9\delta+240\eps$. \subsection*{Step 4: conclusion (Lemma~17 and Proposition~1)} Lemma~17 therefore holds with $\max\{1/4+12\varpi+4\delta+100\eps,\ 24\varpi+9\delta+400\eps\}\le\gamma\le 1/2-4\varpi-2\delta-50\eps$. The final step of the proof of Proposition~1 is unchanged. It covers $\gamma$ near $1/2$ by \cite[Thm.~2.8(ii),(iv)]{PM8a} when $68\varpi+14\delta<1$ and $72\varpi+24\delta+200\eps<1$. Hence the range $\gamma\in[1/2-\sigma,1/2]$ is covered as soon as $1/4+12\varpi+4\delta<1/2-\sigma$, $24\varpi+9\delta<1/2-\sigma$ and $72\varpi+24\delta<1$, with $\eps$ small enough. These are the conditions of Theorem~\ref{thm:main}. \qed \section{Consequences} We use the general Harman-sieve construction of Stadlmann \cite[Def.~9 and Prop.~2]{Sta26}, with parameters $\xi_1,\xi_2,\xi_3$. It is the construction of \cite[\S4]{Sta23}, with the numerical values $0.33856$, $0.40481$, $0.59519$, $0.19$, $0.405$, $0.595$ replaced by $\xi_1$, $\xi_2$, $1-\xi_2$, $1-2\xi_3$, $\xi_3$, $1-\xi_3$. Its proof requires the five inequalities \begin{equation}\label{eq:five} 2\xi_1+3\xi_2<2,\qquad\xi_2\le\xi_3,\qquad\xi_1+9\xi_2<4,\qquad2\xi_1+\xi_2>1,\qquad17\xi_2<7 . \end{equation} Its input is equidistribution, on the family of moduli under consideration, for three types of convolutions: \begin{itemize} \item[(I)] smooth factors of length $\ge x^{\xi_1}$; \item[(II)] bilinear forms with both factors Siegel--Walfisz and one length in $[x^{\xi_2},x^{1-\xi_2}]$; \item[(III)] three smooth factors of lengths in $[x^{1-2\xi_3},x^{\xi_3}]$ with pairwise products $\ge x^{1-\xi_3}$. \end{itemize} In \cite{Sta26} it is stated for the moduli $Q^*$ of that paper; its proof, like that of \cite[\S4]{Sta23} where the moduli are $x^\delta$-smooth, uses these inputs on the family of moduli concerned. In our application the coefficients of type (I) with lengths in $[x^{\xi_2},x^{1-\xi_2}]$ are treated by (II), which uses that they satisfy the Siegel--Walfisz property \cite[Lemma~A.8]{OAI}. We include the corrections of OpenAI \cite[footnotes~2--4 and Lemmas~A.8--A.9]{OAI}, written there for fixed numerical values. The numerical inequalities in their arguments reduce to \eqref{eq:five}, $6(1-2\xi_2)>1$, $\xi_2>2/5$ and a level of distribution at most $x^{0.53}$; for instance their two grouping gaps are $1-\xi_1-3\xi_2/2$ and $4-\xi_1-9\xi_2$. The minorant $\rho$ has mass $1-c_1(\xi_2)$, where $c_1(\xi_2)=I_1+I_2$ is the explicit sum of two four-dimensional integrals in \cite[Prop.~2]{Sta26}. Every constraint in these integrals becomes stricter when $\xi_2$ decreases, so $c_1$ is nondecreasing in $\xi_2$. \begin{corollary}\label{cor:minorant} Let $0<\varpi<7/544$ and let $\delta>0$ be small enough. Take $\xi_2=\xi_3$ with \[ \max\Bigl\{\tfrac14+12\varpi+4\delta,\ \tfrac25\Bigr\}<\xi_2<\min\Bigl\{\tfrac49-\tfrac{28}{9}\varpi-\tfrac29\delta,\ \tfrac{55}{136}\Bigr\}, \] and $\xi_1$ with $\max\{\tfrac14+7\varpi+2\delta,\tfrac{1-\xi_2}2\}<\xi_1<\min\{1-\tfrac32\xi_2,\ 4-9\xi_2\}$. These intervals are nonempty. Then the minorant $\rho$ of \cite[Prop.~2]{Sta26} with these parameters has the following properties: \begin{itemize} \item $\rho\le\mathbf 1_{\mathbb P}$, and every prime factor of an $n$ with $\rho(n)\ne0$ is at least $x^{1-2\xi_2}$; \item $\rho$ has exponent of distribution $1/2+2\varpi$ to $x^\delta$-smooth squarefree moduli; \item $\rho$ has mass $1-c_1(\xi_2)$ with $c_1(\xi_2)\le c_1(55/136)$. \end{itemize} \end{corollary} \begin{proof} \emph{The intervals are nonempty.} We have $1/4+12\varpi+4\delta<4/9-28\varpi/9-2\delta/9$ if and only if $544\varpi+152\delta<7$; the two bounds meet at $\varpi=7/544$, $\xi_2=55/136$. Also $1/4+12\varpi+4\delta<55/136$ for $\varpi<7/544$ and $\delta$ small, and $2/5<\min\{4/9-28\varpi/9-2\delta/9, 55/136\}$ since $\varpi<1/70$. So the interval for $\xi_2$ is nonempty. Since $2/5<\xi_2<55/136$, we have $(1-\xi_2)/2<3/10$, $1-3\xi_2/2>0.393$ and $4-9\xi_2>49/136>0.3602$, while $1/4+7\varpi+2\delta<0.3401$; so the interval for $\xi_1$ is nonempty. The program \texttt{check\_parameters.py} checks all the inequalities used below in exact rational arithmetic, at sample values of $(\varpi,\delta)$ (including values close to $7/544$ and small values of $\varpi$) and at points close to the ends of the intervals for $\xi_1$ and $\xi_2$. In general they follow from the displayed choices of $\xi_1,\xi_2$ by the elementary verifications below. \emph{Type II.} We use Theorem~\ref{thm:main} with $\sigma=1/2-\xi_2+\tau$ for a small $\tau>0$ (this also absorbs the fixed slack $\epsilon$ of \cite[Def.~9]{Sta26}, which we take small depending on $\varpi$); both factors are Siegel--Walfisz, so they may be interchanged. Its conditions read $\xi_2-\tau>1/4+12\varpi+4\delta$, $\xi_2-\tau>24\varpi+9\delta$ and $72\varpi+24\delta<1$, all satisfied for $\tau$ small. With \eqref{eq:S} instead, one would also need $\xi_2>32\varpi+10\delta$; together with the Type III bound $\xi_2<4/9-28\varpi/9$ this forces $\varpi<1/79$ (as $\delta\to0$), and Stadlmann takes $\varpi=0.01265<1/79$. \emph{Type III.} We use \cite[Thm.~2.8(v)]{PM8a} with $\sigma_3$ strictly between $1/18+28\varpi/9+2\delta/9$ and $1/2-\xi_3$, the slack $\epsilon$ in the ranges of (III) being smaller than these gaps, exactly as in \cite[Lemma~18(III)]{Sta23} and \cite[proof of Prop.~2.22]{OAI}. \emph{Type I.} Smooth factors of length between $x^{\xi_1}$ and $x^{1/2}$ are covered by \cite[Lemma~2.20]{OAI}, which needs $\xi_1>1/4+7\varpi+2\delta$ and holds for singly densely divisible moduli, hence for $x^\delta$-smooth squarefree moduli. The coefficients in the decomposition satisfy the Siegel--Walfisz property \cite[Lemma~A.8]{OAI}. So lengths in $[x^{\xi_2},x^{1-\xi_2}]$ are covered by Type II, and lengths above $x^{1-\xi_2}>x^{1/2+2\varpi}$ by \cite[(2.18)]{OAI}. This is the argument of \cite[proof of Prop.~2.22]{OAI}, with $(a_*,b_*,c_*)=(\xi_2,1-\xi_2,\xi_1)$. \emph{Construction.} The inequalities \eqref{eq:five} hold. Indeed, $\xi_1+9\xi_2<4$, $2\xi_1+3\xi_2<2$ and $2\xi_1+\xi_2>1$ are imposed, $\xi_2=\xi_3$, and $17\xi_2<17\cdot55/136=6.875<7$. Moreover $6(1-2\xi_2)>1$, $\xi_2>2/5$, and the level is $1/2+2\varpi<0.53$. The three properties then follow from the proof of \cite[Prop.~2]{Sta26} and of \cite[\S4]{Sta23}, with the corrections of \cite[\S A.6]{OAI}, run on the family of $x^\delta$-smooth squarefree moduli with the inputs above. We have checked that the numerical inequalities used in these proofs reduce to those listed; we have not rewritten the whole construction. Since $\xi_2<55/136$, the monotonicity of $c_1$ gives $c_1(\xi_2)\le c_1(55/136)$. \end{proof} The value $c_1(55/136)$ is computed by the program \texttt{deficit\_c1.py}, in two ways. Nested Gauss--Legendre quadrature, with each range split where its limits change formula, gives $6.604\cdot10^{-6}$. A Monte Carlo integration over the regions written directly from the summation conditions gives $(6.628\pm0.020)\cdot10^{-6}$. Thus $c_1(55/136)<6.7\cdot10^{-6}$; this is a numerical, not a certified, value. As a check, the same program gives $c_1(0.40481)\approx9.33\cdot10^{-6}$, in agreement with Stadlmann's published bound $c_1(0.40481)\le2\cdot10^{-5}$ \cite[Prop.~2]{Sta23}. For comparison, the minorant of \cite[Prop.~2]{Sta23} and \cite[Prop.~2.22]{OAI} has $\varpi=253/20000=0.01265$. Here $7/544=0.0128676\ldots$, and the exponent of distribution tends to $1/2+7/272=0.525735\ldots$. \begin{corollary}\label{cor:Hm} For every $c>3.80423$, $\liminf_{n\to\infty}(p_{n+m}-p_n)\ll_c e^{cm}$. Using only Stadlmann's bound $c_1(0.40481)\le2\cdot10^{-5}$ in place of the numerical value of $c_1(55/136)$, the same holds for every $c>3.80428$. \end{corollary} \begin{proof} By the lemma of Baker and Irving \cite[Lemma~1]{BI}, \cite[Lemma~2]{Sta23}, a minorant with the properties of Corollary~\ref{cor:minorant} gives $H_m\ll_\epsilon\exp\bigl(2(1+\epsilon)m/(\theta(1-c_1))\bigr)$ with $\theta=1/2+2\varpi$, that is, the exponent $(1+\epsilon)/((1/4+\varpi)(1-c_1))$. We let $\varpi\to7/544$ and use $c_1(\xi_2)\le c_1(55/136)$, which holds because $\xi_2<55/136$. Since $1/(1/4+7/544)=544/143=3.8041958\ldots$, the exponent can be taken arbitrarily close to $544/(143(1-c_1(55/136)))$. With $c_1(55/136)<6.7\cdot10^{-6}$ this is $<3.804222$. Since $\xi_2<55/136<0.40481$, monotonicity also gives $c_1(\xi_2)\le c_1(0.40481)\le 2\cdot10^{-5}$, and then the bound is $544/(143(1-2\cdot10^{-5}))<3.804272$. \end{proof} \subsection*{Files} \texttt{anc/check\_parameters.py} checks the inequalities of Corollary~\ref{cor:minorant} and the two constants of Corollary~\ref{cor:Hm} in exact arithmetic. \texttt{anc/deficit\_c1.py} computes $c_1$. The outputs are in the corresponding \texttt{.log} files. \subsection*{Acknowledgement} Technical assistance: Claude (Anthropic). \begin{thebibliography}{PM8a} \bibitem[BI]{BI} R.~C.~Baker, A.~J.~Irving, Bounded intervals containing many primes, \emph{Math.\ Z.} \textbf{286} (2017), 821--841. \bibitem[OAI]{OAI} OpenAI, Improved short gaps between primes, preprint, 30 August 2026, \url{https://cdn.openai.com/pdf/51126fac-1b68-4128-9666-c908bcc16033/short_gaps.pdf}. \bibitem[PM8a]{PM8a} D.~H.~J.~Polymath, New equidistribution estimates of Zhang type, \emph{Algebra Number Theory} \textbf{8} (2014), 2067--2199. \bibitem[Sta23]{Sta23} J.~Stadlmann, On primes in arithmetic progressions and bounded gaps between many primes, \emph{Adv.\ Math.} \textbf{468} (2025), 110190; arXiv:2309.00425v3. \bibitem[Sta26]{Sta26} J.~Stadlmann, Bounded gaps between primes, arXiv:2608.31126v1 (2026). \end{thebibliography} \end{document}