\documentclass[a4paper,11pt]{article} \usepackage[utf8]{inputenc} \usepackage[T1]{fontenc} \usepackage{amsmath,amssymb,amsthm,mathtools} \usepackage[margin=1in]{geometry} \usepackage{microtype} \usepackage{enumitem} \usepackage{hyperref} \hypersetup{hidelinks,pdfauthor={Matěj Kripner, Václav Rozhoň, Robert Šámal, Martin Šindelář, Adrián Zámečník}, pdftitle={Least-Atom Extremizers for Resampling Noise}} \theoremstyle{plain} \newtheorem{theorem}{Theorem}[section] \newtheorem{proposition}[theorem]{Proposition} \newtheorem{lemma}[theorem]{Lemma} \newtheorem{corollary}[theorem]{Corollary} \theoremstyle{definition} \newtheorem{definition}[theorem]{Definition} \newtheorem{question}[theorem]{Question} \newtheorem{conjecture}[theorem]{Conjecture} \newtheorem{example}[theorem]{Example} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} \newcommand{\E}{\mathbb E} \newcommand{\Var}{\operatorname{Var}} \newcommand{\Ent}{\operatorname{Ent}} \newcommand{\supp}{\operatorname{supp}} \newcommand{\1}{\mathbf 1} \newcommand{\R}{\mathbb R} \newcommand{\M}{\mathcal M} \newcommand{\C}{\mathcal C} \newcommand{\KL}{\mathrm{KL}} \newcommand{\Dq}{D_q} \newcommand{\dd}{\,\mathrm d} \DeclareMathOperator{\dist}{dist} \title{Least-Atom Extremizers for Resampling Noise\thanks{This work was produced within the Bolzano project (\url{https://bolzano.app}), using AI systems for mathematical research and manuscript preparation. The listed authors contributed to the project and the preparation of this release. The manuscript received only limited human checking.}} \author{Mat\v{e}j Kripner \qquad V\'{a}clav Rozho\v{n} \qquad Robert \v{S}\'{a}mal\\[0.4em] Martin \v{S}indel\'{a}\v{r} \qquad Adri\'{a}n Z\'{a}me\v{c}n\'{i}k} \date{} \usepackage{lmodern} \usepackage{xcolor} % Collection typography. \geometry{a4paper,hmargin=23mm,vmargin=25mm} \definecolor{BolzanoInk}{HTML}{24445C} \hypersetup{colorlinks=true,linkcolor=BolzanoInk,citecolor=BolzanoInk, urlcolor=BolzanoInk,pdfauthor={Matěj Kripner, Václav Rozhoň, Robert Šámal, Martin Šindelář, Adrián Zámečník},pdflang={en-US}} \urlstyle{same} \setlength{\emergencystretch}{1em} \let\BolzanoBibliography\thebibliography \renewcommand{\thebibliography}[1]{\BolzanoBibliography{#1}\raggedright} \begin{document} \maketitle \begin{abstract} A single least-mass atom determines the extremal behavior of resampling noise on a finite probability space. A fixed-moment comparison gives the sharp generalized Samorodnitsky inequality for every \(11\) \cite[Thm.~1.1]{Sam19}, and obtained the sharp parameter for integer \(q\ge2\) \cite[Thm.~1.1]{Sam20}. Abawonse, H\k{a}z\l{}a, and O'Donnell extended the sharp result to finite product probability spaces and real \(q\ge2\) \cite[Thms.~1 and~19]{AHO}. Their nonconstant scalar extremizers are normalized indicators of least-mass atoms. Section~1.4 of the full version explicitly leaves \(10\ \text{for all }x,\qquad 10\), and \(g''/f''\) is strictly increasing. For every \(h\ge0\) with \(\E_\mu h=1\), there is a unique \(s\in[0,1]\) such that \begin{equation}\label{eq:fixed-f-moment} \E_\mu f(h)=m f\left(1+\frac{1-m}{m}s\right)+(1-m)f(1-s). \end{equation} For this \(s\), \begin{equation}\label{eq:moment-comparison} \E_\mu g(h)\le m g\left(1+\frac{1-m}{m}s\right)+(1-m)g(1-s). \end{equation} If \(s>0\), equality holds exactly for \(h=h_s^a\) with \(a\) a least atom, as in \eqref{eq:least-density}. If \(s=0\), then \(h=1\). \end{theorem} \begin{proof} Write \(M=\E f(h)\). On the compact mean-one simplex the strictly convex functional \(\E f(h)\) is minimized only by \(h=1\) and maximized at a vertex. The vertex supported on an atom of mass \(a\) has value \[ J(a)=a f(1/a)+(1-a)f(0). \] Strict convexity gives \(J'(a)=f(1/a)-f(0)-f'(1/a)/a<0\). Hence \(f(1)\le M\le J(m)\). The right-hand side of \eqref{eq:fixed-f-moment} has these endpoint values, and its derivative for \(s>0\) is \[ (1-m)\left[f'\left(1+\frac{1-m}{m}s\right)-f'(1-s)\right]>0. \] This proves existence and uniqueness of \(s\). Strict convexity also shows that the upper endpoint is attained only at vertices of mass \(m\). It remains to consider \(f(1)1\) have mass \(a\), and the low value \(0\le y<1\) have mass \(1-a\), with \[ ax+(1-a)y=1,\qquad af(x)+(1-a)f(y)=M. \] For a fixed \(a\) this pair is unique whenever it exists. It exists exactly when \(M\le J(a)\). Thus a feasible pair at \(a\) can be continued to every smaller positive mass, in particular down to \(m\) when \(a\ge m\). For \(y>0\), put \(\Delta=x-y\), \(F=f(x)-f(y)\), and \(D=f'(x)-f'(y)>0\). Differentiation of the two constraints gives \begin{equation}\label{eq:two-level-derivatives} x'=-\frac{F-f'(y)\Delta}{aD},\qquad y'=-\frac{f'(x)\Delta-F}{(1-a)D}. \end{equation} For \(N(a)=a g(x)+(1-a)g(y)\), substitution yields \begin{align*} N'(a) &=g(x)-g(y)-g'(y)\Delta -\frac{g'(x)-g'(y)}{D}\bigl(F-f'(y)\Delta\bigr)\\ &=D\,\operatorname{Cov}\left(x-U,\frac{g''(U)}{f''(U)}\right)<0, \end{align*} where \(U\) has density \(f''(u)/D\) on \((y,x)\). The second identity uses \(F-f'(y)\Delta=\int_y^x(x-u)f''(u)\,\dd u\) and its analogue for \(g\). For independent copies \(U,V\), twice the covariance is \[ \E\left[(V-U)\left(\frac{g''(U)}{f''(U)} -\frac{g''(V)}{f''(V)}\right)\right]<0. \] The strict sign follows because the ratio increases strictly and the density is positive. A pair with \(y=0\) is an endpoint of this comparison path; continuity of \(f,g\) and their first derivatives extends the strict comparison to that endpoint. In particular, decreasing the high-level mass strictly increases \(N\). Now maximize \(\E g(h)\) subject to the prescribed mean and \(f\)-moment. Compactness gives a maximizer. If all its positive coordinates are equal, it is a normalized subset indicator, and the two-level comparison just proved applies. Otherwise two positive coordinates are distinct. The gradients of the two constraints are then independent on the positive support. Lagrange multipliers give constants \(\lambda,\beta\) with \[ \psi(h_i)=\beta\quad(h_i>0),\qquad \psi(t)=g'(t)-\lambda f'(t). \] On \((0,\infty)\), \(\psi'(t)=f''(t)(g''(t)/f''(t)-\lambda)\). Its sign can change at most once, from negative to positive. Thus a horizontal line meets \(\psi\) in at most two positive points. Since two such points occur, \(\psi\) has a strictly decreasing branch followed by a strictly increasing branch, and the level \(\beta\) is strictly below \(\psi(0)\). There can be no zero coordinate. Indeed, activate a zero coordinate \(i\) to a small positive value \(\varepsilon\), and adjust two distinct positive coordinates to keep both constraints fixed. The implicit function theorem applies because their constraint Jacobian has nonzero determinant. The one-sided objective derivative is \(\mu_i(\psi(0)-\beta)\); maximality requires it to be nonpositive, contradicting \(\beta<\psi(0)\). The maximizer is therefore positive and two-valued. In either case the mass \(a\) of its high level is a sum of atom masses, so \(a\ge m\). If \(a>m\), moving to the two-level profile of mass \(m\) with the same constraints strictly increases the objective. This is a feasible function on \(\Omega\), supported at its high level on any least atom, and contradicts maximality. Hence \(a=m\), which consists of one atom. The constraint determines its contrast to be \(s\). This proves both the inequality and its equality cases. \end{proof} \section{The one-coordinate coefficient} \begin{definition}[The scalar ratio]\label{def:ratio} Let \[ \C=\{h:\Omega\to[0,\infty):\E h=1\}. \] For nonconstant \(h\in\C\), put \[ A(h)=\E h^q,\qquad B(h)=\E(1-\rho+\rho h)^q,\qquad R_q(h)=\frac{\log B(h)}{\log A(h)}. \] At the constant density \(1\), define \(R_q(1)=\rho^2\), the continuous quadratic perturbation value. Finally set \[ \lambda_*(q,\mu,\rho)=\max_{h\in\C}R_q(h). \] \end{definition} \begin{lemma}[Existence and nonlocality]\label{lem:exist} For \(12\), then \(\lambda_*>\rho^2\). More generally, the latter conclusion holds whenever \(\mu\) has a subset of mass strictly below \(1/2\). \end{lemma} \begin{proof} Since \(\mu\) is fully supported, \(0\le h(x)\le1/\mu(x)\) for every \(h\in\C\). Hence \(\C\) is compact. If \(h=1+u\), \(\E u=0\), and \(\|u\|_\infty\to0\), Taylor expansion gives \[ \log\E(1+u)^q=\frac{q(q-1)}2\E u^2+O(\|u\|_\infty\E u^2) \] and the same formula with \(u\) replaced by \(\rho u\) for the numerator. Thus \(R_q(h)\to\rho^2\) as \(h\to1\), so the definition at \(1\) makes \(R_q\) continuous on \(\C\). Compactness gives existence. For nonconstant \(h\), Jensen gives \(A(h)>1\). Since \(\rho>0\), the function \(1-\rho+\rho h\) is also nonconstant and has mean one, so strict Jensen gives \(B(h)>1\). Also \[ 1-\rho+\rho h=(1-\rho)\cdot 1+\rho h, \] and strict convexity of \(x^q\) gives \[ B(h)<(1-\rho)+\rho A(h)0\). For small \(t>0\), \(h_t=1+tg\) lies in \(\C\). Writing \(L(t)=\log\E(1+tg)^q\), expansion gives \[ L(t)=\frac{q(q-1)}2t^2\E g^2 +\frac{q(q-1)(q-2)}6t^3\E g^3+O(t^4). \] Therefore \[ R_q(h_t) =\rho^2\left(1+\frac{q-2}{3}\frac{\E g^3}{\E g^2}(\rho-1)t+O(t^2)\right). \] Since \(q-2<0\), \(\rho-1<0\), and \(\E g^3>0\), the coefficient of \(t\) is positive. Thus \(R_q(h_t)>\rho^2\) for all sufficiently small positive \(t\). \end{proof} \begin{theorem}[Sharp moment profile and scalar parameter]\label{thm:finite} Let \(m=\min_x\mu(x)\), \(10\), equality holds exactly when \(h=h_s^a\) for a least atom \(a\). In particular, \begin{equation}\label{eq:least-ratio} \lambda_*(q,\mu,\rho)= \max_{0\le s\le1} \frac{\log M_{m,q}(\rho s)}{\log M_{m,q}(s)}, \end{equation} where the ratio at zero is \(\rho^2\). \end{theorem} \begin{proof} Apply Theorem~\ref{thm:moment-principle} with \(f(t)=t^q\) and \(g(t)=(1-\rho+\rho t)^q\). Its decisive hypothesis is \[ \frac{g''(t)}{f''(t)} =\rho^2\left(\frac{t}{1-\rho+\rho t}\right)^{2-q}, \] which is strictly increasing for \(t>0\). The function \(h_s^a\) is taken by \(T_\rho\) to \(h_{\rho s}^a\), giving \eqref{eq:sharp-profile} and its equality statement. Every mean-one density has a unique input moment parameter \(s\), while every \(s\in[0,1]\) is attained by \(h_s^a\). Dividing logarithms proves \eqref{eq:least-ratio}, with the value at zero supplied by Lemma~\ref{lem:exist}. \end{proof} \begin{corollary}[Scalar extremizers]\label{prop:twolevel} Every nonconstant scalar equality case, normalized to mean one, is \(h_s^a\), where \(a\) is a least atom and \(s>0\) maximizes \eqref{eq:least-ratio}. Thus its high value occurs on one least atom and its low value is common to all other atoms. Constants are always scalar equality cases, whether or not the ratio at zero is maximal. \end{corollary} \begin{proof} At a fixed nonconstant input moment the denominator of the scalar ratio is fixed and positive. A scalar equality case must therefore attain the sharp output moment in \eqref{eq:sharp-profile}. Conversely each maximizing profile attains the ratio. The constant equality follows directly from \(T_\rho1=1\). \end{proof} \section{Sharp product tensorization} The scalar-to-product passage itself is already contained in the general induction theorem of Abawonse, H\k{a}z\l{}a, and O'Donnell \cite[Theorem~12]{AHO}. In their notation, take the target exponent \(Q\in(1,2)\), set \(r=0\) and \(p=q=s=Q\), use deterministic resampling parameters \(\rho_i=\rho\) on the left, and independent Bernoulli inclusion variables on the right. The direct H\"older proof below is retained for self-containedness; the new input is the exact scalar coefficient and its extremizers. For probability measures \(\nu\ll\mu\), the order-\(q\) R\'enyi divergence is \begin{equation}\label{eq:renyi} D_q(\nu\|\mu)=\frac{1}{q-1} \log\E_\mu\!\left(\frac{\dd\nu}{\dd\mu}\right)^q. \end{equation} For a channel \(K\) and a fixed reference input law \(\pi\), define the \emph{fixed-reference} coefficient \begin{equation}\label{eq:fixed-reference} \eta_q(\pi,K)= \sup_{\substack{\nu\ne\pi\\00\), put \(h_y(x)=F(x,y)/m(y)\), and ignore zero fibers. Then \(\E_xh_y=1\) and \[ T_\rho^{(x)}F(x,y)=m(y)(1-\rho+\rho h_y(x)). \] If \(A_y=\E_xh_y^q\), the scalar inequality gives \[ \|T_\rho^{(x)}F\|_q^q \le \E_y m(y)^q A_y^\lambda . \] H\"older's inequality, in the form \[ m^qA_y^\lambda=(m^qA_y)^\lambda(m^q)^{1-\lambda}, \] gives \[ \E_y m(y)^qA_y^\lambda \le \left(\E_y m(y)^qA_y\right)^\lambda \left(\E_y m(y)^q\right)^{1-\lambda}. \] But \(\E_y m(y)^qA_y=\|F\|_q^q\) and \(\E_y m(y)^q=\|\E_xF\|_q^q\). Taking logarithms and dividing by \(q\), \[ \log\|T_\rho^{(x)}F\|_q \le \lambda\log\|F\|_q+(1-\lambda)\log\|\E_xF\|_q. \] The induction uses the following auxiliary-space statement. For every finite probability space \((Y,\nu)\) and every nonnegative \(F:\Omega^n\times Y\to\R\), \begin{equation}\label{eq:auxiliary-induction} \log\|(T_\rho^{[n]}\otimes I_Y)F\|_{L_q(\mu^n\otimes\nu)} \le \E_{S\sim\lambda} \log\|\E(F\mid S,Y)\|_{L_q(\mu^n\otimes\nu)}, \end{equation} where \(\E(F\mid S,Y)\) integrates the \(\Omega\)-coordinates outside \(S\) and retains the auxiliary variable. The case \(n=0\) is equality, and the one-coordinate estimate above proves the induction step with all unprocessed coordinates and \(Y\) carried as the auxiliary space. Indeed, if the last coordinate is handled after the first \(n-1\), the induction gives \[ \log\|T_\rho^{[n]}f\|_q \le \lambda\E_R\log\|\E(f\mid R\cup\{n\})\|_q +(1-\lambda)\E_R\log\|\E(f\mid R)\|_q, \] where \(R\subseteq[n-1]\) includes each coordinate independently with probability \(\lambda\). This is exactly the expectation over \(S\sim\lambda\). Necessity follows from \(n=1\). \end{proof} \begin{lemma}[Equality in one tensorization step]\label{lem:fiber-equality} Let \(\lambda=\lambda_*(q,\mu,\rho)\), let \((Y,\nu)\) be finite and fully supported, and let \(F:\Omega\times Y\to[0,\infty)\) be nonzero. Put \(m(y)=\E_xF(x,y)\), and for \(m(y)>0\) put \[ h_y(x)=\frac{F(x,y)}{m(y)},\qquad A_y=\E_xh_y^q. \] Equality holds in \begin{equation}\label{eq:one-step} \log\|T_\rho^{(x)}F\|_q =\lambda\log\|F\|_q+(1-\lambda)\log\|\E_xF\|_q \end{equation} if and only if both of the following conditions hold: \begin{enumerate}[label=\textup{(\alph*)},leftmargin=2.2em] \item every positive normalized fiber \(h_y\) is a scalar equality case; \item \(A_y\) is constant on \(\{y:m(y)>0\}\). \end{enumerate} If one positive fiber is constant, then all positive fibers are constant. \end{lemma} \begin{proof} Write \(B_y=\E_x(1-\rho+\rho h_y)^q\). The two inequalities in the one-step proof are \begin{align} \E_y m(y)^qB_y &\le \E_y m(y)^qA_y^\lambda, \label{eq:fiber-scalar}\\ \E_y m(y)^qA_y^\lambda &\le \bigl(\E_y m(y)^qA_y\bigr)^\lambda \bigl(\E_y m(y)^q\bigr)^{1-\lambda}. \label{eq:fiber-holder} \end{align} All summands in the difference in \eqref{eq:fiber-scalar} are nonnegative, and \(m(y)^q>0\) precisely on the positive fibers. Equality therefore holds there exactly when \(B_y=A_y^\lambda\) for every positive fiber, which is condition~(a). For \eqref{eq:fiber-holder}, H\"older is applied to \(U(y)=m(y)^qA_y\) and \(V(y)=m(y)^q\) with exponents \(1/\lambda\) and \(1/(1-\lambda)\). Since \(0<\lambda<1\), its equality condition is that \(U\) and \(V\) be proportional on their common positive support. This is exactly the constancy of \(A_y\), condition~(b). Both intermediate inequalities must be equalities if and only if the final one-step estimate is an equality. Finally, a constant mean-one fiber has \(A_y=1\). Condition~(b) then gives \(A_y=1\) on every positive fiber; strict convexity of \(r\mapsto r^q\) and \(\E h_y=1\) force every such \(h_y\) to be constant. \end{proof} \begin{theorem}[Product equality for nonuniform laws]\label{thm:nonuniform-equality} Suppose \(\mu\) is nonuniform. For every \(10, \] where each \(h_i\) is either \(1\) or a mean-one scalar extremizer from Corollary~\ref{prop:twolevel}. Uniqueness of the maximizing contrast in \eqref{eq:least-ratio} is not required. \end{theorem} \begin{proof} Fix one coordinate \(x\), write the others as \(y\), and let \(U\) be product noise on \(y\). Two orders of tensorization show that equality forces the one-step equality of Lemma~\ref{lem:fiber-equality} both for \(F=f\) and for \(F=Uf\). To see the first assertion, apply \eqref{eq:auxiliary-induction} in the \(y\)-coordinates to \(T_\rho^{(x)}f\), with \(x\) as auxiliary space, and then apply the \(x\)-step to every conditional expectation in the resulting average. The term retaining all \(y\)-coordinates has weight \(\lambda^{n-1}>0\) and contains the \(x\)-step on raw \(f\). For the second assertion, apply the \(x\)-step first to \(Uf\), and then tensorize the two resulting terms in \(y\). Both chains end at the same sharp product bound. Every gap is nonnegative and \(0<\lambda<1\), so equality forces the stated steps. Put \(b(y)=\E_x f(x,y)\). If one positive normalized raw fiber is constant, Lemma~\ref{lem:fiber-equality} makes them all constant, and \(f(x,y)=b(y)\). Otherwise all positive raw fibers are nonconstant scalar extremizers with a common \(q\)-moment. Since \(M_{m,q}\) is strictly increasing on \([0,1]\), they have a common contrast \(s>0\). Thus \[ f(x,y)=b(y)\left(1-s+\frac{s}{m}\1_{\{x=a(y)\}}\right), \qquad b(y)>0, \] where each \(a(y)\) is a least atom. A nonuniform law has an atom \(x_0\) with \(\mu(x_0)>m\). At that atom, \[ f(x_0,y)=(1-s)b(y),\qquad (Uf)(x_0,y)=(1-s)(Ub)(y). \] The kernel of \(U\) is strictly positive and \(b\not\equiv0\), so \((Ub)(y)>0\). Every normalized \(Uf\) fiber is a scalar equality case. Its value at \(x_0\) is \(1-s<1\), excluding a constant fiber; as \(x_0\) cannot be its peak, this value also forces its contrast to be exactly \(s\). Each normalized \(Uf\) fiber is a convex combination of the nonzero raw normalized fibers, with strictly positive weights \[ \frac{U(y,y')b(y')}{(Ub)(y)}. \] A mixture of the vectors \(1-s+(s/m)\1_{\{a(y')\}}\) can itself equal such a vector with the same \(s>0\) only when every peak label \(a(y')\) is the same. Indeed, after subtracting \(1-s\) and multiplying by \(m/s\), a convex combination of point indicators is a point indicator only in that case. Hence \(f(x,y)=h_s^a(x)b(y)\). Both sides of the product inequality add under products. The factor \(h_s^a\) is a scalar equality case, so equality for \(f\) is equivalent to equality for \(b\) in one fewer coordinate. Induction proves necessity, and the same factorization verifies the converse. \end{proof} \section{Hypercontractive norms}\label{sec:hyper} This section allows arbitrary \(11\), \begin{equation}\label{eq:hyper-scalar} \|T_\rho\|_{p\to q} =\max_{0\le s\le1} \frac{M_{m,q}(\rho s)^{1/q}}{M_{m,p}(s)^{1/p}}. \end{equation} The identity holds for real or complex operator norms. \end{theorem} \begin{proof} Assume first \(0<\rho<1\) and \(p\le2\). Positivity gives \(|T_\rho f|\le T_\rho|f|\), so nonnegative functions suffice even for the complex norm. Normalize a nonzero such function to \(\E f=1\). In Theorem~\ref{thm:moment-principle}, use the functions \(F(t)=t^p\) and \(G(t)=(1-\rho+\rho t)^q\). Their derivative ratio is positive, and \begin{align*} \frac{G''(t)}{F''(t)} &=\frac{q(q-1)\rho^2}{p(p-1)} (1-\rho+\rho t)^{q-2}t^{2-p},\\ \frac{\dd}{\dd t}\log\frac{G''(t)}{F''(t)} &=\frac{(q-p)\rho t+(2-p)(1-\rho)}{t(1-\rho+\rho t)}>0. \end{align*} The theorem replaces \(f\) by \(h_s^a\) with the same \(p\)-moment and no smaller noisy \(q\)-moment. Its norm ratio is that of a function on \(\nu_m\), proving the upper bound in \eqref{eq:hyper-norm}. Conversely every function on \(\nu_m\) embeds into \(\Omega\) by using one least atom and its complement; this embedding preserves the two norms and commutes with \(T_\rho\). It gives the reverse bound. Strictness in the moment comparison also gives the asserted two-level shape of every nonconstant nonnegative extremizer in this range. If \(p>2\), let \(p'=p/(p-1)\) and \(q'=q/(q-1)\). Self-adjointness for the \(\mu\) pairing and finite-dimensional duality give \[ \|T_\rho\|_{p\to q}=\|T_\rho\|_{q'\to p'}. \] Here \(10\) changes \(\|f\|_p^p\) by \(\mu_i\varepsilon^p=o(\varepsilon)\). The strictly positive kernel gives \(T_\rho f>0\), and the corresponding change in \(\|T_\rho f\|_q^q\) has strictly positive first derivative. This would increase the norm ratio, a contradiction. Therefore its contrast is less than one. Constants and the preceding extremizer classification prove \eqref{eq:hyper-scalar}. Finally, all norms in question are continuous in \(\rho\), which includes \(\rho=0,1\). \end{proof} \begin{corollary}[Sharp boundary and its dependence on the least atom] \label{cor:hyper-monotone} For every \(10\). Taylor expansion at the constant function gives \begin{align}\label{eq:hyper-expansion} \log\|1+\rho t Z\|_q-\log\|1+tZ\|_p &=\frac{(q-1)\rho^2-(p-1)}2\E Z^2\,t^2\notag\\ &\quad+\frac{(q-1)(q-2)\rho^3-(p-1)(p-2)}6 \E Z^3\,t^3+O(t^4). \end{align} At \(\rho=\rho_0\), the quadratic term vanishes, while the cubic bracket is \[ (p-1)\bigl[\rho_0(q-2)-(p-2)\bigr]>0. \] For \(q\ge2\) its positivity follows from \(p\le2\); for \(q<2\), \(\rho_0(q-2)>q-2>p-2\). A small positive \(t\) therefore violates hypercontractivity at \(\rho_0\), and continuity gives \(\sigma_{p,q}(m)<\rho_0\). There is a nonconstant critical extremizer at \(\sigma=\sigma_{p,q}(m)>0\). Here are the required compactness details. Normalize nonnegative inputs to mean one, forming a compact interval. For sufficiently small \(\rho\), the strictly negative quadratic term in \eqref{eq:hyper-expansion} handles a neighborhood of the constant, uniformly in the two signs of \(t\). On the compact complement, \(\|T_0f\|_q=1<\|f\|_p\), and continuity preserves this strict inequality for small \(\rho\). Hence \(\sigma>0\). The admissible noise parameters form a closed interval: if \(\rho'<\rho\), then \(T_{\rho'}=T_{\rho'/\rho}T_\rho\) and the first factor is an \(L^q\)-contraction. Choose violating maximizers at \(\rho_j\downarrow \sigma\). A subsequence converges to an input attaining norm ratio one at \(\sigma\). Since \(\sigma<\rho_0\), the quadratic term is uniformly negative near the constant and near \(\sigma\); the violating maximizers cannot approach the constant. Their limit is therefore nonconstant. Now take \(m_11, \] and \[ D_1(h)=\Ent(h)=\E h\log h, \] with \(0\log0=0\). Let \(Th=1-\rho+\rho h\) and set \[ \eta_1=\max_{h\in\C}\frac{\Ent(Th)}{\Ent(h)}, \] with the constant density assigned the limiting value \(\rho^2\). This is the ordinary KL strong data-processing coefficient for the resampling kernel; see Polyanskiy and Wu~\cite{PW} for general background on KL contraction coefficients. For uniform \(\mu\), this kernel is the Potts semigroup, and Gu and Polyanskiy~\cite[Thm.~4 and Props.~17--18]{GuPolyanskiy} already obtained an exact one-variable formula and the corresponding one-coordinate entropy extremizers. Proposition~\ref{prop:kl-finite} extends that endpoint description to general fully supported laws having a subset of mass below \(1/2\), in particular to every nonbinary law. Continuity of the coefficient itself at \(q=1\) follows from the more general result \cite[Cor.~1]{VEGfull26}. Positivity of KL maximizers for this strictly positive reversible kernel is also a special case of \cite[Lem.~31]{CCGP}. The direct arguments below additionally control the ratios uniformly and use the two-level classification to obtain persistence of interior extremizers in Theorem~\ref{thm:nearone}. \begin{lemma}[Uniform KL limit]\label{lem:kl-limit} As \(q\downarrow1\), \(R_q\to R_1\) uniformly on \(\C\), where \[ R_1(h)=\frac{\Ent(Th)}{\Ent(h)}. \] Consequently \(\lambda_*(q,\mu,\rho)\to\eta_1\), and every subsequential limit of \(R_q\)-maximizers is a KL maximizer. \end{lemma} \begin{proof} Let \(M=1/\mu^*\). Uniformly for \(x\in[0,M]\), \[ x^{1+\varepsilon}=x+\varepsilon x\log x+O(\varepsilon^2), \] so \(D_{1+\varepsilon}(h)\to\Ent(h)\) uniformly on \(\C\); the same holds for \(Th\). Ratios near constants require a separate argument. Fix \(q_+\in(1,2)\). If \(h=1+u\), \(\E u=0\), and \(\|u\|_\infty\le s\), Taylor's formula with a remainder bounded on the finite coordinate range gives, uniformly for \(q\in(1,q_+]\), \[ D_q(1+u)=\frac q2\E u^2+O(s\E u^2), \qquad D_q(1+\rho u)=\frac q2\rho^2\E u^2+O(s\E u^2). \] The same expansion at \(q=1\) follows from \((1+x)\log(1+x)=x+x^2/2+O(|x|^3)\). Thus \(R_q(1+u)=\rho^2+O(s)\) and \(R_1(1+u)=\rho^2+O(s)\), with constants independent of \(q\). For the complementary region, put \[ \mathcal K_s=\{h\in\C:\|h-1\|_\infty\ge s\}. \] It is compact and contains no constant density, so \(d_s=\min_{h\in\mathcal K_s}\Ent(h)>0\). Uniform convergence of \(D_q(h)\) and \(D_q(Th)\) to their KL limits implies that, for \(q\) close enough to \(1\), \(D_q(h)\ge d_s/2\) throughout \(\mathcal K_s\). Division is therefore uniform there, and \[ \sup_{h\in\mathcal K_s}|R_q(h)-R_1(h)|\longrightarrow0. \] Given an error tolerance, first choose \(s\) so that the two quadratic-region errors are smaller than half that tolerance, and then choose \(q\) close enough to \(1\) for the compact-complement error. This proves uniform convergence on all of \(\C\). Uniform convergence on the compact set gives convergence of maxima and the usual compactness statement for maximizers. \end{proof} \begin{lemma}[KL maximizers are soft]\label{lem:kl-soft} Assume that \(\mu\) has a subset of mass strictly below \(1/2\). Then \(\eta_1>\rho^2\), and every nonconstant KL maximizer is strictly positive and takes exactly two values. \end{lemma} \begin{proof} The perturbation from Lemma~\ref{lem:exist}, with entropy in place of \(\log L_q\), gives \(\eta_1>\rho^2\). Indeed, \[ \Ent(1+tg)=\frac{t^2}{2}\E g^2-\frac{t^3}{6}\E g^3+O(t^4) \] and the numerator has \(t\) replaced by \(\rho t\), so the quotient is \[ \rho^2\left(1+\frac{(1-\rho)\E g^3}{3\E g^2}t+O(t^2)\right)>\rho^2 \] for small positive \(t\). Let \(h\) maximize the KL ratio and put \(\lambda=\eta_1\). Then \[ \Phi(g)=\Ent(Tg)-\lambda\Ent(g) \] is at most \(0\) on \(\C\) and equals \(0\) at \(h\). Suppose \(h_i=0\). Choose \(j\) with \(h_j>0\). For sufficiently small \(s>0\), define the weighted mass transfer \[ h_s(i)=\frac{s}{\mu_i},\qquad h_s(j)=h_j-\frac{s}{\mu_j},\qquad h_s(k)=h_k\quad(k\notin\{i,j\}). \] Then \(h_s\ge0\) and \(\E h_s=\E h=1\). At the newly positive coordinate, \[ \mu_i h_s(i)\log h_s(i)=s\log s-s\log\mu_i, \] while the change at coordinate \(j\) is \(O(s)\). Consequently \(\Ent(h_s)-\Ent(h)=s\log s+O(s)\). Since \(Th\ge1-\rho>0\) coordinatewise and \(T(h_s-h)=O(s)\), differentiability of \(r\mapsto r\log r\) on this positive range gives \(\Ent(Th_s)-\Ent(Th)=O(s)\). Hence \[ \Phi(h_s)-\Phi(h)=-\lambda s\log s+O(s)>0 \] for small \(s>0\), a contradiction. Thus \(h>0\). The Lagrange equation on the relative interior says that \[ \rho(\log(1-\rho+\rho r)+1)-\lambda(\log r+1)=c \] for each value \(r=h(x)\). The derivative has sign determined by \[ \frac{\rho^2r}{1-\rho+\rho r}-\lambda, \] which is a strictly increasing function of \(r\). Therefore the left side first decreases and then possibly increases, so a horizontal line has at most two positive intersections. Since \(h\) is not constant, it has exactly two positive values. \end{proof} \begin{proposition}[Least-atom KL formula]\label{prop:kl-finite} For \(m=\min_x\mu(x)\), define \[ K_m(s)=m\left(1+\frac{1-m}{m}s\right) \log\left(1+\frac{1-m}{m}s\right) +(1-m)(1-s)\log(1-s),\qquad 0\le s\le1. \] Then \begin{equation}\label{eq:kl-finite} \eta_1=\max_{0\le s\le1}\frac{K_m(\rho s)}{K_m(s)}, \end{equation} with value \(\rho^2\) at zero. If \(m<1/2\), every nonconstant KL extremizer is \(h_s^a\) for a least atom \(a\) and some \(00\) and \(q_1>1\) such that, for every \(q\in(1,q_1)\), every one-coordinate maximizer \(h_q\) of \(R_q\) satisfies \[ h_q(x)\ge\delta\qquad\text{for all }x\in\Omega. \] Consequently every nonconstant one-coordinate maximizer in this range is a strictly positive two-level soft dictator. \end{theorem} \begin{proof} Let \(\mathcal K_1\) be the compact set of KL maximizers. By Lemma~\ref{lem:kl-soft}, every element of \(\mathcal K_1\) is strictly positive, so \[ \delta_0=\min_{h\in\mathcal K_1}\min_{x\in\Omega}h(x)>0. \] If a sequence \(q_j\downarrow1\) had maximizers staying at sup-norm distance at least \(\delta_0/2\) from \(\mathcal K_1\), compactness would give a subsequence converging to a KL maximizer by Lemma~\ref{lem:kl-limit}, a contradiction. Thus all maximizers for \(q\) close enough to \(1\) lie within \(\delta_0/2\) of \(\mathcal K_1\), and are bounded below by \(\delta_0/2\). Corollary~\ref{prop:twolevel} then rules out subset indicators and gives the two-level soft form. \end{proof} \subsection{\texorpdfstring{The \(q\uparrow2\) least-atom regime}{The q to 2 least-atom regime}} \begin{theorem}[Least-atom dictators near \(q=2\)]\label{thm:neartwo} Let \(m=\mu^*\). There is \(q_0=q_0(\mu,\rho)\in(1,2)\) such that, for every \(q\in(q_0,2)\), \[ \lambda_*(q,\mu,\rho)= \frac{ \log\left[m(1-\rho+\rho/m)^q+(1-m)(1-\rho)^q\right] }{(q-1)\log(1/m)}. \] In this interval the only nonconstant one-coordinate maximizers are \[ h=\frac{\1_{\{x\}}}{m},\qquad \mu(x)=m. \] Moreover, equality in the sharp product inequality on \(\Omega^n\) holds exactly for functions \[ f(x_1,\ldots,x_n) =c\prod_{i\in I}\frac{\1_{\{x_i=a_i\}}}{m}, \] where \(c>0\), \(I\subseteq[n]\), and each \(a_i\) is a least atom. \end{theorem} \begin{proof} At \(q=2\), \[ R_2(h)= \frac{\log(1+\rho^2\Var(h))}{\log(1+\Var(h))}. \] For \(00\). Thus maximizing \(R_2\) is the same as maximizing variance in \(\C\). If \(M=\max_xh(x)\), then \(h^2\le Mh\), so \(\E h^2\le M\). If \(h(x_0)=M\), then \(1=\E h\ge\mu(x_0)M\), hence \(M\le1/m\). Equality in \(\E h^2\le1/m\) forces \(h\) to be zero off a set of total mass \(m\) and constant on that set. Since every atom has mass at least \(m\), this set is a single least atom. Therefore the only nonconstant \(q=2\) maximizers are the normalized least-atom indicators. For persistence, write \[ F_q(s)=\frac{\log M_{m,q}(\rho s)}{\log M_{m,q}(s)},\qquad F_q(0)=\rho^2. \] Taylor expansion at zero shows that \(F_q\) is jointly continuous in \((q,s)\) on \([q_-,2]\times[0,1]\) for any \(q_->1\). Its derivative in \(s\) is jointly continuous on \([q_-,2]\times[\varepsilon,1]\) for every \(\varepsilon>0\): the powers \((1-s)^q\) have continuous first derivatives there, including at \(s=1\). At \(q=2\), \[ M_{m,2}(s)=1+\frac{1-m}{m}s^2. \] The strict monotonicity proved above gives \(F'_2(s)>0\) for \(s>0\). Choose \(\delta\in(0,1)\). Its derivative has a positive minimum on \([1-\delta,1]\), which stays positive for \(q<2\) sufficiently close to two. On the compact complement \([0,1-\delta]\), the value of \(F_2\) is separated from \(F_2(1)\) by a positive gap. Uniform continuity preserves that gap for nearby \(q\). Hence the unique maximizing contrast remains \(s=1\). Theorem~\ref{thm:finite} and its strict equality statement give the claimed scalar formula and classification. Notice that this argument depends on \(\mu\) only through \(m\). It remains to classify product equality cases. The induction assertion is: for every \(k0\) for every \(y\). Lemma~\ref{lem:fiber-equality}, applied to the normalized fibers \(h_y(z)=F(y,z)/r(y)\), now says that each \(h_y\) is either constant or a normalized least-atom indicator, and that all their \(q\)-moments coincide. The two possible moments are respectively \(1\) and \(m^{1-q}>1\), so all fibers have the same type. Suppose first that all fibers are constant. Then \(F(y,z)=r(y)\) is independent of \(z\), so \(Uf_z=r\) for every \(z\). The operator \(U\) is invertible: a one-coordinate \(T_\rho\) acts as the identity on constants and as multiplication by \(\rho>0\) on the mean-zero subspace, and \(U\) is a tensor product of these operators. Hence all slices \(f_z\) are equal, and \(f(y,z)=g(y)\). For such a function, both sides of the product inequality are exactly their \((n-1)\)-dimensional counterparts for \(g\). The induction hypothesis gives the asserted product form with coordinate \(n\) inactive. Suppose instead that all fibers are least-atom indicators. Let \(J=\{z:f_z\not\equiv0\}\). Strict positivity of \(U\) shows that the support of \(z\mapsto F(y,z)\) is exactly \(J\), independently of \(y\). Each normalized fiber is supported on one point, so \(J=\{a_n\}\) for a least atom \(a_n\). With \(\chi_{a_n}=m^{-1}\1_{\{a_n\}}\) and \(g(y)=m f(y,a_n)\), one has \[ f(y,z)=g(y)\chi_{a_n}(z). \] Independence of coordinates gives \[ \log\|T_\rho^{[n]}f\|_q =\log\|T_\rho^{[n-1]}g\|_q+\log\|T_\rho\chi_{a_n}\|_q, \] whereas the conditional-expectation side equals \[ \E_R\log\|\E(g\mid R)\|_q +\lambda\log\|\chi_{a_n}\|_q. \] The scalar equality \(\log\|T_\rho\chi_{a_n}\|_q=\lambda\log\|\chi_{a_n}\|_q\) therefore shows that equality for \(f\) is equivalent to equality for \(g\). The induction hypothesis adds the last active factor and proves necessity. Conversely, for every function in the displayed family, the product noise, the \(L_q\)-norm, and the conditional expectations factor coordinatewise. Each active factor is a scalar equality case and every inactive factor is constant, so equality follows. \end{proof} \begin{example}[Uniform three-point space] Let \(\Omega=\{1,2,3\}\) with the uniform measure and let \(\rho=1/2\). As \(q\downarrow1\), a singleton indicator has limiting KL ratio \[ \frac{\frac13\log2}{\log3}<\frac14, \] and the two-point indicator has limiting ratio \[ \frac{5\log(5/4)-\log2}{6\log(3/2)}<\frac14. \] The local constant perturbation value is \(\rho^2=1/4\), and the asymmetric cubic perturbation from Lemma~\ref{lem:exist} improves strictly above \(1/4\). Hence, for all \(q>1\) sufficiently close to \(1\), no subset indicator is extremal on the uniform three-point space. The optimizer is a strictly positive two-level soft dictator. By Theorem~\ref{thm:neartwo}, for \(q<2\) sufficiently close to \(2\), the optimizer is instead a singleton indicator. Thus the optimizer type genuinely changes inside \(1\rho^2=1/4\). These decimal values are not used in any proof; they display the soft, non-indicator optimizer well inside the simplex. \end{example} \section{The uniform binary phase diagram}\label{sec:binary} The least-atom reduction leaves one scalar contrast to optimize. For \(m=1/2\), its full behavior can be described. Put \[ F(s)=\log\frac{(1+s)^q+(1-s)^q}{2},\qquad R_\rho(s)=\frac{F(\rho s)}{F(s)},\qquad R_\rho(0)=\rho^2, \] and define the elasticity \(E(s)=sF'(s)/F(s)\), with \(E(0)=2\). The following theorem is about the ratio \(R_\rho\); the first threshold and the Riccati ingredients have the precedents discussed in the introduction. \begin{theorem}[Uniform binary phases]\label{thm:binary-phase} Let \(\mu=(1/2,1/2)\), \(0<\rho<1\), and set \[ q_0=\frac{\sqrt{13}-1}{2},\qquad q_1=1+\frac1{4\log2-1}. \] The scalar optimization in \eqref{eq:least-ratio} has these three regimes. \begin{enumerate}[label=\textup{(\roman*)},leftmargin=2.3em] \item If \(1q_0\), the elasticity \(E\) has exactly one minimum, at some \(s_0\in(0,1)\). In case \textup{(iii)}, the critical value is the unique \(\rho_c\in(0,s_0)\) satisfying \begin{equation}\label{eq:binary-critical} E(\rho_c)=E(1)=\frac{q}{2(q-1)\log2}. \end{equation} In all cases every nonzero product equality case factors into scalar equality cases and constants. In case \textup{(i)} it is constant. \end{theorem} \begin{proof} Write \(a=q-1\in(0,1)\). We first establish the needed shape of \(E\). The auxiliary function \[ C(z)=a\sqrt z\,\coth\bigl(a\operatorname{artanh}\sqrt z\bigr), \qquad C(0)=1, \] is analytic at zero. Differentiating gives the Riccati equation \begin{equation}\label{eq:riccati} 2z(1-z)C'=(1-z)C-C^2+a^2z. \end{equation} Its first three nonconstant Taylor coefficients are \begin{align*} c_1&=-\frac{1-a^2}{3},& c_2&=-\frac{(1-a^2)(4-a^2)}{45},& c_3&=-\frac{(1-a^2)(4-a^2)(11-2a^2)}{945}. \end{align*} For instance, substitution in \eqref{eq:riccati} gives \((2j+1)c_j=(2j-3)c_{j-1}-\sum_{i=1}^{j-1}c_i c_{j-i}\) for \(j\ge2\). Thus \(C'(0),C''(0),C'''(0)<0\). For \(0a\): setting \(u=\sqrt z=\tanh t\), the inequality follows from \(\coth(at)>\coth(t)=1/u\). Successive derivatives of \eqref{eq:riccati} give \begin{align} 2z(1-z)C''&=a^2-C+(-1+3z-2C)C',\label{eq:riccati-one}\\ 2z(1-z)C'''&=(-3+7z-2C)C''+2C'(1-C'),\label{eq:riccati-two}\\ 2z(1-z)C''''&=(-5+11z-2C)C'''+(9-6C')C''. \label{eq:riccati-three} \end{align} At a first zero of \(C'\), equation~\eqref{eq:riccati-one} would give \(C''<0\), contrary to its nonnegative derivative at that zero. Therefore \(C'<0\). Equation~\eqref{eq:riccati-two} excludes a first zero of \(C''\) in the same way, giving \(C''<0\). This is the negative-curvature argument in \cite{TrureTuring}. The next identity, \eqref{eq:riccati-three}, excludes a first zero of \(C'''\), since \((9-6C')C''<0\). Consequently \begin{equation}\label{eq:c-signs} C'<0,\qquad C''<0,\qquad C'''<0\qquad(00\), \(D''<0\), \(D'''<0\), and \(D'(0)=(a^2+3a-1)/3\). Concavity implies \(D(z)-zD'(z)\ge D(0)=1\). Define \[ r(z)=\frac{zD'(z)}{D(z)},\qquad N(z)=D(z)\bigl(D'(z)+zD''(z)\bigr)-zD'(z)^2. \] Direct differentiation gives \begin{equation}\label{eq:binary-N} r'(z)=\frac{N(z)}{D(z)^2},\qquad N'(z)=D''(z)\bigl(2D(z)-zD'(z)\bigr)+zD(z)D'''(z)<0. \end{equation} The strict sign uses \(2D-zD'>0\) and \eqref{eq:c-signs}. If \(q\le q_0\), then \(N(0)=D'(0)\le0\), so \(r'<0\) on \((0,1)\). If \(q>q_0\), then \(N(0)>0\). In this case \(D'\) crosses zero: indeed \(C'(z)\to-\infty\) as \(z\uparrow1\). To verify the limit directly, put \(u=\sqrt z\) and \(v=(1-u)/(1+u)\). Then \[ C'(z)=\frac{a(1+v^a)}{2u(1-v^a)} -\frac{2a^2v^{a-1}}{(1+u)^2(1-v^a)^2}\longrightarrow-\infty. \] Since \(D''<0\), its derivative has a unique zero \(z_0\), where \(N(z_0)=z_0D(z_0)D''(z_0)<0\). Equation~\eqref{eq:binary-N} shows that \(N\) crosses zero exactly once. By \eqref{eq:binary-D}, \[ V(s):=1+\frac{sF''(s)}{F'(s)}=2-2r(s^2). \] It follows that \(V\) is strictly increasing if \(q\le q_0\), and strictly decreasing then strictly increasing if \(q>q_0\). Also \(V(0)=2\) and \(V(s)\to+\infty\) at one. The latter follows from \(D'\to-\infty\) and \(D(1)=2a>0\). The same shape transfers to \(E\). Since \((sF'(s))'=F'(s)V(s)\), \begin{equation}\label{eq:elasticity-average} E(s)=\frac{\int_0^s F'(u)V(u)\,\dd u} {\int_0^s F'(u)\,\dd u},\qquad E'(s)=\frac{F'(s)}{F(s)}\bigl(V(s)-E(s)\bigr). \end{equation} If \(V\) is increasing, its average is smaller than its endpoint value, so \(E\) is strictly increasing. In the one-valley case, \(E'<0\) on the decreasing branch of \(V\). On its increasing branch, the function \(Q(s)=V(s)F(s)-sF'(s)\) satisfies \(Q'(s)=V'(s)F(s)>0\). It starts negative and tends to \(+\infty\) at one, because \(F(1)>0\) and \(F'(1)<\infty\). Hence it crosses zero exactly once. Formula \eqref{eq:elasticity-average} proves that \(E\) has one strict minimum \(s_0\). Direct endpoint evaluation gives \[ E(1)=\frac{q}{2(q-1)\log2}. \] For \(s>0\), logarithmic differentiation gives \begin{equation}\label{eq:binary-ratio-sign} \frac{sR_\rho'(s)}{R_\rho(s)}=E(\rho s)-E(s). \end{equation} If \(E\) is increasing this is negative, proving case~(i). Otherwise the difference is positive when \(s\le s_0\), negative when \(\rho s\ge s_0\), and strictly decreasing on the intermediate region \(\rho sq_1\), then \(E(1)<2\), so the decreasing branch crosses \(E(1)\) exactly once, at the value \(\rho_c\) specified in \eqref{eq:binary-critical}. The increasing branch is below \(E(1)\) until its endpoint. Thus \(E(\rho)\ge E(1)\) holds exactly for \(\rho\le\rho_c\), proving (ii)--(iii), including uniqueness at the transition. Finally consider equality on products. As in the two tensorization orders used in Theorem~\ref{thm:nonuniform-equality}, both the raw fibers in a coordinate and the fibers after fully noising all other coordinates satisfy Lemma~\ref{lem:fiber-equality}. In case~(i), all raw fibers are constant in every coordinate, so \(f\) is constant. For \(q>q_0\), if a coordinate has nonconstant raw fibers, all its positive normalized raw fibers have the unique contrast \(s_*\). The fully mixed fibers are either all constant or all nonconstant by their common moment. They cannot all be constant: invertibility of the other-coordinate noise would then make the raw function independent of the selected coordinate. Thus the mixed fibers also have contrast \(s_*\). Every mixed normalized fiber is a strictly positive convex combination of all positive raw normalized fibers. Its \(q\)-moment equals their common value \(M_{1/2,q}(s_*)\). Strict convexity of the \(q\)-moment forces all of those raw fibers to coincide. 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