\documentclass[11pt]{amsart} \usepackage[T1]{fontenc} \usepackage{lmodern} \usepackage[expansion=false]{microtype} \usepackage{amsmath,amssymb,mathtools,esint} \usepackage[a4paper,margin=29mm]{geometry} \usepackage[hidelinks]{hyperref} \urlstyle{same} \hypersetup{pdftitle={Energy Solutions and Harnack Estimates for Nonlocal Drift-Diffusion},pdfauthor={Zhenyu Sun},pdfsubject={Nonlocal parabolic equations and Harnack inequalities},pdfkeywords={nonlocal diffusion, incompressible drift, energy solutions, Harnack inequality}} \numberwithin{equation}{section} \allowdisplaybreaks[2] \emergencystretch=2em \newtheorem{theorem}{Theorem}[section] \newtheorem{proposition}[theorem]{Proposition} \newtheorem{lemma}[theorem]{Lemma} \newtheorem{corollary}[theorem]{Corollary} \theoremstyle{definition} \newtheorem{definition}[theorem]{Definition} \newtheorem{example}[theorem]{Example} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} \newcommand{\doi}[1]{\href{https://doi.org/#1}{doi:\nolinkurl{#1}}} \newcommand{\R}{\mathbb R} \newcommand{\N}{\mathbb N} \newcommand{\E}{\mathcal E} \newcommand{\B}{\mathcal B} \newcommand{\C}{\mathcal C} \newcommand{\X}{\mathcal X} \newcommand{\D}{\mathcal D} \newcommand{\dd}{\,\mathrm d} \newcommand{\dx}{\,\mathrm dx} \newcommand{\dy}{\,\mathrm dy} \newcommand{\dt}{\,\mathrm dt} \newcommand{\ip}[2]{\langle #1,#2\rangle} \newcommand{\esssup}{\operatorname*{ess\,sup}} \newcommand{\essinf}{\operatorname*{ess\,inf}} \newcommand{\osc}{\operatorname*{ess\,osc}} \newcommand{\supp}{\operatorname{supp}} \newcommand{\dist}{\operatorname{dist}} \newcommand{\one}{\mathbf1} \newcommand{\Hs}{H^s(\R^n)} \newcommand{\Hms}{H^{-s}(\R^n)} \title[Nonlocal drift--diffusion]{Energy Solutions and Harnack Estimates for Nonlocal Drift--Diffusion} \author{Zhenyu Sun} \address{School of Mathematics and Statistics, Northeastern University at Qinhuangdao, Qinhuangdao 066004, China} \email{sunzhenyu@neuq.edu.cn} \subjclass[2020]{35R09, 35B65, 35K90, 31B05} \keywords{Nonlocal parabolic equation, incompressible drift, energy solution, weak Harnack inequality, H\"older continuity} \date{} \begin{document} \begin{abstract} We consider nonlocal drift--diffusion equations of order $2s\in[1,2)$ with bounded divergence-free drift. The symmetric measurable jump kernel satisfies local coercivity, a global upper form bound, and a scale-invariant bound on the intensity of long jumps. The transport form is bounded and skew-symmetric on $H^{1/2}\times H^{1/2}$. In the fractional energy space, distributional and variational solutions coincide and satisfy nonlinear testing identities. Viscous approximations converge strongly in $C_tL^2_x\cap L^2_tH^s_x$ to the unique solution of the Cauchy problem. For sources bounded in the cylinder, supersolutions nonnegative there satisfy a weak Harnack inequality involving the time integral of the negative exterior tail. Under this source bound, locally bounded solutions whose exterior tail belongs to $L^q$ in time for some $q>1$ are locally H\"older continuous. This also gives H\"older continuity at positive times for homogeneous global solutions with $L^2$ data. Under upper jumping smoothness, control of the positive tail on an earlier time interval yields the full parabolic Harnack inequality for solutions nonnegative on the full spatial slab. A kernel supported on alternating dyadic annuli satisfies all the kernel assumptions. The local estimates depend on the drift through $R^{2s-1}\|b\|_\infty$. \end{abstract} \maketitle \section{Introduction} Consider the equation \begin{equation}\label{eq:pde} \partial_tu+b(t,x)\cdot\nabla u+\mathcal L_tu=f, \end{equation} where $b$ is a bounded divergence-free vector field and $\mathcal L_t$ is a nonlocal diffusion operator of order $\alpha=2s\in[1,2)$. Its symmetric jump kernel may depend measurably on time and need not have a pointwise lower bound of fractional Laplacian type. At the critical order $\alpha=1$, the drift and diffusion have the same scaling, while the energy controls only half a spatial derivative. To compare a solution on an earlier cylinder with its infimum on a later one, one must also account for jumps from outside the region where the equation holds. In the absence of drift, Felsinger and Kassmann~\cite{FelsingerKassmann2013} proved a weak Harnack inequality and H\"older estimates under quadratic-form assumptions. They also discussed first-order terms for $\alpha>1$. Str\"omqvist~\cite{Stromqvist2019} obtained Harnack estimates that allow negative values outside the cylinder. Kassmann and Weidner~\cite{KassmannWeidner2024} proved a full parabolic Harnack inequality using time-integrated tails and distinguished the roles of local coercivity and upper jumping smoothness. In the probabilistic setting, Bass and Levin~\cite{BassLevin2002} proved a Harnack inequality for jump processes. Chen, Kumagai, and Wang~\cite{ChenKumagaiWang2020} identified upper jumping smoothness as a necessary condition for the parabolic Harnack inequality for autonomous symmetric jump forms. For fractional diffusion with drift, Caffarelli and Vasseur~\cite{CaffarelliVasseur2010} proved H\"older regularity at the critical order in their study of the quasi-geostrophic equation. Chen and Zhang~\cite{ChenZhang2025} obtained Harnack estimates for the fractional Laplacian with critical and supercritical divergence-free drifts. Liao~\cite{Liao2025} proved weak and full Harnack inequalities and H\"older estimates for pointwise comparable kernels and divergence-free drifts in scale-invariant classes. The definition of a local solution there requires a locally square-integrable spatial gradient~\cite[Definition~1.1]{Liao2025}. Ciani and Nakamura~\cite{CianiNakamura2026} derived regularity estimates for functions in nonlocal parabolic De Giorgi classes. For bounded incompressible drift, interpolation gives a continuous transport form on $H^{1/2}\times H^{1/2}$. Hence the form acts on the diffusion energy space even at $s=1/2$. This bound justifies nonlinear testing in Section~\ref{sec:variational}. The energy identity then gives strong convergence of the viscous approximations, while a fractional Nash inequality gives positive-time smoothing (Section~\ref{sec:global}). For the local estimates, we add the time integral of the negative exterior tail and the negative source bound to the solution before taking powers. The derivative of this shift absorbs both terms in the energy inequality. The localized energy bounds in Section~\ref{sec:local} and a differential inequality for the weighted mean of the logarithm give the weak Harnack inequality in Section~\ref{sec:wh}. In Section~\ref{sec:holder} we use it to reduce the oscillation, estimating the tail on successive annuli. For the full Harnack inequality, upper jumping smoothness bounds the earlier positive tail in terms of the later infimum, the source, and an arbitrarily small multiple of a supremum on a larger past cylinder. Iteration on nested cylinders absorbs the supremum (Section~\ref{sec:full}). The examples in Section~\ref{sec:examples} distinguish the kernel assumptions and illustrate the time dependence of the exterior tail. In Example~\ref{ex:annular} the kernel is supported on a union of separated dyadic annuli. Each missing jump splits into two allowed jumps inside the same ball, giving local coercivity. This kernel also satisfies upper jumping smoothness, even after multiplication by a symmetric measurable factor bounded above and bounded away from zero. In Example~\ref{ex:concentrated}, concentrated jumps preserve the form and jump-intensity bounds but violate upper jumping smoothness. \subsection{Kernel assumptions and notation} For a ball $D\subset\R^n$, write \[ [v]_{s,D}^2=\iint_{D\times D}\frac{|v(x)-v(y)|^2}{|x-y|^{n+2s}}\dx\dy, \qquad [v]_s=[v]_{s,\R^n}. \] The norm on $\Hs$ is $(\|v\|_2^2+[v]_s^2)^{1/2}$. Set \begin{equation}\label{eq:forms} \E_{t,D}(v,w)=\frac12\iint_{D\times D} (v(x)-v(y))(w(x)-w(y))K(t;x,y)\dx\dy, \qquad \E_t=\E_{t,\R^n}. \end{equation} The kernel $K$ is nonnegative, jointly measurable, and symmetric in $x,y$. Fix $0<\lambda\leq\Lambda$. On a common set of times of full measure assume \begin{align} \E_{t,D}(v,v)&\geq\lambda[v]_{s,D}^2 &&\text{for every ball $D$ and $v\in H^s(D)$},\label{eq:lower}\\ \E_t(v,v)&\leq\Lambda[v]_s^2 &&\text{for every $v\in\Hs$},\label{eq:upper}\\ \esssup_x\int_{|x-y|\geq r}K(t;x,y)\dy&\leq\Lambda r^{-\alpha} &&\text{for every $r>0$}.\label{eq:row} \end{align} In \eqref{eq:row}, it suffices to take positive rational radii on a common set of spatial points of full measure. Monotone convergence then gives the estimate at every radius. We assume \begin{equation}\label{eq:drift} b\in L^\infty((0,T)\times\R^n;\R^n),\qquad \operatorname{div}_x b=0 \quad\text{in distributions}. \end{equation} All spatial suprema and infima of measurable functions are essential extrema. For $z_0=(t_0,x_0)$, define the ambient cylinder $\C_R$, the past and future cylinders $P_R$ and $F_R$, and the smaller past cylinder $H_R$ by \begin{align} \C_R(z_0)&=(t_0-4R^\alpha,t_0+R^\alpha)\times B_{4R}(x_0),\label{eq:cyl}\\ P_R(z_0)&=(t_0-3R^\alpha,t_0-R^\alpha)\times B_{2R}(x_0),\nonumber\\ F_R(z_0)&=(t_0,t_0+R^\alpha)\times B_R(x_0),\nonumber\\ H_R(z_0)&=(t_0-\tfrac52R^\alpha,t_0-2R^\alpha)\times B_R(x_0).\nonumber \end{align} We take cylinders whose closures lie in the solution domain, except possibly for the terminal time face. The rescaled drift has norm \begin{equation}\label{eq:dimensionless} M_R=R^{\alpha-1}\|b\|_{L^\infty(\C_R)}. \end{equation} Structural constants depend only on $n,s,\lambda,\Lambda$ and, in local estimates, on an upper bound for the rescaled drift norm. On $\C_R$ this norm is $M_R$, and on a backward cylinder $Q_R$ it is $R^{\alpha-1}\|b\|_{L^\infty(Q_R)}$. We indicate any further dependence. For concentric balls with $r<\rho$, define \begin{equation}\label{eq:theta} \Theta(v;t,r,\rho)= \esssup_{x\in B_r(x_0)}\int_{\R^n\setminus B_\rho(x_0)}|v(t,y)|K(t;x,y)\dy. \end{equation} Here and below we omit the common center when it is clear. The weak Harnack inequality involves the negative tail \begin{equation}\label{eq:negative-tail} T_R^-(u)=\int_{t_0-4R^\alpha}^{t_0+R^\alpha}\Theta(u_-;t,3R,4R)\dt. \end{equation} Under parabolic rescaling, $T_R^-(u)$ has the same scaling as $u$. For a bounded function $v$, the row bound \eqref{eq:row} gives \begin{equation}\label{eq:boundedtail} \Theta(v;t,r,\rho)\leq\Lambda(\rho-r)^{-\alpha}\|v(t)\|_\infty. \end{equation} \subsection{Principal results} Write \[ \X_T=L^\infty(0,T;L^2(\R^n))\cap L^2(0,T;\Hs). \] For $u_0\in L^2$ and $f\in L^2(0,T;\Hms)$, a distributional energy solution is a function $u\in\X_T$ such that \begin{equation}\label{eq:distributional} \begin{aligned} &-\int_0^T\!\int u\,\partial_t\phi\dx\dt -\int_0^T\!\int u\,b\cdot\nabla\phi\dx\dt +\int_0^T\E_t(u,\phi)\dt \\ &\qquad=\int_0^T\ip f\phi\dt+\int u_0\phi(0)\dx \end{aligned} \end{equation} for every $\phi\in C_c^\infty([0,T)\times\R^n)$. Definition~\ref{def:local} specifies the local variational inequalities. For distributional energy solutions the equation implies the local time regularity required there. \begin{theorem}[Energy solutions and approximation]\label{thm:main-energy} Under \eqref{eq:lower}--\eqref{eq:drift}, for every $u_0\in L^2$ and $f\in L^2(0,T;\Hms)$ there is a unique distributional solution $u\in\X_T$ with initial trace $u_0$. It belongs to \[ L^2(0,T;\Hs)\cap H^1(0,T;\Hms)\cap C([0,T];L^2). \] It satisfies the energy identity \eqref{eq:energyidentity} and the renormalized testing formulas of Section~\ref{sec:variational}. If $f$ is locally bounded, it also satisfies the truncation inequalities of Proposition~\ref{prop:caccioppoli}. The solutions $u_\varepsilon$ of \[ \partial_tu_\varepsilon+b\cdot\nabla u_\varepsilon+\mathcal L_tu_\varepsilon -\varepsilon\Delta u_\varepsilon=f,\qquad u_\varepsilon(0)=u_0, \] satisfy, as $\varepsilon\downarrow0$, \begin{equation}\label{eq:strong-intro} u_\varepsilon\longrightarrow u\quad\text{in }C([0,T];L^2)\cap L^2(0,T;\Hs), \qquad \varepsilon\int_0^T\|\nabla u_\varepsilon\|_2^2\dt\longrightarrow0. \end{equation} \end{theorem} \begin{theorem}[Weak Harnack inequality]\label{thm:main-wh} Let $u$ be a local variational supersolution in $\C_R(z_0)$, let $f\in L^\infty(\C_R)$, and suppose that $u\geq0$ there and $T_R^-(u)<\infty$. Then \begin{equation}\label{eq:wh} \fint_{P_R(z_0)}u\dx\dt \leq C\left(\essinf_{F_R(z_0)}u+R^\alpha\|f_-\|_{L^\infty(\C_R)}+T_R^-(u)\right). \end{equation} Here $C$ is structural. If $u$ is nonnegative on the full spatial slab, then $T_R^-(u)=0$. \end{theorem} For H\"older estimates, set $Q_R(t_*,x_*)=(t_*-R^\alpha,t_*)\times B_R(x_*)$ and \[ d_\alpha((t,x),(\tau,y))=|x-y|+|t-\tau|^{1/\alpha}. \] \begin{theorem}[H\"older regularity]\label{thm:main-holder} Let $u\in\X_T$ solve \eqref{eq:pde} in $Q_R$, with $U=\|u\|_{L^\infty(Q_R)}$ finite. Suppose $f\in L^\infty(Q_R)$ and, for some $q>1$, \[ A_q=R^\alpha\left(\fint_{t_*-R^\alpha}^{t_*} \Theta(u;t,R/2,R)^q\dt\right)^{1/q}<\infty. \] There are $\gamma\in(0,1)$ and $C$ depending only on $n,s,\lambda,\Lambda,q$ and $R^{\alpha-1}\|b\|_{L^\infty(Q_R)}$ such that $u$ has a representative satisfying \begin{equation}\label{eq:holder} |u(z)-u(\zeta)|\leq C\left(U+A_q+R^\alpha\|f\|_\infty\right) \left(\frac{d_\alpha(z,\zeta)}R\right)^\gamma, \qquad z,\zeta\in Q_{R/4}. \end{equation} If $u$ is bounded on the full spatial slab, its $L^\infty$ norm there can replace $A_q$ in \eqref{eq:holder} after adjustment of $C$. In particular, a global solution with $f=0$ and $u_0\in L^2$ is locally H\"older continuous at every positive time. \end{theorem} \begin{definition}[Upper jumping smoothness]\label{def:ujs} The kernel has upper jumping smoothness with constant $C_J$ if \begin{equation}\label{eq:ujs} K(t;x,y)\leq C_J\fint_{B_r(x)}K(t;z,y)\dd z, \qquad 01$, this factor tends to zero as $R\downarrow0$. The estimates hold for arbitrary $M_R$. \section{Energy solutions and nonlinear testing}\label{sec:variational} \subsection{Energy forms and the transport operator} Applying \eqref{eq:lower} on balls increasing to $\R^n$ and using \eqref{eq:upper}, we obtain \begin{equation}\label{eq:global-form} \lambda[v]_s^2\leq\E_t(v,v)\leq\Lambda[v]_s^2, \qquad |\E_t(v,w)|\leq\Lambda[v]_s[w]_s. \end{equation} The last inequality follows by Cauchy--Schwarz in $L^2(K(t;x,y)\dx\dy)$. Thus the operator defined by $\ip{\mathcal L_tv}{w}=\E_t(v,w)$ is bounded from $\Hs$ to $\Hms$. \begin{lemma}[Half-order transport estimate]\label{lem:transport} For $b\in L^\infty(\R^n;\R^n)$ with $\operatorname{div}b=0$, the form \[ \B_b(v,w)=-\int v\,b\cdot\nabla w\dx, \qquad v,w\in C_c^\infty(\R^n), \] extends continuously to $H^{1-\theta}\times H^\theta$, $0\leq\theta\leq1$, and \begin{equation}\label{eq:transport} |\B_b(v,w)|\leq C\|b\|_\infty\|v\|_{H^{1-\theta}}\|w\|_{H^\theta}. \end{equation} In particular, it is bounded and skew-symmetric on $H^{1/2}\times H^{1/2}$. \end{lemma} \begin{proof} Integration by parts yields \[ \B_b(v,w)=\int w\,b\cdot\nabla v\dx=-\B_b(w,v). \] This gives the two estimates \[ |\B_b(v,w)|\leq\|b\|_\infty\|v\|_{H^1}\|w\|_2, \qquad |\B_b(v,w)|\leq\|b\|_\infty\|v\|_2\|w\|_{H^1}. \] The two realizations of $b\cdot\nabla$, from $H^1$ to $L^2$ and from $L^2$ to $H^{-1}$, agree on $H^1$ by density of $C_c^\infty$. Interpolating these operators gives \eqref{eq:transport}, since $[H^a,H^c]_\theta=H^{(1-\theta)a+\theta c}$ \cite{BerghLofstrom1976}. Skew-symmetry extends to $H^{1/2}\times H^{1/2}$ by density. \end{proof} \begin{proposition}[The threshold for the energy pairing]\label{prop:threshold} Let $0\leq\sigma<1/2$. Even for the constant field $b=e_1$, the transport form has no bounded extension to $H^\sigma(\R^n)\times H^\sigma(\R^n)$. \end{proposition} \begin{proof} Choose a nonzero real-valued $\chi\in C_c^\infty(\R^n)$ and set \[ v_N(x)=\chi(x)\cos(Nx_1),\qquad w_N(x)=\chi(x)\sin(Nx_1). \] Direct differentiation and one integration by parts give \begin{align*} \B_{e_1}(v_N,w_N) &=-\frac14\int\partial_1(\chi^2)\sin(2Nx_1)\dx -\frac N2\int\chi^2(1+\cos(2Nx_1))\dx\\ &=-\frac N2\|\chi\|_2^2. \end{align*} The Fourier transforms of these functions are linear combinations of translates of $\widehat\chi$ by $\pm Ne_1$. The inequality \[ (1+|\xi\pm Ne_1|^2)^\sigma \leq C_\sigma(1+N^2)^\sigma(1+|\xi|^2)^\sigma \] therefore implies $\|v_N\|_{H^\sigma}+\|w_N\|_{H^\sigma}\leq C(1+N)^\sigma$. A bounded bilinear extension would give $N\leq C(1+N)^{2\sigma}$ for all $N$, a contradiction. \end{proof} Set $V=\Hs$, $H=L^2$, and $V'=\Hms$. Since $s\geq1/2$, the embedding $V\hookrightarrow H^{1/2}$ and Lemma~\ref{lem:transport} give \begin{equation}\label{eq:transportV} |\B_{b(t)}(v,w)|\leq C\|b\|_\infty\|v\|_V\|w\|_V, \qquad \B_{b(t)}(v,v)=0. \end{equation} The time-dependent form $a_t(v,w)=\E_t(v,w)+\B_{b(t)}(v,w)$ is measurable and bounded. Moreover, \begin{equation}\label{eq:garding} a_t(v,v)+\|v\|_2^2\geq \min(1,\lambda)\|v\|_V^2. \end{equation} \subsection{Construction and uniqueness} \begin{lemma}[Time traces and the quadratic chain rule]\label{lem:time} If $v\in L^2(0,T;V)$ and $v'\in L^2(0,T;V')$, then $v$ has a representative in $C([0,T];H)$ and \begin{equation}\label{eq:timechain} \|v(t)\|_2^2-\|v(r)\|_2^2=2\int_r^t\ip{v'}{v}\dd\tau. \end{equation} The corresponding product formula holds for two such functions. \end{lemma} \begin{proof} Time mollification on a compact subinterval gives the identity for the regularized functions. The limits in the integral follow from convergence in $L^2V$ and $L^2V'$. Pairing with each element of a countable dense subset of $V$ gives a weakly continuous $H$ representative. The same calculation applied on overlapping subintervals shows that its squared norm is the absolutely continuous function whose derivative is $2\ip{v'}v$. Weak continuity and continuity of the norm give strong continuity. One-sided regularization gives the endpoint traces. Polarization proves the product formula. This is the energy-space trace argument of \cite{Lions1961}. \end{proof} \begin{proposition}[The Cauchy problem]\label{prop:existence} For the data in Theorem~\ref{thm:main-energy}, there is exactly one variational solution in $L^2V\cap H^1V'$. It satisfies, for every $t\in[0,T]$, \begin{equation}\label{eq:energyidentity} \frac12\|u(t)\|_2^2+\int_0^t\E_\tau(u,u)\dd\tau =\frac12\|u_0\|_2^2+\int_0^t\ip f u\dd\tau. \end{equation} Every distributional solution in $\X_T$ with initial datum $u_0$ is this solution. \end{proposition} \begin{proof} Choose a linearly independent sequence $(\phi_j)$ in $C_c^\infty(\R^n)$ whose span is dense in $V$, hence also in $H$. Let $P_N$ be the $H$-orthogonal projection onto $V_N=\operatorname{span}(\phi_1,\ldots,\phi_N)$. The finite-dimensional system \[ (u_N',w)+a_t(u_N,w)=\ip f w\quad(w\in V_N),\qquad u_N(0)=P_Nu_0, \] has an absolutely continuous solution because its coefficients are bounded and measurable and its forcing is square integrable. Testing with $u_N$ eliminates the transport term. Young's inequality, \eqref{eq:garding}, and Gronwall's inequality give \begin{equation}\label{eq:apriori} \|u_N\|_{L^\infty H}^2+\|u_N\|_{L^2V}^2 \leq C_T\bigl(\|u_0\|_2^2+\|f\|_{L^2V'}^2\bigr). \end{equation} The constant $C_T$ is independent of $N$ and $\|b\|_\infty$. Along a subsequence, $u_N\rightharpoonup u$ in $L^2V$ and $u_N\stackrel{*}{\rightharpoonup}u$ in $L^\infty H$. Testing against $\chi(t)\phi_j$ for fixed $j$ and using density gives \[ \partial_tu+A_tu=f\quad\text{in }\mathcal D'(0,T;V'), \qquad\ip{A_tv}w=a_t(v,w). \] Boundedness of $a_t$ gives $u'=f-A_tu\in L^2V'$. Lemma~\ref{lem:time} then gives a continuous $H$ trace. Keeping the initial boundary term in the Galerkin equations yields $u(0)=u_0$. Pairing the limit equation with $u$ and using skew-symmetry proves \eqref{eq:energyidentity}. If a function in $\X_T$ satisfies the distributional equation, boundedness of $A_t$ implies $u'=f-A_tu\in L^2V'$. Density extends the equation to all $V$ tests and identifies its trace. The difference of two solutions satisfies \eqref{eq:energyidentity} with zero data. Both terms on its left are nonnegative, so the difference vanishes. \end{proof} \subsection{Renormalized transport and convex tests} \begin{lemma}[Composition and localized chain rules]\label{lem:composition} Let $00$ on the test support, it suffices that $\Gamma'$ be Lipschitz on $[\varepsilon,\infty)$, since it can then be extended to a Lipschitz function on $\R$. This applies to $\Gamma(r)=\log r$ and to $\Gamma(r)=r^p/p$ for $p<1$, $p\ne0$. Taking $\Gamma(r)=r_+^2/2$ and $h=-k$ gives \begin{equation}\label{eq:movingchain} \ip{u'}{(u-k)_+\eta^2}= \frac12\frac{\dd}{\dt}\int (u-k)_+^2\eta^2\dx +k'(t)\int(u-k)_+\eta^2\dx, \qquad k\in W^{1,1}(J). \end{equation} Thus $k'\in L^1(J)$ suffices for testing the equation for $u$ at a moving level. A spatially constant shift cancels from the nonlocal differences and, by $\operatorname{div}b=0$, from the transport term. \section{Strong approximation and positive-time smoothing}\label{sec:global} \subsection{Strong vanishing-viscosity convergence} \begin{proposition}\label{prop:viscosity} The convergence in \eqref{eq:strong-intro} holds for the entire family as $\varepsilon\downarrow0$. \end{proposition} \begin{proof} For fixed $\varepsilon>0$, use the form \[ a_t^\varepsilon(v,w)=a_t(v,w)+\varepsilon\int\nabla v\cdot\nabla w\dx \quad\text{on }H^1(\R^n). \] The construction of Proposition~\ref{prop:existence} applies on this space. Its energy identity is \begin{equation}\label{eq:viscenergy} \frac12\|u_\varepsilon(t)\|_2^2+ \int_0^t\E_\tau(u_\varepsilon,u_\varepsilon)\dd\tau+ \varepsilon\int_0^t\|\nabla u_\varepsilon\|_2^2\dd\tau =\frac12\|u_0\|_2^2+\int_0^t\ip f{u_\varepsilon}\dd\tau. \end{equation} Consequently $u_\varepsilon$ is bounded in $L^\infty H\cap L^2V$ and $\sqrt\varepsilon\nabla u_\varepsilon$ is bounded in $L^2$. Moreover, \[ \|\varepsilon\Delta u_\varepsilon\|_{L^2H^{-1}}\leq \varepsilon\|\nabla u_\varepsilon\|_{L^2}=O(\sqrt\varepsilon). \] The equation gives a uniform bound for $u_\varepsilon'$ in $L^2H^{-1}$. Pairing with a countable dense set in $H^1$ and applying the scalar Arzel\`a--Ascoli theorem gives convergence along a subsequence in $C([0,T];H_{\rm weak})$. Weak convergence in $L^2V$ and the preceding bound on the viscous term identify the limit equation. Proposition~\ref{prop:existence} identifies its solution as $u$, so these weak convergences hold for the full family. At $t=T$, weak convergence in $L^2V$ gives convergence of the forcing integral in \eqref{eq:viscenergy}. The terminal squared norm and the integrated form energy have lower limits at least as large as their values for $u$. By \eqref{eq:energyidentity}, those two values already account for the limit of the whole left-hand side of \eqref{eq:viscenergy}. Hence \begin{align} \int_0^T\E_t(u_\varepsilon,u_\varepsilon)\dt&\longrightarrow \int_0^T\E_t(u,u)\dt,\label{eq:formconv}\\ \varepsilon\int_0^T\|\nabla u_\varepsilon\|_2^2\dt&\longrightarrow0. \nonumber \end{align} Weak convergence in $L^2V$ gives $\int_0^T\E_t(u_\varepsilon,u)\dt\to\int_0^T\E_t(u,u)\dt$. Expanding the form energy of $u_\varepsilon-u$ and using \eqref{eq:formconv} and \eqref{eq:global-form}, we obtain \begin{equation}\label{eq:strongsemi} \int_0^T[u_\varepsilon-u]_s^2\dt\longrightarrow0. \end{equation} Cauchy--Schwarz for the forms now gives convergence of $\E_t(u_\varepsilon,u_\varepsilon)$ to $\E_t(u,u)$ in $L^1(0,T)$. The functions $t\mapsto\int_0^t\ip f{u_\varepsilon-u}\dd\tau$ converge pointwise to zero. They are uniformly equicontinuous, since their increment on $(r,t)$ is at most \[ \|f\|_{L^2(r,t;V')}\|u_\varepsilon-u\|_{L^2(0,T;V)}. \] The convergence is therefore uniform. Since the form energies converge in $L^1(0,T)$ and the total viscous dissipation tends to zero, subtraction of the two energy identities gives uniform convergence of $\|u_\varepsilon(t)\|_H^2$ to $\|u(t)\|_H^2$. The range $u([0,T])$ is compact in $H$. Approximating it by a finite net and using convergence in $C_tH_{\rm weak}$ gives \[ \sup_{t\in[0,T]}|(u_\varepsilon(t)-u(t),u(t))|\longrightarrow0. \] The polarization identity proves convergence in $C_tH$. Combining it with \eqref{eq:strongsemi} proves convergence in $L^2V$. \end{proof} \begin{corollary}[Stability of the viscous approximation under changes in the data]\label{cor:viscdata} Suppose $u_0^\varepsilon\to u_0$ in $L^2$ and $f_\varepsilon\to f$ in $L^2(0,T;V')$. With these data, the viscous solutions still satisfy \eqref{eq:strong-intro}. \end{corollary} \begin{proof} Let $\widetilde u_\varepsilon$ be the viscous solution with the fixed data $u_0,f$, and put $z_\varepsilon=u_\varepsilon-\widetilde u_\varepsilon$. Testing its equation by $z_\varepsilon$, then using Young's inequality and Gronwall's inequality, gives \begin{align*} &\|z_\varepsilon\|_{C([0,T];H)}^2+\|z_\varepsilon\|_{L^2(0,T;V)}^2 +\varepsilon\|\nabla z_\varepsilon\|_{L^2((0,T)\times\R^n)}^2\\ &\qquad\leq C_T\left(\|u_0^\varepsilon-u_0\|_2^2 +\|f_\varepsilon-f\|_{L^2(0,T;V')}^2\right). \end{align*} The constant is independent of $\varepsilon$. The right-hand side tends to zero, so Proposition~\ref{prop:viscosity} and the triangle inequality give both assertions in \eqref{eq:strong-intro}. \end{proof} \subsection{Contractions and the evolution family} \begin{proposition}[Comparison and contraction]\label{prop:contraction} The homogeneous evolution preserves nonnegativity and is contractive in $L^1$, $L^2$, and $L^\infty$ on the intersections of these spaces with $L^2$. If $u_0\in L^2\cap L^\infty$ and $f\in L^2_tL^2_x\cap L^1_tL^\infty_x$, then \begin{equation}\label{eq:max} \|u(t)\|_\infty\leq\|u_0\|_\infty+\int_0^t\|f(\tau)\|_\infty\dd\tau. \end{equation} \end{proposition} \begin{proof} For every increasing Lipschitz $\beta$ with $\beta(0)=0$, \[ \E_t(u,\beta(u))\geq0, \qquad \B_{b(t)}(u,\beta(u))=0. \] Testing the homogeneous equation for a difference $v$ with $-v_-$ proves comparison. Testing the equations for $v$ and $-v$ with $(v-M)_+$ and $(-v-M)_+$, respectively, at the level $M=\|v(0)\|_\infty$, proves $L^\infty$ contraction. For $L^1$ contraction, take \[ \Gamma_\delta(r)=\sqrt{r^2+\delta^2}-\delta, \qquad \beta_\delta(r)=r(r^2+\delta^2)^{-1/2}. \] The integral of $\Gamma_\delta(u)$ is finite for $u\in L^2$, since $\Gamma_\delta(r)\leq r^2/(2\delta)$. Its derivative is nonpositive by \eqref{eq:globalconvexchain}. Monotone convergence as $\delta\downarrow0$ gives $L^1$ contraction. The $L^2$ assertion is \eqref{eq:energyidentity}. For \eqref{eq:max}, use the moving level \[ k_\delta(t)=\|u_0\|_\infty+\delta+\int_0^t\|f(\tau)\|_\infty\dd\tau. \] The forcing and level terms combine to $\int(f-k_\delta')(u-k_\delta)_+\leq0$. These integrals are finite because $k_\delta\geq\delta$ and $\|(u-k_\delta)_+\|_1\leq\delta^{-1}\|u\|_2^2$. Time regularization as in Lemma~\ref{lem:ACchain} gives the global moving-level identity. Indeed, \[ \bigl\|(u-k)_+-(v-k)_+\bigr\|_1 \leq \delta^{-1}(\|u\|_2+\|v\|_2)\|u-v\|_2 \] for $k\geq\delta$. For two levels $k,\ell\geq\delta$, the corresponding $L^1$ difference is at most $|k-\ell|\delta^{-2}\|u\|_2^2$, since the truncations agree on $\{u\leq\delta\}$. These bounds give uniform convergence in time of the integrals paired with $k_\delta'\in L^1$. The nonlocal term is nonnegative, so the initially vanishing truncation remains zero. Applying the same argument to $-u$ and letting $\delta\downarrow0$ proves \eqref{eq:max}. \end{proof} Let $U(t,r)$ denote the homogeneous evolution from time $r$ to time $t$. Uniqueness gives $U(t,r)U(r,q)=U(t,q)$. \begin{lemma}[Fractional Nash inequality]\label{lem:nash} For $g\in L^1\cap\Hs$, \begin{equation}\label{eq:nash} \|g\|_2^{2+2\alpha/n}\leq C[g]_s^2\|g\|_1^{2\alpha/n}. \end{equation} \end{lemma} \begin{proof} By the Fourier characterization of $H^s$, splitting at frequency $\rho$ gives \[ \|g\|_2^2\leq C\rho^n\|g\|_1^2+C\rho^{-\alpha}[g]_s^2. \] For $g\ne0$, choose $\rho$ to equate the two terms. This gives \eqref{eq:nash} in every dimension, and the inequality is immediate for $g=0$. \end{proof} \begin{proposition}[Positive-time smoothing]\label{prop:smoothing} For $0\leq r0$ implies \[ (u(x)-u(y))w(x)=w(x)^2+w(x)(k-u(y))_+-w(x)(u(y)-k)_+. \] Discard the nonnegative term $w(x)^2$. By symmetry, the two cross integrals in $\E_t$ agree and cancel its factor $1/2$. This proves \eqref{eq:trunc}. All separated cross terms are finite before any tail supremum is taken. Indeed, if $A=\supp\eta$ and $d=\dist(A,D^c)>0$, Cauchy--Schwarz for $K\dx\dy$, symmetry, and \eqref{eq:row} give \[ \int_A\int_{D^c}|w(x)u(y)|K\dy\dx \leq C d^{-\alpha}\|w\|_{L^2(A)}\|u\|_2. \] For an affine shift $u=u_*+c(t)$, apply this estimate to $u_*\in\X_T$ and use the row bound and the local boundedness in time of $c$. The terms involving $|k|$ are also finite by the row bound. The time integrals are finite by the energy bounds and boundedness of $k$ on compact intervals. \end{proof} \subsection{A separated-tail local bound} On $Q_R=(t_*-R^\alpha,t_*)\times B_R(x_*)$, define \begin{equation}\label{eq:multitail} \D_R^+(u)=\esssup_{t\in(t_*-R^\alpha,t_*)} \sup_{R/2\leq r<\rho\leq R} (\rho-r)^\alpha\Theta(u_+;t,r,\rho). \end{equation} By \eqref{eq:boundedtail}, $\D_R^+(u)\leq\Lambda\|u\|_{L^\infty((t_*-R^\alpha,t_*)\times\R^n)}$ whenever $u$ is bounded on the full spatial slab. \begin{proposition}[Local boundedness with separated tails]\label{prop:localbound} For a subsolution in $Q_R$, \begin{equation}\label{eq:localbound} \esssup_{Q_{R/2}}u_+ \leq C\left[ \left(\fint_{Q_R}u_+^2\right)^{1/2}+R^\alpha\|f_+\|_\infty+\D_R^+(u) \right] \end{equation} whenever the quantities on the right are finite. \end{proposition} \begin{proof} Subtract $\|f_+\|_\infty(t-t_*+R^\alpha)$ from $u$. The shifted subsolution has nonpositive source, and its positive part and positive tail can only decrease. Rescale to $R=1$, $t_*=0$ and continue to write $u$ for the shifted function. Set $D=\D_1^+(u)$, $B=\|b\|_{L^\infty(Q_1)}$, and \[ r_j=\tfrac12+2^{-j-2},\quad Q_j=(-r_j^\alpha,0)\times B_{r_j},\quad k_j=k(1-2^{-j-1}),\quad w_j=(u-k_j)_+. \] Choose a spatial cutoff $\eta_j$ equal to one on $B_{r_{j+1}}$, supported in $B_{(r_j+r_{j+1})/2}$, with $|\nabla\eta_j|\leq C2^j$. Split the form at $B_{r_j}$. Choose a time cutoff that vanishes at $-r_j^\alpha$, equals one on $(-r_{j+1}^\alpha,0)$, and has derivative bounded by $C2^{\alpha j}$. Define \[ A_{-1}=\int_{(-1,0)\times B_1}u_+^2,\qquad A_j=\int_{Q_j}w_j^2\quad(j\geq0). \] For every $j\geq0$, including $j=0$ with $A_{-1}$ as defined above, \begin{equation}\label{eq:levelmeasure} |\{w_j>0\}\cap Q_j|\leq C2^{2j}k^{-2}A_{j-1}, \qquad \int_{Q_j}w_j\leq C2^jk^{-1}A_{j-1}. \end{equation} The first estimate follows from the gap between consecutive levels (from $0$ to $k_0$ when $j=0$). Cauchy--Schwarz and $A_j\leq A_{j-1}$ give the second. For $x\in\supp\eta_j$, the exterior integral in \eqref{eq:trunc} is bounded by $C2^{\alpha j}D$. The cutoff estimates, \eqref{eq:levelmeasure}, and $\alpha\geq1$ therefore give \begin{align} S_j&:=\esssup_{t\in(-r_{j+1}^\alpha,0)}\int w_j^2\eta_j^2 +\int_{-r_{j+1}^\alpha}^0\E_{t,B_{r_j}}(w_j\eta_j,w_j\eta_j)\dt\nonumber\\ &\leq C2^{(\alpha+1)j}(1+B+D/k)A_{j-1}.\label{eq:DG-S} \end{align} The Sobolev estimate \eqref{eq:psob} applied on this inner time interval yields $\int_{Q_{j+1}}w_j^{2\kappa}\leq CS_j^\kappa$. Since $w_j\geq k2^{-j-2}$ on $\{w_{j+1}>0\}$, \begin{equation}\label{eq:DGrec} A_{j+1}\leq C2^{Nj}k^{-2(\kappa-1)}(1+B+D/k)^\kappa A_{j-1}^\kappa \quad(j\geq0). \end{equation} Here one may take $N=(\alpha+3)\kappa-2$. In later estimates $N$ denotes a finite structural exponent that may increase from line to line. Set $Y_j=A_j/k^2$ and $Z_m=\max(Y_{2m-1},Y_{2m})$. Applying \eqref{eq:DGrec} separately to the even and odd indices gives $Z_{m+1}\leq C_1 C_2^m Z_m^\kappa$. Lemma~\ref{lem:iteration} applies if $k=C_*(A_{-1}^{1/2}+D)>0$ with $C_*$ sufficiently large in terms of $B$ and the structural constants. Thus $A_j\to0$. If $A_{-1}=0$, the shifted function is already nonpositive on $Q_1$. Restoring the scale and source proves \eqref{eq:localbound}. \end{proof} \begin{lemma}[Initial local boundedness under a pointwise upper bound]\label{lem:initialbound} Assume, in addition, \begin{equation}\label{eq:pointwise} K(t;x,y)\leq L|x-y|^{-n-\alpha}. \end{equation} A local variational subsolution with bounded source is locally bounded above. \end{lemma} \begin{proof} Use the preceding iteration in a unit cylinder compactly contained in the equation domain. Split its exterior integral into $B_1\setminus B_{r_j}$ and $B_1^c$. For $x$ in the cutoff support, \[ \int_{B_1\setminus B_{r_j}}u_+(t,y)K(t;x,y)\dy \leq C2^{(n+\alpha)j}\int_{B_1}u_+(t,y)\dy. \] Write $u=w+c(t)$ as in Definition~\ref{def:local}. On the compact time interval under consideration, the quantity \[ B_2=\esssup_t\|w(t)\|_2+\sup_t|c(t)| \] is finite and controls the last local integral. For $x\in B_{3/4}$ and $y\notin B_1$, Cauchy--Schwarz and \eqref{eq:pointwise} give \[ \int_{B_1^c}|w(t,y)|K(t;x,y)\dy \leq L\|w(t)\|_2\left(\int_{|z|>1/4}|z|^{-2n-2\alpha}\dd z\right)^{1/2} \leq C\|w(t)\|_2. \] Assumption \eqref{eq:row} controls the contribution of $c(t)$. The exterior coefficient at step $j$ is therefore at most $C2^{(n+\alpha)j}B_2$. Inserting this bound into \eqref{eq:trunc} and using \eqref{eq:levelmeasure} gives \[ S_j\leq C2^{(n+\alpha+1)j}(1+\|b\|_\infty+B_2/k)A_{j-1}. \] The recurrence \eqref{eq:DGrec} follows with a larger finite exponent. Taking $k$ to be a sufficiently large multiple of $A_{-1}^{1/2}+B_2$ makes the initial normalized energies small, and Lemma~\ref{lem:iteration} gives the local upper bound. \end{proof} \section{The weak Harnack inequality}\label{sec:wh} We work first in $\C_1=(-4,1)\times B_4$, with center $(0,0)$. Set \begin{equation}\label{eq:positive-shift} h(t)=\varepsilon+\int_{-4}^t \left(\|f_-\|_{L^\infty(\C_1)}+\Theta(u_-;\tau,3,4)\right)\dd\tau, \qquad v=u+h(t),\quad\varepsilon>0. \end{equation} The shift satisfies $h\in W^{1,1}(-4,1)$ and $v\geq\varepsilon$ on $\C_1$. Values of $u$ outside $B_4$ enter through the cross interactions. We apply Lemma~\ref{lem:ACchain} to $u$ with the shift $h$. The shift cancels in spatial differences and in the transport pairing, while its derivative compensates for the negative exterior values and the negative part of the source. \subsection{Power inequalities and moment iteration} \begin{lemma}[A weighted power inequality]\label{lem:poweralgebra} Fix $p_*\in(0,1)$. There are $c_*,C_*>0$, depending only on $p_*$, such that, for $p\in(-\infty,0)\cup(0,p_*]$, $a,b>0$, and $A,B\geq0$, \begin{align} &(a-b)(A^2a^{p-1}-B^2b^{p-1})\nonumber\\ &\quad\leq-\frac{c_*}{|p|}(Aa^{p/2}-Bb^{p/2})^2 +C_*\frac{1+|p|}{|p|}(A-B)^2(a^p+b^p).\label{eq:poweralgebra} \end{align} \end{lemma} \begin{proof} By symmetry and homogeneity, assume $b=1$ and $a=t\geq1$. Put $q=1-p>0$, $d=A-B$, \[ D=(t-1)(1-t^{-q}),\qquad E=(t-1)t^{-q}. \] For $t>1$, expansion and Young's inequality give \begin{equation}\label{eq:powerexpand} (t-1)(A^2t^{-q}-B^2) =-B^2D+2BdE+d^2E \leq-\tfrac12B^2D+d^2(E+2E^2/D). \end{equation} Since $1-t^{-q}=q\int_1^t r^{-q-1}\dd r\geq q(t-1)t^{-q-1}$, \[ E\leq t^p,\qquad E^2/D\leq q^{-1}t^p. \] Cauchy--Schwarz applied to $t^{p/2}-1=(p/2)\int_1^t r^{p/2-1}\dd r$ gives \[ D\geq\frac{4q}{p^2}(t^{p/2}-1)^2. \] Throughout the stated range of $p$, we have $q/|p|\geq c_*:=1-p_*$ and $q\geq1-p_*$. The right-hand side of \eqref{eq:powerexpand} is therefore at most \[ -\frac{2c_*}{|p|}B^2(t^{p/2}-1)^2+ \left(1+\frac{2}{1-p_*}\right)d^2t^p. \] The bound $(At^{p/2}-B)^2\leq2B^2(t^{p/2}-1)^2+2d^2t^p$ gives \eqref{eq:poweralgebra} after increasing $C_*$. The case $t=1$ follows by continuity. \end{proof} Consider cylinders $J'\times B_r\subset J\times B_\rho\subset(-4,1)\times B_3$ with radii between fixed positive bounds. Set $d=\rho-r$. Let $\delta>0$ be the distance from $J'$ to the initial endpoint of $J$ for $p<0$, or to its terminal endpoint for $p>0$. \begin{proposition}[Power energy estimates]\label{prop:powerenergy} Let $\eta=1$ on $B_r$, with support in $B_{(r+\rho)/2}$ and $|\nabla\eta|\leq C/d$. For the function in \eqref{eq:positive-shift}, \begin{align} &\esssup_{t\in J'}\int_{B_r}v^p\dx +\int_{J'}\E_{t,B_\rho}(\eta v^{p/2},\eta v^{p/2})\dt\nonumber\\ &\quad\leq C(1+|p|) \left(d^{-\alpha}+\|b\|_\infty d^{-1}+\delta^{-1}\right) \int_J\int_{B_\rho}v^p\dx\dt.\label{eq:powerenergy} \end{align} The constant is uniform as $p\to0$ within $(-\infty,0)\cup(0,p_*]$. \end{proposition} \begin{proof} Test by $\eta^2v^{p-1}$. On $B_\rho\times B_\rho$, apply Lemma~\ref{lem:poweralgebra} and then \eqref{eq:cutoff}. For $x\in\supp\eta$ and $y\notin B_\rho$, \[ (u(x)-u(y))v(x)^{p-1} \leq v(x)^p+u_-(y)v(x)^{p-1}. \] By \eqref{eq:row}, the first term contributes at most $Cd^{-\alpha}\int_{B_\rho}v^p$. The second vanishes for $y\in B_4$ because $u\geq0$ there. For $y\notin B_4$, its contribution is bounded by $\Theta(u_-;t,3,4)\int\eta^2v^{p-1}$. The choice of $h'$ in \eqref{eq:positive-shift} absorbs this term and the negative part of the source. For the drift, Lemma~\ref{lem:composition} gives \begin{equation}\label{eq:powerdrift} \B_b(u,\eta^2v^{p-1})=-\frac1p\int v^p b\cdot\nabla(\eta^2)\dx. \end{equation} Its absolute value is at most $C|p|^{-1}\|b\|_\infty d^{-1}\int_{B_\rho}v^p$. Write $Y(t)=\int\eta^2v^p$. Multiplication by $|p|$ gives \[ Y'(t)+c\E_{t,B_\rho}(\eta v^{p/2},\eta v^{p/2}) \leq C(1+|p|)(d^{-\alpha}+\|b\|_\infty d^{-1})\int_{B_\rho}v^p \] when $p<0$. For $p>0$ the same inequality holds with $-Y'$ in place of $Y'$. Integrate forward for $p<0$, using a time cutoff that vanishes at the initial endpoint of $J$. For $p>0$, integrate backward from the terminal endpoint with the corresponding cutoff. In either case the endpoint term has the required sign, and the derivative of the cutoff contributes at most $C\delta^{-1}\int_J\int_{B_\rho}v^p$. Taking the supremum in time and bounding the integrated energy gives \eqref{eq:powerenergy}. To justify the test, extend $r^{p-1}$ from $[\varepsilon,\infty)$ to a globally Lipschitz function and apply Lemma~\ref{lem:ACchain} to its primitive, which agrees with $r^p/p$ on this interval up to a constant. The factor $v^{p-1}\leq\varepsilon^{p-1}$ on the test support makes the term containing $h'\in L^1$ integrable. The constants in \eqref{eq:powerenergy} are independent of the regularization. \end{proof} Define, for $0\leq a\leq1$, \begin{equation}\label{eq:momentfamilies} E_a=(-3-a/4,-1+a/4)\times B_{2+a/4}, \qquad G_a=(-a/4,1)\times B_{1+a/4}. \end{equation} Thus $E_0=P_1$ and $G_0=F_1$. All constants below include the fixed volume normalizations for these sets. \begin{lemma}[Moment estimates]\label{lem:moments} Put $p_0=1/4$. For $0\leq a0$. The time gap in \eqref{eq:momentfamilies} is at the initial endpoint for $G_a\subset G_c$ and at the terminal endpoint for $E_a\subset E_c$. For the inverse iteration use $\beta_j=\kappa^jp$ and gaps proportional to $(c-a)2^{-j-1}$. The logarithm of the product of constants is bounded by \[ \sum_{j=0}^\infty\frac{\log C+\log(1+\kappa^jp)+Nj\log2+N\log(1/(c-a))}{\kappa^jp} \leq\frac{C+N'\log(1/(c-a))}{p} \] for $p\leq p_0$. Letting the exponents tend to infinity bounds the $L^\infty$ norm of $v^{-1}$ on the smaller cylinder by its $L^p$ norm on the larger one, with the factor estimated above. This gives \eqref{eq:negmom} and \eqref{eq:neginfty}. For \eqref{eq:posmom}, stop when the exponent first reaches or exceeds $p_0$ and use H\"older's inequality on the smaller cylinder. The finite product satisfies the same bound as above. For \eqref{eq:posupgrade}, start at $p_0$, iterate to $1/\kappa$, and reduce the last exponent to $1/\kappa$ by H\"older's inequality if necessary. One more application of \eqref{eq:moserstep} reaches $1$. All input exponents are at most $\max(p_0,1/\kappa)q\}}(x)\one_{\{\theta>q\}}(y)\dd q. \] The superlevel sets are balls. Applying \eqref{eq:lower} on each such ball and integrating in $q$ gives \[ D_\theta(w)\geq\lambda\iint_{B_3\times B_3} \min(\theta(x),\theta(y))\frac{|w(x)-w(y)|^2}{|x-y|^{n+\alpha}}\dx\dy. \] Restrict $y$ to $B_{5/2}$ and $x$ to $B_3$. On this set the minimum is $\theta(x)$ and $|x-y|\leq6$. Jensen's inequality yields a lower bound $c\int\theta|w-w_{B_{5/2}}|^2$. The weighted mean minimizes the integral among constants, giving \eqref{eq:weightedpoincare}. Truncation of $w$ and monotone limiting arguments cover every finite-energy $w$. Scaling gives the last assertion. \end{proof} \begin{lemma}[Weighted logarithmic mean]\label{lem:logmean} For $v$ in \eqref{eq:positive-shift}, let \[ W(t)=m_\theta^{-1}\int\theta(x)\log v(t,x)\dx. \] Then $W$ is locally absolutely continuous and \begin{equation}\label{eq:logmean} W'(t)\geq cD_\theta(\log v)-C(1+\|b\|_\infty^2) \geq c'\int\theta|\log v-W(t)|^2\dx-C(1+\|b\|_\infty^2). \end{equation} \end{lemma} \begin{proof} For $a,b>0$ and $A,B\geq0$, \begin{equation}\label{eq:logalgebra} (a-b)(A^2/a-B^2/b) \leq-\tfrac12\min(A,B)^2|\log(a/b)|^2+3(A-B)^2. \end{equation} By symmetry we may assume $A\geq B$. Write $d=A-B$ and $t=a/b$. The left-hand side of \eqref{eq:logalgebra} equals \[ -B^2(t+t^{-1}-2)+(2Bd+d^2)(1-t^{-1}). \] Write $Z=\sqrt t-1/\sqrt t$, so that $Z^2=t+t^{-1}-2\geq|\log t|^2$. For $t\leq1$ the second term is nonpositive. For $t\geq1$ use $1-t^{-1}\leq\min(Z,1)$ and $2BdZ\leq B^2Z^2/2+2d^2$. These bounds give \eqref{eq:logalgebra}. Test the supersolution by $\eta^2/v$. Integrating \eqref{eq:logalgebra} over $B_4\times B_4$ bounds the interior form above by $-cD_\theta(\log v)+C$. The cross interaction is bounded above by \[ C+\Theta(u_-;t,3,4)\int\eta^2v^{-1}\dx. \] The shift $h'$ absorbs this last term and $f_-$. The transport contribution is \[ -\int\log v\,b\cdot\nabla\theta\dx =-2\int(\log v-W)\eta b\cdot\nabla\eta\dx. \] The equality uses $\int b\cdot\nabla\theta=0$. By \eqref{eq:weightedpoincare}, its absolute value is at most \[ C\|b\|_\infty D_\theta(\log v)^{1/2} \leq\tfrac c2D_\theta(\log v)+C\|b\|_\infty^2. \] Lemma~\ref{lem:ACchain} with a Lipschitz extension of $r\mapsto r^{-1}$ from $[\varepsilon,\infty)$ gives local absolute continuity of $W$ and identifies the time derivative as $m_\theta W'$ after the $h'$ term is included. Dividing by $m_\theta$ and applying \eqref{eq:weightedpoincare} gives \eqref{eq:logmean}. \end{proof} \begin{lemma}[One-sided logarithmic distribution estimates]\label{lem:logsets} There is $a\in\R$ such that, for every $\ell>0$, \begin{equation}\label{eq:logsets} |\{E_1:\log v>a+\ell\}|+|\{G_1:\log va+\ell\}$ one has $z-Z>\ell+H$. Thus \[ |\{x\in B_{5/2}:z(t,x)>a+\ell\}| \leq \frac{-H'(t)}{c(\ell+H(t))^2}. \] Since $-H'/(\ell+H)^2$ is the derivative of $(\ell+H)^{-1}$, integration over the past interval gives at most $1/(c\ell)$. On the future interval take $H=Z-a$. The set $\{x\in B_{5/2}:z(t,x)8c_0$ apply the bounds at level $\ell/2$. For smaller $\ell$, the cylinder volumes give \eqref{eq:logsets} after increasing $C$. \end{proof} \subsection{Proof of weak Harnack} \begin{proof}[Proof of Theorem~\ref{thm:main-wh}] At unit scale, let $a_0$ be the level given by Lemma~\ref{lem:logsets}. Apply Lemma~\ref{lem:BG} to $e^{-a_0}v$ on $(E_r)$ and to $e^{a_0}v^{-1}$ on $(G_r)$. The moment hypotheses follow from \eqref{eq:posmom} and \eqref{eq:negmom}, respectively. The two level-set bounds in \eqref{eq:logsets} give the logarithmic hypotheses. Hence \[ \|v\|_{L^{p_0}(E_{1/2})}\leq Ce^{a_0}, \qquad \|v^{-1}\|_{L^{p_0}(G_{1/2})}\leq Ce^{-a_0}. \] Equations~\eqref{eq:posupgrade} and \eqref{eq:neginfty} imply \[ \fint_{P_1}v\leq Ce^{a_0}\leq C\essinf_{F_1}v. \] Since $u\leq v$ in $\C_1$ and $h(t)\leq\varepsilon+5\|f_-\|_\infty+T_1^-(u)$, letting $\varepsilon\downarrow0$ proves the unit-scale assertion. The transformation \[ \widetilde u(\tau,\xi)=u(t_0+R^\alpha\tau,x_0+R\xi),\quad \widetilde K=R^{n+\alpha}K,\quad \widetilde b=R^{\alpha-1}b,\quad \widetilde f=R^\alpha f \] preserves \eqref{eq:lower}--\eqref{eq:row}, with the coefficients on the right evaluated at the transformed arguments. Since $\int\widetilde\Theta_-\dd\tau=T_R^-(u)$ and $\|\widetilde b\|_{L^\infty(\C_1)}=M_R$, the unit-scale estimate gives \eqref{eq:wh}. \end{proof} \begin{corollary}[Growth from a positive-measure set]\label{cor:growth} In the setting of Theorem~\ref{thm:main-wh}, if \[ |\{u\geq k\}\cap P_R|\geq\nu|P_R|, \qquad k>0,\quad0<\nu\leq1, \] then \begin{equation}\label{eq:growth} \essinf_{F_R}u\geq c\nu k-C\left(R^\alpha\|f_-\|_\infty+T_R^-(u)\right). \end{equation} \end{corollary} \begin{proof} The average on the left of \eqref{eq:wh} is at least $\nu k$. \end{proof} \section{Oscillation decay and H\"older continuity}\label{sec:holder} \begin{proof}[Proof of Theorem~\ref{thm:main-holder}] Translate and scale to $Q_1=(-1,0)\times B_1$. Write \[ \Theta(t)=\Theta(u;t,1/2,1),\qquad F=\|f\|_{L^\infty(Q_1)},\qquad A=2U+\|\Theta\|_{L^q(-1,0)}+F. \] When $A=0$ the assertion is immediate. Let $c$ be the growth constant in Corollary~\ref{cor:growth}, reduced so that $c\leq1$. Set \[ a_0=c/16,\qquad\theta=1-a_0. \] We choose a radius ratio $\rho\in(0,1/8)$ below. Put $r_j=\rho^j$ and $\omega_j=A\theta^j$. We construct nested intervals $[m_j,M_j]\subset[-U,U]$ such that \begin{equation}\label{eq:oscinduction} m_j\leq u\leq M_j\quad\text{on }Q_{r_j},\qquad M_j-m_j\leq\omega_j, \end{equation} and such that each endpoint changes by at most $a_0\omega_j$ in passing from $j$ to $j+1$. Start with $m_0=-U$ and $M_0=U$. Suppose \eqref{eq:oscinduction} holds through scale $j$. If $M_j-m_j\leq\theta\omega_j$, retain both endpoints. Otherwise set $d_j=M_j-m_j>\theta\omega_j$ and apply Corollary~\ref{cor:growth} at scale $r=r_{j+1}$ with time center $-r^\alpha$. The outer cylinder is \[ (-5r^\alpha,0)\times B_{4r}\subset Q_{r_j}, \] provided $5\rho^\alpha\leq1$. Its future cylinder is precisely $Q_r$. On its past cylinder, at least one of the sets \[ \{u-m_j\geq d_j/2\},\qquad \{M_j-u\geq d_j/2\} \] has relative measure at least $1/2$. For the corresponding function, the lower bound in \eqref{eq:growth} contains the term $cd_j/4\geq2a_0\omega_j$. We estimate the negative exterior tail for either choice of function. Both functions have zero negative part on $Q_{r_j}$. Decompose $B_{r_j}^c$ as $B_1^c$ and the annuli $B_{r_i}\setminus B_{r_{i+1}}$, $0\leq i0$. Choose $\rho$ so small that \[ \rho^\alpha<\theta,\quad \rho^\beta<\theta, \qquad C\left(\frac{\rho^\alpha}{\theta-\rho^\alpha}+\rho^\alpha+\rho^\beta\right)\leq a_0. \] Since $U,\|\Theta\|_q,F\leq A$, \eqref{eq:annular}--\eqref{eq:farholder} and the source bound give a total error of at most $a_0\omega_j$ in \eqref{eq:growth}. On $Q_r$ the chosen function is therefore at least $a_0\omega_j$. We can move the corresponding endpoint inward by $d_j-\theta\omega_j\leq a_0\omega_j$. This gives \eqref{eq:oscinduction} at scale $j+1$. Let \[ \gamma=\frac{-\log\theta}{\log(1/\rho)}. \] Decreasing $\rho$ once more gives $0<\gamma<\min(1,\beta)$. For $r_{j+1}0$, Proposition~\ref{prop:smoothing} bounds the solution on $[\tau,T]\times\R^n$. Apply Theorem~\ref{thm:main-holder} on cylinders with lower time endpoint greater than $\tau$. \end{proof} \section{Positive tails and the parabolic Harnack inequality}\label{sec:full} \subsection{The kernel upper bound and an earlier-tail estimate} \begin{lemma}\label{lem:ujsupper} Symmetry, \eqref{eq:row}, and \eqref{eq:ujs} imply \eqref{eq:pointwise}, with $L$ depending only on $n,\alpha,\Lambda,C_J$. \end{lemma} \begin{proof} For $d=|x-y|$, apply \eqref{eq:ujs} with $r=d/4$. By symmetry, \[ K(t;x,y)\leq C_J|B_{d/4}|^{-1}\int_{B_{d/4}(x)}K(t;y,z)\dd z \leq C d^{-n}\int_{|y-z|\geq3d/4}K(t;y,z)\dd z \leq C d^{-n-\alpha}. \] \end{proof} Work at unit scale and let $u$ solve \eqref{eq:pde} in $\C_1$, with $u\geq0$ on $(-4,1)\times\R^n$. Lemma~\ref{lem:ujsupper} gives the pointwise upper bound needed in Lemma~\ref{lem:initialbound}, so $u$ is locally bounded in $\C_1$. Set $F=\|f\|_{L^\infty(\C_1)}$ and, for $\varepsilon>0$, define \[ v=u+F(t+4)+\varepsilon,\qquad H=\essinf_{F_1}u+5F+\varepsilon. \] Since $f+F\geq0$, $v$ is a positive supersolution with zero negative tail. Applying Theorem~\ref{thm:main-wh} and using $\essinf_{F_1}v\leq H$, we obtain \begin{equation}\label{eq:pastmoment} \int_{P_1}v\leq CH. \end{equation} For $0\leq a\leq1$, define nested past cylinders \[ U_a=J_a\times B_{R_a},\qquad J_a=(-5/2-a/2,-2+a/2),\qquad R_a=1+a/2, \qquad M(a)=\esssup_{U_a}v. \] These cylinders lie in $P_1$, with $U_0=H_1$. Local boundedness and nesting imply that $M$ is bounded and nondecreasing on $[0,1]$. For $0\leq a<\xi\leq1$, define $R_m=(R_a+R_\xi)/2$ and \[ S_{a,\xi}=\int_{J_\xi}\Theta(u;t,R_m,R_\xi)\dt. \] The spatial gap and \eqref{eq:pointwise} make this quantity finite by Cauchy--Schwarz and the global $L^\infty_tL^2_x$ bound on $u$. \begin{lemma}[Control of an earlier positive tail]\label{lem:earliertail} For $0\leq a<\xi0$, \begin{equation}\label{eq:earliertail-young} S_{a,\xi}\leq\delta M(c)+C_\delta\bigl((\xi-a)(c-\xi)\bigr)^{-N_\delta}H. \end{equation} \end{lemma} \begin{proof} Put $d=(R_\xi-R_m)/4$. Choose $0\leq\eta\leq1$ in $C_c^{0,1}(B_{R_\xi-d})$, equal to one on $B_{R_m+d}$, with $|\nabla\eta|\leq C/d$. Testing the supersolution with $\eta^2v^{-q}$, we keep the exterior contribution \[ I(t)=\int_{B_{R_\xi}}\eta(x)^2v(t,x)^{-q} \int_{B_{R_\xi}^c}u(t,y)K(t;x,y)\dy\dx. \] The weighted power inequality with exponent $1-q$ and \eqref{eq:powerdrift} give, after discarding a nonnegative energy term, \begin{equation}\label{eq:taildiff} -\frac1{1-q}\frac{\dd}{\dt}\int\eta^2v^{1-q}\dx+I(t) \leq C_q(d^{-\alpha}+\|b\|_\infty d^{-1})\int_{B_{R_\xi}}v^{1-q}\dx. \end{equation} In the cross interaction, \eqref{eq:row} bounds the term containing $v(x)$ by $Cd^{-\alpha}\int_{B_{R_\xi}}v^{1-q}$. The term containing $v(y)$ controls $I(t)$ because $v(y)\geq u(y)$. The shifted source $f+F$ is nonnegative. Let $t_-=\inf J_\xi$, $t_+=\sup J_c$, and choose a nonincreasing time cutoff $\zeta$ equal to one on $J_\xi$, vanishing at $t_+$, with $|\zeta'|\leq C/(c-\xi)$. Write $Y(t)=\int\eta^2v^{1-q}$. Integration by parts gives \[ \int_{t_-}^{t_+}-Y'(t)\zeta(t)\dt =Y(t_-)+\int_{t_-}^{t_+}Y(t)\zeta'(t)\dt. \] The initial term $Y(t_-)$ is nonnegative, and the integral containing $\zeta'$ is bounded below by $-C(c-\xi)^{-1}\int_{t_-}^{t_+}Y(t)\dt$. The same bound follows by taking the initial trace from inside the interval. Integrating \eqref{eq:taildiff} against $\zeta$ and using $I\geq0$, we obtain \begin{equation}\label{eq:tailI} \int_{J_\xi}I(t)\dt\leq C_q\bigl((\xi-a)(c-\xi)\bigr)^{-N} \int_{U_c}v^{1-q}\dx\dt. \end{equation} For $z\in B_{R_m}$ and $y\notin B_{R_\xi}$, the radius $d$ satisfies $d\leq|z-y|/4$ and $\eta=1$ on $B_d(z)$. Upper jumping smoothness gives \begin{align*} I(t)&\geq M(c)^{-q}\int_{B_d(z)}\int_{B_{R_\xi}^c}u(t,y)K(t;x,y)\dy\dx\\ &\geq C^{-1}d^n M(c)^{-q}\int_{B_{R_\xi}^c}u(t,y)K(t;z,y)\dy. \end{align*} Taking the essential supremum over $z$, integrating over $J_\xi$, and applying \eqref{eq:tailI} give $S_{a,\xi}\leq C((\xi-a)(c-\xi))^{-N}M(c)^q\int_{U_c}v^{1-q}$. Since $U_c\subset P_1$, H\"older's inequality and \eqref{eq:pastmoment} bound the integral by $|U_c|^q(\int_{P_1}v)^{1-q}\leq CH^{1-q}$. This gives \eqref{eq:earliertail}, and Young's inequality yields \eqref{eq:earliertail-young}. \end{proof} \subsection{Interpolation for the local supremum} \begin{lemma}[Local interpolation with an integrated tail]\label{lem:localinterpolation} For $0\leq a<\xi\leq1$ and every $\delta\in(0,1)$, \begin{equation}\label{eq:localinterpolation} \esssup_{U_a}u\leq\delta M(\xi)+C_\delta(\xi-a)^{-N_\delta} \|u\|_{L^2(U_\xi)}+C S_{a,\xi}+CF. \end{equation} \end{lemma} \begin{proof} On $J_\xi$, put \[ \ell(t)=\int_{\inf J_\xi}^t\left(F+\Theta(u;\tau,R_m,R_\xi)\right)\dd\tau, \qquad z=u-\ell(t). \] By Lemma~\ref{lem:ACchain}, we may test $u$ at the moving levels $\ell(t)+k_j$ to estimate the positive truncations of $z$. The derivative $\ell'$ absorbs the source term and the tail from $B_{R_\xi}^c$ in \eqref{eq:trunc}. Apply the iteration of Proposition~\ref{prop:localbound} between $R_m$ and $R_a$, shrinking the time intervals from $J_\xi$ to $J_a$. Split the form at each outer radius and keep the cutoff support a fixed fraction of the radial gap inside it. On the remaining annulus inside $B_{R_\xi}$, we have $u\leq M(\xi)$, so \eqref{eq:row} bounds its contribution by $C2^{\alpha j}(\xi-a)^{-\alpha}M(\xi)$. Since $z_+\leq u$, the integrals $A_j$ satisfy \[ A_{j+1}\leq C(\xi-a)^{-N}2^{Nj}k^{-2(\kappa-1)} (1+M(\xi)/k)^\kappa A_{j-1}^\kappa. \] The initial integral is at most $\|u\|_{L^2(U_\xi)}^2$. Choose \[ k=\delta M(\xi)+C_\delta(\xi-a)^{-N_\delta}\|u\|_{L^2(U_\xi)}. \] Then $M(\xi)/k\leq\delta^{-1}$. Increasing $C_\delta$ and $N_\delta$ makes $A_{-1}/k^2$ small enough for Lemma~\ref{lem:iteration}, and hence $z\leq k$ on $U_a$. Since $0\leq\ell(t)\leq S_{a,\xi}+C F$ on $J_a$, adding $\ell$ gives \eqref{eq:localinterpolation} with a tail coefficient independent of $k$. \end{proof} \subsection{Absorption on nested cylinders} \begin{proof}[Proof of Theorem~\ref{thm:main-h}] At unit scale fix $0\leq a\tau$, and set $w(t)=0$ for $t\leq\tau$. Extend $w$ by zero outside $D$. The Dirichlet semigroup preserves positivity, so $w\geq0$. The energy estimate for the equation with source $F_g$ gives $w\in L^\infty_tL^2_x\cap L^2_tH^s_x$ on finite time intervals. Since $g$ is smooth, nonnegative, and compactly supported, $u=w+g$ is nonnegative and belongs to the same energy space. For a test function $\phi$ supported in $D$, the cross interaction is $\E_t(g,\phi)=-\int_D F_g\phi\dx$. This cancels the source in the equation for $w$, so $u$ satisfies $\partial_tu+\mathcal Lu=0$ in $D$. The solution vanishes before $\tau$, whereas \[ \int_\tau^{\tau+1}\esssup_{x\in B_2} \int_{\R^n\setminus B_4}u(t,y)|x-y|^{-n-\alpha}\dy\dt>0, \] because $u=g$ on the support of the nonzero exterior datum. \end{proof} \appendix \section{Iteration lemmas} \subsection{Superlinear and interpolation iterations} \begin{lemma}[Geometric convergence]\label{lem:iteration} Suppose that $z_j\geq0$ and \[ z_{j+1}\leq A B^jz_j^{1+\delta},\qquad j\geq0, \qquad A>0,\ B>1,\ \delta>0. \] If $z_0\leq A^{-1/\delta}B^{-1/\delta^2}$, then \[ z_j\leq A^{-1/\delta}B^{-j/\delta-1/\delta^2} \quad(j\geq0). \] In particular $z_j\to0$. A recurrence $Y_{j+1}\leq A B^jY_{j-1}^{1+\delta}$ for $j\geq0$ has the same conclusion when $Y_{-1}$ and $Y_0$ are sufficiently small. \end{lemma} \begin{proof} Substituting the proposed bound for $z_j$ into the recurrence gives \[ A B^j\left(A^{-1/\delta}B^{-j/\delta-1/\delta^2}\right)^{1+\delta} =A^{-1/\delta}B^{-(j+1)/\delta-1/\delta^2}. \] Induction proves the first assertion. For the two-step recurrence set $Z_m=\max\{Y_{2m-1},Y_{2m}\}$. The inequalities at $j=2m$ and $j=2m+1$ imply \[ Z_{m+1}\leq A B^{2m+1}Z_m^{1+\delta}. \] Apply the first assertion with constants $AB$ and $B^2$. \end{proof} \begin{lemma}[Absorption on nested sets]\label{lem:absorption} Let $F$ be a bounded nonnegative function on $[a,b]$. Suppose that \[ F(r)\leq qF(R)+A(R-r)^{-N},\qquad a\leq r0$. Then \[ F(a)\leq C(q,N)A(b-a)^{-N}. \] \end{lemma} \begin{proof} Choose $\vartheta\in(q^{1/N},1)$ and put $r_j=a+(b-a)(1-\vartheta^j)$. Repeated substitution gives \[ F(a)\leq q^mF(r_m) +A(b-a)^{-N}(1-\vartheta)^{-N} \sum_{j=0}^{m-1}(q\vartheta^{-N})^j. \] The first term tends to zero because $F$ is bounded. The geometric series converges by the choice of $\vartheta$. \end{proof} \subsection{The logarithmic iteration} The following form of the Bombieri--Giusti argument \cite{BombieriGiusti1972} combines a moment inequality with a bound on the upper level sets of the logarithm. Section~\ref{sec:wh} applies it separately to a positive function and its reciprocal. \begin{lemma}[Moment control from logarithmic level sets]\label{lem:BG} Let $(U_r)_{1/2\leq r\leq1}$ be an increasing family of measurable sets in a finite measure space. Normalize the ambient measure $\mu$ so that $\mu(U_1)\leq1$, and suppose that $\inf_r\mu(U_r)>0$. Let $g>0$ and $g\in L^{p_0}(U_1)$ for some $p_0>0$. Assume that, for constants $A\geq1$ and $\nu>0$, \begin{gather} \|g\|_{L^{p_0}(U_r)} \leq\left(\frac{A}{(R-r)^\nu}\right)^{1/p} \|g\|_{L^p(U_R)}, \qquad\tfrac12\leq r\ell\}\leq\frac A\ell, \qquad\ell>0.\label{eq:BGlog} \end{gather} Then $\|g\|_{L^{p_0}(U_{1/2})}\leq C(A,\nu,p_0)$. \end{lemma} \begin{proof} Put \[ F(r)=\max\left\{1,\log\|g\|_{L^{p_0}(U_r)}\right\}. \] This is a bounded nondecreasing function. Fix $r