\documentclass[11pt]{amsart} \usepackage[T1]{fontenc} \usepackage[utf8]{inputenc} \usepackage{lmodern,microtype} \usepackage[a4paper,margin=27mm]{geometry} \usepackage{amsmath,amssymb,mathtools,booktabs,needspace} \usepackage{xcolor} \usepackage[colorlinks=true,linkcolor=blue!40!black,citecolor=blue!40!black,urlcolor=blue!40!black]{hyperref} \hypersetup{pdftitle={Minimal recurrences for binomial power sums}, pdfauthor={Khai-Hoan Nguyen-Dang}, pdfsubject={Franel recurrences, moment singularities and arithmetic of solutions}} \setlength{\emergencystretch}{2em} \newtheorem{theorem}{Theorem}[section] \newtheorem{proposition}[theorem]{Proposition} \newtheorem{corollary}[theorem]{Corollary} \newtheorem{lemma}[theorem]{Lemma} \theoremstyle{definition} \newtheorem{definition}[theorem]{Definition} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} \DeclareMathOperator{\CT}{CT} \DeclareMathOperator{\singsupp}{sing\,supp} \DeclareMathOperator{\Diag}{Diag} \DeclareMathOperator{\ord}{ord} \DeclareMathOperator{\den}{den} \DeclareMathOperator{\lcm}{lcm} \newcommand{\Q}{\mathbb Q} \newcommand{\R}{\mathbb R} \newcommand{\C}{\mathbb C} \newcommand{\Z}{\mathbb Z} \newcommand{\T}{\mathbb T} \newcommand{\D}{\mathcal D} \newcommand{\dd}{\mathrm d} \newcommand{\Acal}{\mathcal A} \numberwithin{equation}{section} \title[Minimal recurrences for binomial power sums]{Minimal recurrences for binomial power sums} \author{Khai-Hoan Nguyen-Dang} \date{} \begin{document} \begin{abstract} For every positive integer $r$, we prove that the least order of a polynomial-coefficient recurrence for $F_r(n)=\sum_{k=0}^n\binom nk^r$ is $\lfloor(r+1)/2\rfloor$. This establishes the unrestricted minimal-order assertion arising from Franel's work of 1894--1895. We also determine the least order $\lfloor r/2\rfloor$, for $r\geq2$, of the alternating sums $(-1)^n\sum_{k=0}^{2n}(-1)^k\binom{2n}{k}^r$. The lower bounds follow from real moment representations: every nonzero singularity of the representing measure forces a root of the leading characteristic polynomial of the recurrence. A common reflection argument gives telescoping recurrences attaining both bounds. For the ordinary sums, we combine the deformation of Straub and Zudilin with a shifted prime-power congruence to prove that the minimal shift operator is irreducible over $\C(n)$. \end{abstract} \subjclass[2020]{Primary 11B37; Secondary 05A10, 11B65, 33F10, 39A06} \keywords{Generalized Franel numbers, binomial power sums, Ap\'ery limits} \maketitle \section{Introduction}\label{sec:introduction} For a positive integer $r$, the sums \begin{equation}\label{eq:franel} F_r(n)=\sum_{k=0}^{n}\binom nk^r, \qquad n=0,1,2,\ldots, \end{equation} form a classical family in the theory of polynomial-coefficient recurrences. The first two cases are $F_1(n)=2^n$ and $F_2(n)=\binom{2n}{n}$. Franel found second-order recurrences for $F_3$ and $F_4$ in 1894 and 1895 and proposed a general form for the recurrences \cite{Franel1894,Franel1895}. The order suggested by those examples is \[ m_r=\left\lfloor\frac{r+1}{2}\right\rfloor. \] The present paper proves that this order is minimal for every $r$. It also determines the corresponding orders for alternating binomial power sums and proves irreducibility and arithmetic rigidity for the ordinary Franel recurrences. This long-standing problem is supported by a rich history of ideas and prior work. Perlstadt \cite{Perlstadt1987} computed recurrences for $r=5,6$, and McIntosh \cite{McIntosh1989} treated $r\leq10$. Cusick \cite{Cusick1989} proposed a general construction; Stoll \cite{Stoll1997} identified a gap in its nonvanishing argument and proved the upper bound $m_r$. Minimality is a separate question: a recurrence obtained from a given summand need not be the shortest recurrence of the sum. Earlier minimality results for $r=3,4,5,6$ are attributed to Schmidt and Yuan (1995) by Yuan Jin and Dickinson \cite[p.~350]{YuanDickinson2000}. Yuan, Lu and Schmidt \cite{YuanLuSchmidt2008} ruled out first-order recurrences for every $r\geq3$. Straub and Zudilin \cite[Theorem~1.1]{StraubZudilin2023} proved the lower bound $m_r$ for recurrences obtained by creative telescoping from \eqref{eq:franel}. They also verified unrestricted minimality computationally for $r\leq20$ \cite[Remark~4.1]{StraubZudilin2023}. Van Hoeij \cite[\S5, Remark~6]{VanHoeij2025} subsequently obtained the matching telescoping upper bound by polynomial reduction and reflection. For more information, see Tonien's paper \cite{Tonien2026}. To state the results clearly, we use the following conventions throughout. A recurrence of order $M$ for a sequence $u$ is an identity \begin{equation}\label{eq:recurrence} \sum_{j=0}^{M}p_j(n)u(n+j)=0 \qquad(n\text{ sufficiently large}), \qquad p_j\in\C[n],\quad p_0p_M\ne0. \end{equation} Rational-function coefficients give the same notion after clearing denominators. Note that the order is the width of the shifts, not the degree of the coefficient polynomials. Two sequences define the same \emph{eventual germ} if they agree for all sufficiently large indices. All solution spaces below are spaces of such germs. For a nonzero recurrence, put \begin{equation}\label{eq:characteristic} D=\max_j\deg p_j,\qquad \chi(X)=\sum_j[n^D]p_j(n)X^j. \end{equation} We call $\chi$ its \emph{leading characteristic polynomial}. This definition refers to the highest degree in $n$; its degree in $X$ can be smaller than the order of the recurrence. The second family considered here is \begin{equation}\label{eq:alternating} T_r(n)=(-1)^n\sum_{k=0}^{2n}(-1)^k\binom{2n}{k}^r =\sum_{k=-n}^{n}(-1)^k\binom{2n}{n+k}^r, \qquad r\geq2. \end{equation} Write $a_r=\lfloor r/2\rfloor$ and define the monic polynomials \begin{align} H_r(X)&=\prod_{0\leq k0$, form the first-order system for $(\mu,\mu',\ldots,\mu^{(D-1)})$ and multiply by the inverse of a smooth fundamental matrix. The resulting distributional vector has derivative zero and is constant. For $D=0$, multiplication by a nonvanishing function forces $\mu$ to vanish locally. This proves \eqref{eq:singular-support}. The last assertion follows from $\deg\chi\leq M$. \end{proof} The exclusion of $0$ is necessary: a distribution supported at $0$ can have all sufficiently high moments equal to zero. Positivity is not required in the proposition. It enters through the following criterion for a critical value to belong to the singular support. \begin{lemma}\label{lem:morse} Let $P$ be a smooth real function on a compact smooth manifold without boundary of dimension $d\geq1$, equipped with a positive smooth density. Let $\mu$ be its pushforward under $P$. Suppose that the critical points in the fiber $P^{-1}(\lambda)$ form a nonempty finite set, are all nondegenerate, and are all local maxima or all local minima. Then $\lambda\in\singsupp\mu$. \end{lemma} \begin{proof} Choose disjoint neighborhoods of these critical points and smooth nonnegative cutoffs equal to $1$ near them. The Morse lemma gives coordinates in which $P=\lambda+\eta|y|^2$, with the same $\eta\in\{1,-1\}$ at every point. Polar integration shows that the local pushforward density, with $t=\eta(x-\lambda)$, has the form \begin{equation}\label{eq:morse-density} \mathbf1_{\{t>0\}}t^{d/2-1}h(t), \qquad h\in C^\infty([0,\epsilon)),\quad h(0)>0. \end{equation} The spherical average of the smooth coordinate density is a smooth even function of the radius, hence a smooth function of its square. This proves the asserted smoothness of $h$. The contribution from the remainder of the manifold is smooth near $\lambda$, by integration along regular level sets. Compactness and nondegeneracy ensure that a sufficiently small neighborhood of $\lambda$ contains no further critical points outside the chosen neighborhoods. Adding the local terms preserves the form \eqref{eq:morse-density} with positive $h(0)$. A one-sided power with exponent $d/2-1$ is not smooth at zero: for an integer exponent a derivative has a jump, and for a noninteger exponent a derivative is unbounded. A smooth remainder cannot remove this defect. Hence $\mu$ is not smooth at $\lambda$. \end{proof} \section{The real torus symbols and their critical values} \label{sec:critical-values} Fix $r\geq2$ and put $d=r-1$. On the torus $\T^d$, write $z_j=e^{i\theta_j}$, $Z=z_1\cdots z_d$, and \[ A(z)=\prod_{j=1}^{d}(1+z_j),\qquad P=A+A(z^{-1})=A(1+Z^{-1}),\qquad Q=\frac{A-A(z^{-1})}{i}=\frac{A(1-Z^{-1})}{i}. \] Both $P$ and $Q$ are real-valued on the torus. With $s=\theta_1+\cdots+\theta_d$, they become \begin{equation}\label{eq:torus-symbols} P(\theta)=2^r\prod_{j=1}^{d}\cos(\theta_j/2)\cos(s/2), \qquad Q(\theta)=2^r\prod_{j=1}^{d}\cos(\theta_j/2)\sin(s/2). \end{equation} These products are periodic, despite the separate half-angle factors. Let $\mu_r$ be the pushforward of normalized Haar measure under $P$, and let $\widetilde\mu_r$ be its pushforward under $R=Q^2$. \begin{lemma}\label{lem:representations} For every $n\geq0$, \begin{equation}\label{eq:moment-identities} F_r(n)=\CT P^n=\int x^n\,\dd\mu_r(x), \qquad T_r(n)=\CT Q^{2n}=\int x^n\,\dd\widetilde\mu_r(x). \end{equation} \end{lemma} \begin{proof} Expanding $(1+Z^{-1})^n$ gives \[ \CT P^n=\sum_{k=0}^{n}\binom nk\CT(A^nZ^{-k}) =\sum_{k=0}^{n}\binom nk^r. \] Likewise, \[ \CT Q^{2n}=(-1)^n\sum_{k=0}^{2n}(-1)^k\binom{2n}{k} \CT(A^{2n}Z^{-k})=T_r(n). \] Constant terms are torus integrals against normalized Haar measure. \end{proof} \begin{lemma}\label{lem:critical-points} The distinct nonzero critical values of $P$ are exactly $\lambda_{r,k}$, $0\leq k0}. \end{equation} \end{theorem} The telescoping construction in Section~\ref{sec:telescoping} and minimality show that $A_{r,0},\ldots,A_{r,m_r-1}$ solve $L_r$. The case $r=1$ is immediate from $A_{1,0}(n)=2^n$. Independence follows from these limits and the transcendence of $\pi$, as in \cite[proof of Theorem~1.1]{StraubZudilin2023}. We give an arithmetic proof as part of a congruence that will control denominators and annihilators. \subsection{One congruence at shifted prime powers} Write $v_p$ for the valuation normalized by $v_p(p)=1$, with $v_p(0)=+\infty$, and $\Z_{(p)}=\{x\in\Q:v_p(x)\geq0\}$. Congruences of formal power series are coefficientwise. Put $\ell_n=\lcm(1,\ldots,n)$ for $n\geq1$, and $\ell_0=1$. \begin{lemma}\label{lem:arithmetic-scaling} For every $r\geq1$ and $n\geq0$, \begin{equation}\label{eq:integral-scaling} \Acal_r(n,\ell_nt)\in\Z[[t]]. \end{equation} For any prime $p$ and integers $\alpha\geq1$ and $0\leq bb+d$ is a sufficiently large prime avoiding all coefficient denominators. Multiply by $p^{2J}$ and reduce modulo $p$. By \eqref{eq:prime-power-coefficients}, the terms with $jN$, both sides are zero. This proves \eqref{eq:valuation-D}. Only the fixed exceptional primes can contribute to $\log D_U(N)-2J\log\ell_N$, and each contributes $O(\log N)$. Finally, the prime number theorem gives $\psi(N)\sim N$. \end{proof} For the solution space of $L_r$, Proposition~\ref{prop:basis} shows that the possible nonzero-solution rates in \eqref{eq:denominator-rate} are exactly $0,2,\ldots,2m_r-2$. More precisely, the solutions with rate at most $2J$ form \[ \operatorname{span}_{\Q}\{A_{r,0},\ldots,A_{r,J}\}, \qquad 0\leq J0$, equation \eqref{eq:valuation-U} with $\alpha=1$ shows that its denominator at index $p$ is divisible by $p^{2J}$ for every sufficiently large prime $p$. It therefore has neither bounded denominators nor a fixed finite set of denominator primes. It cannot be globally bounded, since for $p\nmid BC$ multiplication by $BC^p$ does not change this negative valuation. Every diagonal of a rational function over $\Q$ regular at the origin is globally bounded. For completeness, write that function as $P(\boldsymbol x)/Q(\boldsymbol x)$ with integral polynomials and $Q(0)=a\ne0$. The series $H=1-Q/a$ has zero constant term, and \[ \frac P Q=\frac P a\sum_{q\geq0}H^q. \] A monomial of total degree $h$ receives terms only from $q\leq h$, so its coefficient has denominator dividing $a^{h+1}$. A diagonal in $d$ variables is consequently made integral by multiplying its $n$th coefficient by $a(a^d)^n$; absolute values may be used to make these scaling integers positive. A polynomial change affects only a finite common denominator. Hence a diagonal solution germ belongs to $\Q F_r$. Conversely, \begin{equation}\label{eq:diagonal} \sum_{n\geq0}F_r(n)z^n =\Diag\frac{1}{(1-x_1)\cdots(1-x_r)-x_1\cdots x_r}. \end{equation} Indeed, geometric expansion gives $\sum_{k\geq0}(x_1\cdots x_r)^k \prod_i(1-x_i)^{-k-1}$, whose diagonal coefficient is $\sum_{k=0}^{n}\binom nk^r$. Rational multiples are again rational diagonals. It remains to determine the integer lattice for $r\geq2$. For every $N\geq1$, \begin{equation}\label{eq:gcd-tail} \gcd\{F_r(n):n\geq N\}=2. \end{equation} Pairing the summands with indices $k$ and $n-k$ shows that $F_r(n)$ is even for $n\geq1$: when $n=2h$, the unpaired coefficient $\binom{2h}{h}=2\binom{2h-1}{h-1}$ is also even. For every prime $p$, all interior coefficients $\binom{p^\alpha}{k}$ are divisible by $p$. Thus $F_r(p^\alpha)\equiv2\pmod p$, excluding all odd primes from the gcd, and $F_r(2^\alpha)\equiv2\pmod4$ because $r\geq2$. This proves \eqref{eq:gcd-tail}. An integer-valued solution germ is already a rational multiple $cF_r$; the gcd says exactly that the denominator of $c$ divides $2$. \end{proof} Theorem~\ref{thm:rational-solutions} has an equivalent interpretation for binomial sums. Bostan, Lairez and Salvy \cite[Theorem~3.5]{BostanLairezSalvy2017} characterize univariate multiple binomial sums over $\Q$ as diagonals of rational power series. Within their class, the solution germs of $L_r$ are therefore exactly $\Q F_r$. The secondary deformation solutions cannot be rewritten as multiple binomial sums in that class. This conclusion concerns rational functions and sums over $\Q$; these hypotheses specify the class of diagonals used here. \subsection{The classical integer-sequence question} The preceding theorem classifies eventual integer solutions for $r\geq2$. In the classical case $r=3$, a much shorter argument answers the question about entire integer sequences. This is the converse asked in \cite[Conjecture~4.5]{SchulteVanSchalkwykYang2014}, where the initial values were assumed positive, and in the conclusion of \cite{Tonien2026}. The Casoratian formula used in the proof is also present in \cite[proof of Theorem~6]{Tonien2026}. \begin{corollary}\label{cor:classical-integers} An integer sequence $U(0),U(1),\ldots$ satisfies \begin{equation}\label{eq:classical-recurrence} (n+1)^2U(n+1)=(7n^2+7n+2)U(n)+8n^2U(n-1), \qquad n\geq1, \end{equation} if and only if $U(n)=cF_3(n)$ for some $c\in\Z$. More generally, a rational solution of \eqref{eq:classical-recurrence} with bounded denominators on a tail is a rational multiple of $F_3$ on the entire sequence. \end{corollary} \begin{proof} The Casoratian $W_n=F_3(n)U(n+1)-F_3(n+1)U(n)$ satisfies \[ W_n=-\frac{8n^2}{(n+1)^2}W_{n-1} =\frac{(-8)^n}{(n+1)^2}\bigl(U(1)-2U(0)\bigr). \] If $b=U(1)-2U(0)\ne0$, choose arbitrarily large odd primes dividing neither the numerator nor denominator of $b$ nor a common denominator for the tail of $U$. At $n=p-1$, the formula gives $v_p(W_n)=-2$, contradicting bounded denominators of $W_n$. Thus $U(1)=2U(0)$. The recurrence uniquely propagates these initial values, giving $U=U(0)F_3$. Integrality at $n=0$ forces $U(0)\in\Z$; the converse follows from the defining binomial sum. \end{proof} \subsection{Further questions}\label{sec:questions} The minimal orders and the leading characteristic polynomials leave several finer questions. Straub and Zudilin \cite[Remark~4.1]{StraubZudilin2023} record experimental formulas for the degree in $n$ of a primitive minimum-order Franel recurrence, and additional factorization patterns in its certificate. Appendix~\ref{sec:certificate} settles the denominator and degree in the summation variable $k$. The degree in $n$ and the possible factors depending only on $n$ require further arguments. The analytic method applies more broadly to constant terms $u(n)=\CT P^n$ of real Laurent polynomials on a torus. To prove minimality, it is enough to exhibit sufficiently many distinct nonzero values at which the pushforward measure is not smooth and to construct a matching recurrence. Extrema of a common type give a direct noncancellation criterion. For symbols with saddle points or several types of critical points in the same fiber, the local contributions must be compared more carefully. Related extensions of the Straub--Zudilin deformation to other binomial sums were studied by Dougherty-Bliss and Zeilberger \cite{DoughertyBlissZeilberger2023}. The arithmetic method here requires a rational basis whose scaled reductions at $p+b$ all recover the same distinguished sequence at $b$, with distinct scaling exponents. Establishing an analogous deformation and congruence for the alternating family would give information about its entire solution space. The moment argument alone determines its minimal order and characteristic roots, but does not supply that arithmetic structure. \appendix \section{The summation variable in a minimal certificate}\label{sec:certificate} We determine the $k$-dependent denominator and numerator-degree patterns observed in Remark~4.1 of Straub and Zudilin \cite{StraubZudilin2023}. It does not address possible denominator factors depending only on $n$, the predicted degree in $n$, or the further factorization patterns in that remark. Every minimum-order recurrence is a scalar multiple over $\Q(n)$ of the telescoper constructed in Section~\ref{sec:telescoping}: after normalizing the leading coefficients, the difference of two such operators would be an annihilator of smaller order. Hence every recurrence in the following proposition has a rational certificate. \Needspace{14\baselineskip} \begin{proposition}\label{prop:certificate-structure} Let $r\geq1$, $m=\lfloor(r+1)/2\rfloor$, and let $\sum_{j=0}^{m}p_j(n)S^j$ be a minimal-order Franel recurrence, with $p_j\in\mathbb Q[n]$ and $p_0p_m\ne0$. Its rational certificate $C\in\mathbb Q(n,k)$ is characterized by \[ \mathcal D C =\sum_{j=0}^{m}p_j(n)Q_j(n,k),\qquad \mathcal D C=\frac{(n-k)^r}{(k+1)^r}C(n,k+1)-C(n,k),\quad Q_j=\frac{(n+1)_j^r}{(n-k+1)_j^r}. \] Put $K=\mathbb Q(n)$ and $B_m(k)=\prod_{h=1}^{m}(n-k+h)^r$. Then the reduced denominator of $C$ in $K[k]$ is $B_m$, up to a unit of $K$. Equivalently, \[ C(n,k)=\frac{A(n,k)}{B_m(k)},\qquad A\in K[k],\qquad \gcd_{K[k]}(A,B_m)=1. \] Moreover, \[ k^r\mid A(n,k),\qquad \deg_k A=rm+\mathbf1_{\{r\text{ even}\}}. \] For a fixed recurrence its rational certificate is unique. \end{proposition} \begin{proof} Write $T=\sum_jp_jQ_j$. Its only possible finite poles in $k$ are $n+1,\ldots,n+m$, each of order at most $r$. Work over an algebraic closure of $K$ and group the finitely many poles of $C$ into orbits under integer translation. In each occupied orbit choose a pole $\alpha$ for which none of $\alpha-1,\alpha-2,\ldots$ is a pole. At $k=\alpha-1$, the function $C(k+1)$ has a pole and $C(k)$ is regular. The multiplier $(n-k)^r/(k+1)^r$ cannot remove this pole unless $\alpha-1=n$; its pole at $-1$ only increases the order. Otherwise $\alpha-1$ must be a pole of $T$. Thus every occupied orbit is $n+\mathbb Z$, and its leftmost pole has the form $n+h$ with $h\geq1$. At the rightmost pole $n+h$, the shifted term is regular, so $T$ has a pole there. Hence $h\leq m$. Descending from this rightmost pole in $\mathcal DC=T$ shows that every pole of $C$ has order at most $r$. Therefore $B_mC\in K[k]$. There is no pole of $C$ at $-1$ or $0$, and $T$ is regular at $-1$. The order-$r$ pole of the multiplier there forces $C(k+1)$ to vanish to order at least $r$. Hence $k^r\mid B_mC$, since $B_m(0)\ne0$ in $K$. It remains to show that no factor of $B_m$ cancels. By Theorem~\ref{thm:orders}, \[ \deg p_m=D:=\max_j\deg p_j. \] For $r=1$, the same equality follows directly from $p_0+2p_1=0$. For a sufficiently large nonnegative integer $N$, interpret $f(N,k)=\binom Nk^r$ by gamma-function continuation, as in the telescoping construction. The pole bounds just proved imply that $b(N,k)=C(N,k)f(N,k)$ is finite at every integer $k$ and has finite support there. Summing its forward difference from $k=N+h$ to infinity gives \begin{equation}\label{eq:certificate-tail} b(N,N+h) =-\sum_{j=h}^{m}p_j(N) \sum_{\ell=0}^{j-h}\binom{N+j}{\ell}^{r}, \qquad 1\leq h\leq m. \end{equation} The right side is a nonzero polynomial in $N$: its $j=m$ summand has degree $D+r(m-h)$, with leading coefficient $-[n^D]p_m/((m-h)!)^r$, whereas every $j