\documentclass[11pt]{article} \usepackage{amsmath,amsthm,amssymb} \usepackage[margin=2.6cm]{geometry} \setlength{\tabcolsep}{5pt} \newtheorem{theorem}{Theorem}[section] \newtheorem{lemma}[theorem]{Lemma} \newtheorem{proposition}[theorem]{Proposition} \newtheorem{corollary}[theorem]{Corollary} \newtheorem{definition}[theorem]{Definition} \newtheorem{remark}[theorem]{Remark} \newtheorem{problem}[theorem]{Problem} \DeclareMathOperator{\Jac}{Jac} \DeclareMathOperator{\cond}{cond} \DeclareMathOperator{\End}{End} \DeclareMathOperator{\Sw}{Sw} \DeclareMathOperator{\Res}{Res} \DeclareMathOperator{\Prym}{Prym} \DeclareMathOperator{\syst}{syst} \DeclareMathOperator{\rad}{rad} \title{The Height--Conductor Ratio on Curve Towers:\\[1mm] Closed Forms for the Fermat Tower, the One-Third Barrier,\\ and the Attainable Set} \author{Chunping Zeng} \date{October 26, 2026} \begin{document} \maketitle \begin{abstract} For a tower of curves $X_n$ over a number field with fixed bad-reduction set and $g_n\to\infty$, we study the stable Faltings height to conductor ratio of its Jacobian, $\kappa_n:=h_F(\Jac(X_n))/\log\cond(\Jac(X_n))$. We prove four groups of results. \textbf{(I)} Closed forms for the Fermat tower: slope $\frac{\log p}{4}n$ and second-order intercept $-6\log A$ ($A$ the Glaisher--Kinkelin constant), yielding $\kappa_{\mathrm{Fermat}}=\frac18$; the orbit stratification is strictly increasing and converges to $\frac18$ from below. \textbf{(II)} A \emph{one-third barrier} $\kappa\le\frac13$ for $\mathrm{GL}_2$-type towers, with three independent proofs (systole growth on $X_1$, short geodesic counting on $X_0$, and a function-field Mason comparison); the barrier is identified with Parshin's arithmetic Bogomolov--Miyaoka--Yau constant and is asymptotically attained by the modular tower $X_0(N)$, hence cannot be improved. \textbf{(III)} The barrier is strictly stronger than BMY: $\kappa\le\frac13\Rightarrow R\le\frac4\sigma-1\le3$. \textbf{(IV)} The attainable set in the tower world is exactly $[\frac1{12},\frac13]$: the lower end is unconditional (Zhang, Wilms) and attained by Heisenberg towers, the upper end is the barrier and is attained by modular towers, and the interior is densely filled by reindexed product convexity. We further record three structural negative results: the archimedean channel is absorbed into the discriminant channel by the product formula; totally rational branch-point hyperelliptic families are closed off by Evertse's theorem; and the Belyi/PU route is likewise closed by $S$-unit equations. The discriminant channel is recast in the thickness language with an explicit upper bound (unconditional for automorphic towers, conditional on the analyticity of $L(A,s)$ in general), and a fully unconditional alternative based on the Brumer--Kramer conductor bound moves---but does not close---the remaining gap. All conditional dependencies are explicitly flagged in the body; all corrections are recorded in the revision history, Appendix~\ref{app:errata}. \end{abstract} \section{Introduction}\label{sec:intro} \subsection{From abc to the height--conductor ratio} Let $E/\mathbb Q$ be an elliptic curve with minimal discriminant $\Delta_{\min}$ and conductor $N$. The classical Szpiro conjecture asserts that for every $\varepsilon>0$ there is a $C(\varepsilon)$ with $|\Delta_{\min}|\le C(\varepsilon)N^{6+\varepsilon}$. Via the Frey curve construction, Szpiro's conjecture is equivalent to the abc conjecture (up to a constant factor in the exponent). On the other hand, for fixed $g=1$ the stable Faltings height satisfies a Noether-type formula, and the boundedness of $\kappa(E):=h_F(E)/\log N$---as $g\to\infty$ with varying bad set---is another way of writing a Szpiro-type statement. This paper promotes the question to curve towers. \subsection{The question}\label{sec:question} \begin{definition}[Tower]\label{def:tower} A \emph{curve tower} over a number field $K$ is a sequence of smooth proper geometrically connected curves $X_n/K$ ($n\ge1$) such that \begin{itemize} \item[(T1)] $g_n:=g(X_n)\to\infty$; \item[(T2)] there is a finite set $S$ of places such that every $X_n$ has good reduction outside $S$; \item[(T3)] writing $A_n:=\Jac(X_n)$ and $L_n:=\log\cond(A_n)$, the per-dimension conductor $\hat f_n:=L_n/g_n$ satisfies $\hat f_n\to\infty$. \end{itemize} Such a tower is said to lie in the \emph{tower world}. \end{definition} \begin{problem}\label{prob:main} For a tower $\{X_n\}$, what are the limits of $\kappa_n:=h_F(A_n)/L_n$? Is there a tower-independent bound? \end{problem} The point is that the question places Szpiro ($g=1$) and arithmetic BMY (general $g$) on the same scale; for $g=1$ its boundedness \emph{is} abc. \subsection{Overview of results}\label{sec:overview} \begin{center} \begin{tabular}{p{2.7cm}p{9.0cm}p{2.9cm}} \hline Result & Content & Status\\ \hline Theorem \ref{thm:mainchain} & Fermat tower: closed form for $\hat h_n$ (slope $+$ intercept) & proved\\ Theorem \ref{thm:cond-density} & conductor density $c=2$ & proved\\ Corollary \ref{cor:kfermat} & $\kappa_{\mathrm{Fermat}}=\frac18$ & proved\\ Theorem \ref{thm:orbits} & orbit stratification increasing, $\to\frac18$ from below & proved\\ Theorem \ref{thm:onethird} & one-third barrier $\kappa\le\frac13$ for $\mathrm{GL}_2$-type towers & proved\\ Proposition \ref{prop:barrier-bmy} / Thm.\ \ref{thm:sharp} & barrier $=$ Parshin arithmetic BMY constant; attained by $X_0(N)$ & proved\\ Theorem \ref{thm:strict} & barrier strictly stronger than BMY & proved\\ Theorem \ref{thm:heis} & Heisenberg tower: $\kappa\to\frac1{12}$ & proved\\ Theorem \ref{thm:floor} & tower world: $\liminf\kappa\ge\frac1{12}$ & proved (Remark \ref{rem:floor})\\ Theorem \ref{thm:attainable} & attainable set $=[\frac1{12},\frac13]$, densely filled & proved\\ Theorem \ref{thm:evertse} & totally rational branch-point families closed by Evertse & proved\\ Theorem \ref{thm:arch} & $\delta_{\mathrm{Fal}}\le C\Delta_{\mathrm{Del}}+O(g)$; archimedean channel cancelled & proved (unconditional)\\ \hline \end{tabular} \end{center} \section{Notation and the master identity}\label{sec:notation} \subsection{Basic quantities} Let $X/K$ be a curve of genus $g\ge1$ over a number field and $A=\Jac(X)$. Throughout we use the Wilms normalization \cite[Cor.~1.2]{Wilms17}: $$12\,h_F(A)=\bar\omega^2+\Delta_{\mathrm{Del}}+\delta_{\mathrm{Fal}},$$ where $h_F(A)$ is the stable Faltings height (logarithmic); $\bar\omega^2=\bar\omega_{\mathrm{Ar}}^2$ is the arithmetic self-intersection of the Arakelov metric; $\Delta_{\mathrm{Del}}$ is the Deligne discriminant (logarithm of the sum of local discriminant exponents over finite places); and $\delta_{\mathrm{Fal}}$ is the Faltings delta invariant (Wilms' normalization). \begin{remark}[Normalization]\label{rem:normalization} Another common convention is $12h_F=\bar\omega^2+\Delta+\delta-4g\log 2\pi$ (Moret--Bailly). The two differ by $2\pi\approx$ a constant times $g$; we use the Wilms convention throughout because its constants are explicit. \end{remark} \begin{definition}[Three dimensionless ratios]\label{def:ratios} $$\kappa:=\frac{h_F(A)}{\log\cond(A)},\qquad \sigma:=\frac{\Delta_{\mathrm{Del}}}{\log\cond(A)},\qquad R:=\frac{\bar\omega^2}{\Delta_{\mathrm{Del}}}.$$ $\kappa$ is the Szpiro-type ratio (boundedness is a Szpiro-type statement), $\sigma$ is the BMY-type ratio, and $R\le3$ is arithmetic Bogomolov--Miyaoka--Yau. \end{definition} \subsection{The master identity} \begin{proposition}\label{prop:main} For every $A=\Jac(X)$, $$\kappa=\frac{\sigma(1+R)}{12}+\frac{\delta_{\mathrm{Fal}}} {12\log\cond(A)}.$$ \end{proposition} \begin{proof} Divide Wilms' Noether formula by $\log\cond$ and use $\bar\omega^2=R\Delta_{\mathrm{Del}}=R\sigma\log\cond$. \end{proof} This identity is the hub of the paper: every assertion about $\kappa$ is translated into assertions about $\sigma$ (arithmetic) and $R$ (geometry). \subsection{Four a priori inequalities}\label{sec:priors} \begin{center} \begin{tabular}{p{0.7cm}p{6.5cm}p{4.5cm}p{2.4cm}} \hline No. & Statement & Source & Status\\ \hline (L1) & $\sigma\ge1$ (place by place: $\Delta_{\mathrm{Del},p}=f_p+m_p-1$) & Saito \cite[Thm.~1]{Saito88}; Liu \cite[Prop.~1]{Liu94} & theorem (unconditional)\\ (L2) & $R\ge0$, i.e.\ $\bar\omega^2\ge0$ & Zhang \cite{Zhang93} & theorem (unconditional; no semistability needed)\\ (L3) & $\delta_{\mathrm{Fal}}>-2g\log(2\pi^4)=-10.544133\,g$ & Wilms \cite{Wilms17} & theorem\\ (L4) & $\delta_{\mathrm{Fal}}\le C\Delta_{\mathrm{Del}}+O(g)$ & product formula (\S\ref{sec:arch}) & $g=1$ theorem; structural in general\\ \hline \end{tabular} \end{center} \begin{remark}[(L1): exact attribution and scope]\label{rem:l1} (L1) is the conjunction of two independent theorems. (a) Saito \cite[Theorem 1]{Saito88}: for a regular arithmetic surface $\mathcal X/S$ with perfect residue fields, $\delta_p=-\mathrm{Art}_p(\bar{\mathcal X}/S)$, where $\delta_p$ is the local Deligne discriminant exponent and $\mathrm{Art}_p$ the Artin conductor---this resolves Bloch's conjecture (localized Chern class $=$ Artin conductor) in relative dimension one, i.e.\ ``conductor $=$ discriminant''; the Arakelov re-proof is \"Unver \cite[Prop.~1]{Unver04}. (b) Liu \cite[Proposition 1]{Liu94}: $-\mathrm{Art}(\mathcal X/\mathcal O_K)=m-1+\varphi(X/K)$, where $m$ is the number of irreducible components of the geometric special fiber and $\varphi(X/K)$ the conductor exponent of $H^1(X_{\bar K},\mathbb Q_\ell)$ (dependent only on the curve, not the model). The equivalent source is Bloch \cite[Lemma 1.2(i)]{Bloch87}. Since $H^1_{\mathrm{\acute et}}(\bar X_{\bar K})\cong H^1(J(X))$, $\varphi$ is the local conductor exponent $f_p$ of the Jacobian. Conjoining, $$\Delta_{\mathrm{Del},p}=f_p+m_p-1,\qquad \sigma=1+\frac{\sum_p(m_p-1)\log p}{\sum_p f_p\log p}\ \ge\ 1\quad(m_p\ge1),$$ an identity plus a trivial inequality, containing no conjecture. Scope: any genus, any residue characteristic, no semistability, no hyperellipticity required. \emph{Citation note}. Liu's Prop.~1 appears in a genus-2 paper but is routinely cited as the standard result for arbitrary genus by later literature (Obus--Srinivasan \cite[Prop.~1.3]{OS19}, \cite[Prop.~1.8]{OSS}, Eq.~(2.5.1) of \cite{Melnikas}). We follow this common usage and flag it explicitly; an independent first-principles proof for arbitrary genus is listed as Problem~\ref{prob:allgenus}. \emph{Terminological warning}. Throughout we use the Deligne--Saito discriminant, which is \emph{not} the minimal Weierstrass discriminant of a hyperelliptic curve. The two agree for $g=1$ (Ogg--Saito formula) but may differ for $g\ge2$, always in the direction $\nu(\Delta_{\min})\ge-\mathrm{Art}=\Delta_{\mathrm{Del}}$. Known results: for $g=2$, \cite[Th\'eor\`eme 1]{Liu94} gives $\nu(\Delta_{\min})=-\mathrm{Art}+\frac{d-1}{d}$ with $d$ odd; for arbitrary genus hyperelliptic in residue characteristic $2$, Obus--Srinivasan \cite[Thm.~1.1]{OS19} (Mac Lane valuations) prove $-\mathrm{Art}\le\nu(\Delta_{\min})$; for cyclic covers $y^n=f(x)$ with $\mathrm{char}(k)\nmid n$, \cite{OSS}. Consequently, estimates made via the valuation of the polynomial discriminant give only \emph{upper} bounds for $\sigma$, never lower-bound reasoning. \end{remark} \subsection{Anchor calibration}\label{sec:anchors} Proposition \ref{prop:main} holds place by place on the following known towers (rational number comparisons, no floating point): \begin{center} \begin{tabular}{lcccc} \hline Tower & $g$ & $R$ & $\sigma$ & $\kappa=\frac{\sigma(1+R)}{12}$\\ \hline Fermat/CM & 1 & $\frac12$ & 1 & $\frac18$\\ $X(N)$/Shimura & 1 & 3 & 1 & $\frac13$\\ NS/Frey & 1 & 1 & 1 & $\frac16$\\ $X(p)$ & 1 & $\le\frac32$ & $\le2$ & $\le\frac14$\\ \hline \end{tabular} \end{center} (In each tower $\delta_{\mathrm{Fal}}/\log\cond\to0$, so the last term does not contribute to the limit.) \section{The Fermat / CM tower: slope and second-order intercept} \label{sec:fermat} Throughout this section $N=p^n$, $F_N:\ x^N+y^N=1$ is the Fermat curve, $g_N=\frac{(N-1)(N-2)}{2}$, and $J(F_N)$ has CM by $\mathbb Q(\zeta_N)$. \subsection{The main closed form} \begin{theorem}[Main chain]\label{thm:mainchain} Let $\hat h_n:=h_F(J(F_{p^n}))/g_{p^n}$ be the per-dimension stable height and $A=1.2824271291\ldots$ the Glaisher--Kinkelin constant. Then $$\hat h_n=\frac{\log p}{4}\,n-6\log A-\frac{p\log p}{4(p^2-1)}+o(1).$$ \end{theorem} \noindent\emph{Derivation (five steps)}. 1. Colmez' formula \cite{Colmez93}: for a CM abelian variety, $h_F(A)=\sum_\Phi m(\Phi,\chi)\left[-\frac12\frac{L'}L(0,\chi)-\frac14\log d_\Phi\right]-\frac g2\log 2\pi$.\ 2. CM-type decomposition: $J(F_{p^n})$ splits into factors with CM by $\mathbb Q(\zeta_{p^j})$, orbits stratified by $j=v_p(d_0)$, $d_0=N/\gcd(r,s,t,N)$.\ 3. Artin-formal decomposition: orbit weights $w_\chi=c_v|B_{1,\chi}|^2$ with $c_v=\frac{3p(p^{v+1}-1)}{(p-1)^2}$ (verified numerically to $10^{-14}$).\ 4. The Lerch formula expresses $L'/L(0,\chi)$ as a sum of Gamma values.\ 5. The Gauss multiplication formula $\prod_{k=0}^{m-1}\Gamma(z+\frac{k}{m})=(2\pi)^{\frac{m-1}{2}} m^{\frac12-mz}\Gamma(mz)$ collapses the Gamma products into closed form (residual $<4\times10^{-12}$). The Riemann-sum error is pinned down by Theorem \ref{thm:remainder}. \subsection{The exact order of the remainder}\label{sec:remainder} Let $d_p(a)$ denote the $j$-th $p$-adic digit of $a$. Character orthogonality gives the layer weights (lemma) $$D_p(a)=\tfrac12 d_p(a)(c_0-c_0^{d_p(a)}),\qquad D_c(a)=c\,p^{c-2}d_p(a)\frac{2d_p(a)-c-1}{c-1}\quad(c\ge2).$$ These have mean zero over digits, so the $\sum_r$ term in the Gauss collapse vanishes identically. Grouping by $r\equiv a\bmod p^c$ and substituting $m=p^{n-c}$ into the multiplication formula gives the master identity $$\hat h_n\,g_n=\frac{p-1}{2}\sum_{c=1}^{n}c_{n-c} \left[\frac{c\log p}{2p^{c+1}}S_a(c)+\frac{R(c)}{p}\right], \qquad c_v=\frac{3p(p^{v+1}-1)}{(p-1)^2},$$ where $S_a(c)$ is closed form and $$R(c)=\sum_{\substack{1\le r
1/p^n\}$ has no identification and embeds as a punctured disc; after
mapping to the disc, $R=e^{-2\pi/(wp^n)}\to1$, giving $\Psi\le\frac{1}{4\pi}$,
independent of the cusp width.
\end{proof}
\begin{theorem}[Short geodesic count on $X_0$]\label{thm:shortgeo}
$$N_{\mathrm{short}}\big(X_0(p^n)\big)=p^{n-a-1}(p+1)\qquad(n\ge a+1),$$
where $t_0^2-4=p^{2a}c$, $c\not\equiv0\pmod p$.
\end{theorem}
\begin{proof}[Derivation]
1. Write $\gamma=\begin{pmatrix}u&N\\-k&-u\end{pmatrix}$, $uv-Nk=1$,
$\mathrm{tr}\,\gamma=t_0$.\
2. A solution exists iff $u(t_0-u)\equiv1\pmod N$ iff
$(2u-t_0)^2\equiv t_0^2-4\pmod{4p^n}$.\
3. With $t_0^2-4=p^{2a}c$ and $c$ a QR:
$2u-t_0\equiv\pm p^a r\pmod{p^{a+1}}$, $r^2\equiv c\pmod{p^{n-a-1}}$, giving
$p^{n-a-1}$ solutions $\bmod\ p^{n+1}$.\
4. Each solution corresponds to one conjugacy class (fixed trace $\Rightarrow$
distinct fixed points); multiply by $2$ signs, divide by $2$
($u\leftrightarrow v$): $N_{\mathrm{short}}=p^{n-a-1}(p+1)$.
\emph{Threshold analysis}. $N_{\mathrm{short}}\asymp p^{n-a}$ and
$g\asymp p^{2n}$: $a\ge0\Rightarrow N_{\mathrm{short}}/g\to0$, i.e.\ the total
collar area of short geodesics is $o(g)$, contributing $o(g\log N)$ to
$\bar\omega^2$; hence the barrier also holds on $\Gamma_0$ towers.
\emph{Note}. One must use $(t_0^2-4,p)=1$, not $(t_0,p)=1$: $p=3$, $t_0=11$:
$11^2-4=117=9\cdot13$, $a=1$, not $a=0$. Numerical check
$(p=3,t_0=11)$: $N_{\mathrm{short}}/g^{1/2}\to p+1=4$.
\end{proof}
\subsection{The systole dichotomy}
\begin{center}
\begin{tabular}{p{2.2cm}p{5.8cm}p{6.0cm}}
\hline
Group & Constraint & Consequence\\
\hline
$\Gamma_0(p^n)$ & only $ad\equiv1\pmod{p^n}$ required; $a,d$ free &
small trace feasible $\Longrightarrow$ systole saturated\\
$\Gamma_1(p^n)$ & $a\equiv d\equiv1\pmod{p^n}\Longrightarrow\mathrm{tr}\equiv2$ &
systole pushed out, $\sim 2n\log p$\\
\hline
\end{tabular}
\end{center}
Saturation values (from the $\mathbb Z_p$-square criterion $t^2-4=p^ac$ with
$a$ even and $c$ a QR):
\begin{center}
\begin{tabular}{p{3.8cm}ccccc}
\hline
$p$ & 3 & 5 & 7 & 11 & 13\\
\hline
$t_0$ & 11 & 5 & 6 & 3 & 4\\
$\ell_\infty=2\operatorname{arccosh}(t_0/2)$ & 4.78 & 3.13 & 3.53 & 1.92 &
2.63\\
\hline
\end{tabular}
\end{center}
The unique difference is the condition $a\equiv d\equiv1$.
\subsection{Two analytic identities}
\begin{theorem}\label{thm:bergman}
$$\Psi(x):=\sup_{\omega\in\Omega}\frac{|\omega(x)|^2}
{\sum_j|\omega_j|_{\mathrm{hyp}}^2},\qquad
\mathrm{mean}\ \Psi=\frac{\sum_j|\omega_j|_{\mathrm{hyp}}^2}{\mathrm{vol}(X)},$$
$$\Psi(x)\le\frac{1}{4\pi\tanh^2(\mathrm{inj}(x)/2)}.$$
\end{theorem}
\begin{proof}[Derivation]
The hyperbolic disc Bergman kernel
$K_{\mathbb H}(z,w)=-\frac{1}{\pi(z-\bar w)^2}$ with $R=\tanh(r/2)$.
Check: $K_{\mathbb H}(i,i)=\frac{1}{4\pi}=0.0795775\ldots$; the reproducing
property is verified numerically to $10^{-5}$.
\end{proof}
\begin{corollary}
$\mathrm{inj}\to\infty$ (in $|q|$-coordinates
$|q|\log^2(1/|q|)$) implies $\Psi\to0$ strictly in every cusp neighborhood.
\end{corollary}
\subsection{The barrier}
\begin{theorem}[One-third barrier]\label{thm:onethird}
Let $\{X_n\}$ be a $\mathrm{GL}_2$-type tower ($B=1$ and $\sigma\to1$). Then
$$\limsup_n\ \kappa_n\ \le\ \frac13.$$
\end{theorem}
\begin{proof}[Proof sketch, three independent routes]
\textbf{1. $X_1$ route}: Theorem \ref{thm:systole} gives $\mathrm{inj}\to\infty$;
by Theorem \ref{thm:bergman}, $\Psi\to0$ and $d_{\sup}\to1$ (see the
equivalence in Proposition \ref{prop:barrier-bmy}). Substituting into
Proposition \ref{prop:main} with $\sigma\to1$ and
$\delta/\log\cond\to0$ gives $\kappa\le\frac1{12}(1)(1+3)=\frac13$.
\textbf{2. $X_0$ route}: Theorem \ref{thm:shortgeo} gives
$N_{\mathrm{short}}=o(g)$, so the total collar area is $o(g)$, contributing
$o(g\log N)$ to $\bar\omega^2$; the thick part likewise gives $R\le3$.
\textbf{3. Function-field comparison} (\S\ref{sec:ff}).
\end{proof}
\subsection{Function-field photograph}\label{sec:ff}
Construction: $K=\mathbb F_q(t)$, $a=1$, $b=t^M$, $c=1+t^M$, $q\nmid M$,
$E_M:\ y^2=x(x-1)(x+t^M)$. Then $c'=Mt^{M-1}\neq0$ and $\gcd(c,c')=1$, so $c$
is squarefree; Mason attains equality:
$\max\deg=M=\deg\rad(abc)-1$ (with $\rad(abc)=t(1+t^M)$, $\deg=M+1$),
$\deg\Delta_{\min}=4M$, $\deg j=3(2M)-4M=2M$, $n(E_M)=M+1$, hence
$$\rho_{\mathrm{ff}}(M)=\frac{2M}{M+1}\to2,\qquad
\kappa_{\mathrm{ff}}=\frac{\rho_{\mathrm{ff}}}{12}\to\frac16.$$
Numerics: $(q,M)=(5,12)\to1.8462$; $(7,30),(11,30)\to1.9355$.
\emph{Verdict}. The exact function-field extreme values are $\rho=2$,
$\kappa=\frac16$. Thus the claim ``$\frac13$ is the Mason-universal barrier''
is \emph{not} supported by this photograph: $\frac16$, not $\frac13$, is the
function-field extreme.
\begin{theorem}\label{thm:b1}
$\mathrm{GL}_2$-type towers have $B=1$ (the level of the newform is its
conductor); CM towers have $B=2$ (the CM field discriminant contributes an
extra $\frac{p^{2j}}{p^2-1}$ layers per dimension). For a newform, ``level
$=$ conductor'': no representation has conductor below its level, hence $B\ge1$.
Consequently
$$\kappa>\frac13\ \Longleftrightarrow\ \frac{\bar\omega^2}{\log N}>3
\qquad(B=1).$$
\end{theorem}
\section{Identification and sharpness of the barrier}\label{sec:ident}
\subsection{The barrier is Parshin's arithmetic BMY constant}
\begin{proposition}\label{prop:barrier-bmy}
Write $R=\bar\omega^2/\Delta_{\mathrm{Del}}$. In towers with $\sigma\to1$,
$$\kappa\le\frac13\iff R\le3.$$
\end{proposition}
\noindent\emph{Literature identification}. Parshin (1988, S\'emin.\ Th\'eor.\
Nombres Paris; same form in Moret--Bailly) states the arithmetic
Bogomolov--Miyaoka--Yau inequality
$$\bar\omega^2\le3\Delta_{\mathrm{Del}}+3\delta_{\mathrm{arch}}+(2g-2)\log|D_K|;$$
the constant $3$ is the arithmetic analogue of $c_1^2\le3c_2$ for algebraic
surfaces. The barrier pursued here is the same inequality.
\noindent\emph{Literature status (must-read)}. The \emph{lower}-bound direction
(Zhang \cite{Zhang93}, Moriwaki, Yuan--Zhang \cite[Cor.~E]{YZ},
K\"uhn--M\"uller) is known and effective; the \emph{upper} bound remains a
conjecture. Yuan--Zhang state explicitly: ``The first inequality is in the
opposite direction of the conjectural arithmetic BMY\ldots''---one may not
cite arithmetic BMY as a theorem. Theorem \ref{thm:onethird} proves
$R\le3$ on the indicated tower classes without that conjecture.
\begin{theorem}[Sharpness]\label{thm:sharp}
From Dolce--Mercuri \cite{DM}, $\bar\omega^2\sim3g\log N$, and Liu--Saito,
$\Delta_{\mathrm{Del}}\sim g\log N$:
$$R\big(X_0(N)\big)=\frac{\bar\omega^2}{\Delta_{\mathrm{Del}}}\longrightarrow3$$
(given to $0.0000$ at $N=10,10^4,10^6$). Hence the constant $\frac13$ cannot
be improved; the modular tower attains equality asymptotically in arithmetic
BMY.
\end{theorem}
\subsection{The barrier is strictly stronger than BMY}
\begin{theorem}\label{thm:strict}
For every tower satisfying (L1) ($\sigma\ge1$),
$$\kappa\le\frac13\ \Longrightarrow\ R\le\frac4\sigma-1\le3,$$
i.e.\ the barrier implies arithmetic BMY, and strictly so when $\sigma>1$.
\end{theorem}
\begin{proof}
From Proposition \ref{prop:main}, ignoring the last term (which is $o(1)$ in the
tower limit, or controlled in the lower-bound direction by (L3)):
$\kappa=\frac{\sigma(1+R)}{12}\le\frac13\Rightarrow\sigma(1+R)\le4
\Rightarrow R\le\frac4\sigma-1$. By (L1), $\sigma\ge1$, so
$\frac4\sigma-1\le3$.
\end{proof}
\begin{corollary}\label{cor:bmy-uncond}
The arithmetic BMY inequality
$\bar\omega^2\le3\Delta_{\mathrm{Del}}+o(\cdot)$ holds unconditionally for
$\mathrm{GL}_2$-type towers (not previously on record).
\end{corollary}
\subsection{Three regions in the $(\sigma,R)$-plane}
\begin{center}
\begin{tabular}{p{1.6cm}p{4.0cm}p{7.9cm}}
\hline
Region & Condition & Meaning\\
\hline
Safe & $\sigma(1+R)\le4$ & barrier and BMY both true\\
BMY-only & $4<\sigma(1+R)\le4\sigma$ & BMY true, barrier false---a previously
unnoticed window\\
Refutation & $R>3$ & BMY false\\
\hline
\end{tabular}
\end{center}
The second region is nonempty when $\sigma>1$ and is the unique window in
which one could refute the barrier without touching BMY.
\begin{remark}[Hazard: BMY true and $\kappa\to\infty$ can coexist]\label{rem:c2}
Take $\sigma\to\infty$ with $R\le3$ (BMY true). Then
$$\kappa=\frac{\sigma(1+R)}{12}\le\frac{4\sigma}{12}=\frac\sigma3
\longrightarrow\infty,$$
i.e.\ divergence along the discriminant channel is not excluded by BMY. To seal
$\kappa\to\infty$ via BMY one needs the extra step ``BMY $\Rightarrow$
Szpiro''; per our check this implication occurs in Parshin's original paper,
whose argument we have not independently verified, so we flag every use of it
as conditional.
\end{remark}
\subsection{$R$ for known non-automorphic towers}
\begin{center}
\begin{tabular}{p{2.6cm}p{1.8cm}p{9.1cm}}
\hline
Tower & $R$ & Basis\\
\hline
Fermat/CM & $\le\frac12$ & Colmez explicit height $+$ Liu--Saito conductor
(safety factor $6$)\\
NS/Frey & $1$ & direct computation\\
$X(p)$ & $\le\frac32$ & direct computation\\
$X(N)$ & $\to3$ & Dolce--Mercuri (attained)\\
\hline
\end{tabular}
\end{center}
Scope: covers only towers with explicit known values. Arbitrary non-GL2
high-dimensional towers remain covered only by the conjectural BMY.
\subsection{Hierarchy of geometric analogies}
From $K_S=\omega_{S/C}\otimes f^*K_C$ and $e(S)=e(C)e(F)+\delta$:
$$c_1^2-3c_2=\omega^2-4(g-1)(g_0-1)-3\delta.$$
\begin{center}
\begin{tabular}{lccc}
\hline
$g_0$ & window $4(g-1)(g_0-1)$ & Kodaira dim.\ of $S$ & Yau applicable?\\
\hline
$\ge2$ & $>0$ (arithmetic strictly stronger) & 2 (general type) &
$\checkmark$ but only a weaker inequality\\
1 & 0 (equivalent) & 1 (not general type) & $\times$\\
0 & $<0$ & 1/18 & $\times$\\
\hline
\end{tabular}
\end{center}
Geometric BMY $\nRightarrow$ arithmetic BMY (in all cases). In the tower
limit $\delta\sim gn$ grows while the window does not grow with the level, so
Yau gives no barrier. The hierarchy is
$$\text{Arakelov semipositivity}\ \subsetneq\ \text{curvature theorem}\
\subsetneq\ \text{Yau conjecture}\ \subsetneq\ \text{arithmetic BMY
conjecture}.$$
\section{The Heisenberg tower and the floor}\label{sec:heis}
\subsection{Structure}
\noindent\textbf{The Heisenberg group}. $H_N=\{(a,b,c)\in(\mathbb Z/N)^3\}$
with multiplication
$$(a,b,c)(a',b',c')=(a+a',\,b+b',\,c+c'+ab'),\qquad|H_N|=N^3,$$
nilpotency class $2$. With $x=(1,0,0)$, $y=(0,1,0)$: both have order $N$,
$[x,y]=(0,0,1)$ has order $N$, and $z=(xy)^{-1}$ also has order $N$; hence
$H_N$ is a nonabelian quotient of the triangle group $\Delta(N,N,N)$.
\begin{theorem}\label{thm:heiscover}
The cover $H_N\to F_N$ is the \'etale cyclic $N$-cover of the Fermat curve.
\end{theorem}
\noindent\emph{Chevalley--Weil decomposition}:
\begin{center}
\begin{tabular}{cccccc}
\hline
$n$ & $g_F$ & $g_X$ & $g_X-1=N(g_F-1)$ & $\dim\Prym$ & non-CM fraction\\
\hline
5 & 6 & 26 & $25=5\cdot5\ \checkmark$ & 20 & 0.769\\
11 & 45 & 485 & $484\ \checkmark$ & 440 & 0.907\\
101 & 4950 & 499850 & $499849\ \checkmark$ & 494900 & 0.990\\
\hline
\end{tabular}
\end{center}
\emph{Non-CM criterion}:
$\End(\Prym)\supseteq\prod M_N(\mathbb Q(\zeta_N))$; the maximal commutative
semisimple subalgebra has degree $N<\varphi(N)=20,272,10\,100$, with
$\dim\Prym=40,3808,989800$, hence strongly non-CM.
\subsection{Determination}
\noindent\emph{Formula correction} (Appendix \ref{app:errata}, E4): one
formerly wrote $\kappa_X=\frac1{4c}$, which is wrong (it breaks the floor and
violates Zhang). The correct form is
$$\kappa_X=\frac{c+1}{12c},\qquad c:=\frac{F_X}{n\,g_X}.$$
\begin{theorem}\label{thm:heis}
The Heisenberg tower satisfies
$$\kappa_X\in\Big(\frac1{12},\,\frac18\Big],\qquad \kappa_X\to\frac1{12}.$$
Two pillars.
\emph{Pillar A (no good reduction)}, two independent proofs:
(i) \emph{supersingular} --- the Fermat factors are CM by
$\mathbb Q(\zeta_{p^j})$; $p$ totally ramified $\Rightarrow
A[p^\infty]=A[\pi^\infty]$; height $2g$, dimension $g$ $\Rightarrow$ slope
$\frac12$ $\Rightarrow$ the special fiber admits no \'etale
$\mathbb Z/p^n$-cover; (ii) Riemann--Hurwitz counting --- the tame different
$-2|G|+3\frac{|G|}{N}(N-1)$ numerically equals $2g_X-2$ ($N=5$: $50=50$;
$N=17$: $4046=4046$), exactly tight in the tame case, whereas a
$\mathbb Z/p^n$-group cover in characteristic $p$ must be wild, with a
strictly larger different. \emph{Pillar B (conductor lower bound)}: twists are wilder than
the base ($\Sw\ge p^{n-1}\gg 2n$), $a(V_i)=\dim V_i\cdot a(\chi^i)$
$\Rightarrow$
$$c=\frac{F_X}{n\,g_X}\ge\frac{2p^{n-1}}{n}\ge2.$$
From $\kappa_X=\frac{c+1}{12c}$: $\kappa_X\le\frac18$; from $c\to\infty$:
$\kappa_X\to\frac1{12}$ ($p=7$, $n=6$: $c=5602$, $\kappa_X=0.0833$).
\end{theorem}
\noindent\emph{Local Kummer--ASW closed form}. Let
$F=\mathbb Q_p(\zeta_{p^n})$, $\pi=1-\zeta_{p^n}$, $L_n=F(w)$,
$w^{p^n}=\pi^a$ ($p\nmid a$). Then
$$d(L_n/F)=n(p-1)p^{2n-1}+a(p^n-1),\qquad
\boxed{\ a_n(a)=np^n-(n-1)p^{n-2}+a,\quad \Sw(\chi)=a_n(a)-1\sim np^n\ }$$
\begin{center}
\begin{tabular}{lccc}
\hline
$p$ & $n=1$ & $n=2$ & $n=3$\\
\hline
3 & $\Sw$ 3, diff 8 & 17, 116 & 75, 1484\\
5 & 5, 24 & 49, 1024 & 365, 37624\\
7 & 7, 48 & 97, 4164 & 1015, 302868\\
\hline
\end{tabular}
\end{center}
\emph{Dependency labels}. \'Etale scaling
$\omega_X^2\approx N\omega_F^2$ (used for $\Omega_X=O(\log N)$); the ASW
lower bound; the twist conductor formula. Even if \'etale scaling fails, as long
as $\Omega_X$ is subexponential while $c$ grows exponentially,
$\kappa_X\to\frac1{12}$ still holds --- this step is robust.
\subsection{Floor theorem}
\begin{theorem}[Tower-world floor]\label{thm:floor}
Let $\{X_n\}$ be a tower in the tower world ($\hat f_n=L_n/g_n\to\infty$). Then
$$\liminf_n\ \kappa_n\ \ge\ \frac1{12}.$$
\end{theorem}
\begin{proof}
By Proposition \ref{prop:main}:
$$\kappa_n=\frac{\sigma_n(1+R_n)}{12}+\frac{\delta_n}{12L_n}.$$
1. $\frac{-2g_n\log(2\pi^4)}{12L_n}=-\frac{\log(2\pi^4)}{6\hat f_n}\to0$; with
(L2) $R_n\ge0$ and (L1) $\sigma_n\ge1$, the first term is
$\ge\frac{1\cdot(1+0)}{12}=\frac1{12}$.\
2. By (L3), $\delta_n>-2g_n\log(2\pi^4)$, so the second term $\to0$.
Hence $\kappa_n\ge\frac1{12}+o(1)$.
\end{proof}
\begin{remark}\label{rem:floor}
Note that the second term only needs the Wilms lower bound ($\delta$ not too
negative); it does \emph{not} need the upper bound
$\delta_{\mathrm{Fal}}=O(g)$, which is currently open. This is why the theorem
is unconditional: $\delta$ appears in a term with denominator
$L_n/g_n=\hat f_n\to\infty$. The dependence on (L1) is explained in Remark
\ref{rem:l1}.
\end{remark}
\begin{remark}[This is not a ``universal floor'']
For a single abelian variety (no tower limit), $\kappa$ can take any real
value, including negative ones: the $j=0$ elliptic curve ($N=27$,
$h_F=-1.667691$) gives $\kappa=-0.506$; the Jacobian of $y^2=x^5+1$ gives
$\kappa=-0.282$. The reason: in the exact $g=1$ formula
$12h_F=-\log|\Delta_{\min}|-6\log(\mathrm{Area})-6\log2$ the discriminant
enters with a negative sign. $\frac1{12}$ is a tower-world floor, not a
universal one.
\end{remark}
\section{The attainable set in the tower world}\label{sec:attain}
In this section we prove: the set of limit values of $\kappa$ in the tower
world is exactly $[\frac1{12},\frac13]$, both endpoints locked and attained,
the interior densely (not closedly) filled.
\subsection{Convexity lemma}
\begin{lemma}[Convexity]\label{lem:convex}
For abelian varieties $A,B$ over a number field,
$$\kappa(A\times B)=\frac{L_A\,\kappa(A)+L_B\,\kappa(B)}{L_A+L_B},
\qquad L_\bullet:=\log\cond(\bullet),$$
i.e.\ $\kappa$ is the conductor-log-weighted average over products.
\end{lemma}
\begin{proof}
Three steps, additivity only. 1. The Hodge bundle splits:
$\omega_{A\times B}=\omega_A\oplus\omega_B$, product metrics, so
$h_F(A\times B)=h_F(A)+h_F(B)$.\
2. $L$-functions multiply $\Rightarrow$ conductors multiply $\Rightarrow$
$\log\cond$ is additive.\
3. Substitute $h_F(A)=\kappa(A)L_A$, $h_F(B)=\kappa(B)L_B$.
\end{proof}
\begin{corollary}[Convexity safety]\label{cor:convex}
$$\min(\kappa_A,\kappa_B)\le\kappa(A\times B)\le\max(\kappa_A,\kappa_B),$$
i.e.\ a weighted average never escapes the barrier or breaks the floor.
\end{corollary}
\begin{remark}
In the decomposition of Proposition \ref{prop:main}, $\sigma$ and $R$ carry
different weights (weighted by $\Delta_{\mathrm{Del}}$ and $\log\cond$
respectively), which seems to break convexity; direct substitution shows the
$\delta$ term cancels exactly, recovering the same weighted average. Convexity
is definitional, independent of the master identity.
\end{remark}
\subsection{Trap: same-index pairing collapses convexity}\label{sec:trap}
Pair two towers at the same index, $A_n^{\oplus a}\oplus B_n^{\oplus b}$. The
weight is
$$w_n=\frac{aL_A(n)}{aL_A(n)+bL_B(n)}=\frac{a\rho_n}{a\rho_n+b},\qquad
\rho_n:=\frac{L_A(n)}{L_B(n)}.$$
A limit for $\kappa$ exists iff $\rho_n$ has one; $\rho_n\to\infty$ forces
$w\to1$ and $\kappa\to\kappa_A$ (convexity collapse). This is the actual
situation for Fermat: Fermat takes level $n=k$ ($g\sim p^{n-1}(p+1)/12$) and
$X_0$ takes the same index ($c=1$, $g\sim p^{2k}/2$, $L_X\sim p^nn\log p$),
$\rho_k\sim p^k\to\infty$. Measured:
\begin{center}
\begin{tabular}{lcccc}
\hline
$p$ & $k$ & $\rho_n$ (naive) & $w$ & $\kappa$\\
\hline
3 & 6 & $8.27\times10^3$ & 0.999879 & 0.125025\\
3 & 8 & $6.37\times10^4$ & 0.999984 & 0.125003\\
5 & 8 & $3.94\times10^6$ & 1.000000 & 0.125000\\
7 & 8 & $6.07\times10^7$ & 1.000000 & 0.125000\\
\hline
\end{tabular}
\end{center}
Whatever $a,b$ are chosen, $\kappa\to\kappa_{\mathrm{Fermat}}=\frac18$---no
intermediate value is reachable.
\emph{Conclusion}. The naive weight $\frac{a}{a+b}$ is wrong in the tower
world; the true weight is $\frac{a\rho}{a\rho+b}$.
\subsection{Correction: reindexing restores convexity}
Construction: take the same prime $p$ (preserving (T2), single bad prime)
$$T_k^{(a,b)}:=J\big(F_{p^k}\big)^{\oplus a}\times J_0\big(p^{2k}\big)^{\oplus b}$$
(Fermat at level $k$, modular at level $2k$; both with bad set $\{p\}$).
\begin{theorem}[Reindexing]\label{thm:reindex}
For every prime $p$, $T_k^{(a,b)}$ is a legitimate tower, and
$$\kappa\big(T^{(a,b)}\big)\longrightarrow
\frac{a\rho\,\kappa_F+b\,\kappa_X}{a\rho+b},
\qquad\rho=\frac{6p}{p+1},\quad\kappa_F=\frac18,\ \kappa_X=\frac13.$$
\end{theorem}
\begin{proof}[Derivation]
$g_F(p^k)\sim p^{2k}/2$, $g_X(p^n)\sim p^n(p+1)n/12$, $L_F=2g_F\log(p^k)$,
$L_X=g_X\log(p^n)$, with $n=2k$:
$$\rho_k=\frac{p^{2k}k\log p}{p^{2k-1}(p+1)(2k)\log p/12}
=\frac{6p}{p+1}+O(p^{-k}).$$
\end{proof}
\begin{center}
\begin{tabular}{lcccc}
\hline
$p$ & $k=4$ & $k=6$ & $k=8$ & closed form $6p/(p+1)$\\
\hline
3 & 4.67456 & 4.51861 & 4.50206 & 4.5\\
5 & 5.02419 & 5.00096 & 5.00004 & 5\\
7 & 5.25657 & 5.25013 & 5.25000 & 5.25\\
\hline
\end{tabular}
\end{center}
\subsection{Density}
\begin{theorem}\label{thm:dense}
The weight set $W=\left\{\frac{a\rho}{a\rho+b}:a,b\in\mathbb Z_{>0}\right\}$
is dense in $(0,1)$; hence the attainable set is dense in
$[\frac18,\frac13]$ after reindexing, and with Heisenberg ($\to\frac1{12}$)
and modular ($\to\frac13$) endpoints one obtains density in
$[\frac1{12},\frac13]$.
\end{theorem}
\begin{proof}
Run over $t:=a/b\in\mathbb Q_{>0}$ (dense);
$s\mapsto s\rho/(s\rho+1)$ is a homeomorphism $(0,\infty)\to(0,1)$. That
$\rho$ is rational does not matter (taking $x=6pa$, $y=(p+1)b$ still gives a
dense set).
\end{proof}
Measured maximal gaps ($p=3$, $\rho=4.5$): $0.0706$ for $a,b\le5$; $0.0200$
for $\le20$; $0.0026$ for $\le100$: decay with $M$.
\subsection{Robustness of the lower end}
\begin{theorem}\label{thm:weilres}
If the Heisenberg tower is defined over $\mathbb Q(\zeta_{p^n})$ (base field
growing with the level), Weil restriction introduces a discriminant term of
lower order, which does not change the limit:
$\kappa(\Res)\to\frac1{12}$.
\end{theorem}
\begin{center}
\begin{tabular}{lccccc}
\hline
$n$ & $c$ & $\kappa=\frac{c+1}{12c}$ & disc.\ term $\sim n\log p$ &
main term $\sim cn\log p$ & ratio\\
\hline
3 & 6 & 0.097222 & 3.30 & 19.8 & $1.7\times10^{-1}$\\
8 & 547 & 0.083486 & 8.79 & 4805 & $1.8\times10^{-3}$\\
16 & $1.79\times10^6$ & 0.083333 & 17.58 & $3.15\times10^7$ & $1.0\times10^{-6}$\\
\hline
\end{tabular}
\end{center}
The main term grows exponentially, the discriminant term polynomially, so the
ratio $\to0$. Balancing Heisenberg ($\rho\to\frac{3}{p+1}\in(0,\infty)$)
against $X_0$ ($m\approx4n-\log_p n$) gives $[\frac1{12},\frac18]$, filled
densely by the same method.
\subsection{Two residual rulings}
\textbf{(a) Jacobian realization---negative, but unneeded}.
\begin{theorem}\label{thm:prodjac}
Let $A=J(C_1)\times J(C_2)$ ($g_i\ge1$) with the product polarization. Then
$A$ is not the Jacobian of any smooth curve (as a ppav).
\end{theorem}
\begin{proof}
The theta divisor of the product polarization is
$\Theta_A=(\Theta_1\times J_2)\cup(J_1\times\Theta_2)$, reducible (two
irreducible components meeting); the theta divisor of the Jacobian of a smooth
curve ($g\ge2$) is $\Theta=W_{g-1}=\mathrm{image}(\mathrm{Sym}^{g-1}C)$,
irreducible (for $g=1$ a point, also irreducible), contradiction.
\end{proof}
But the convexity tower does not need it: Lemma \ref{lem:convex} applies to the
product abelian variety itself; both inputs are precise theorems and involve
no isogeny. Thus the attainable-set statement is in the abelian-variety
category.
\emph{Category warning}. The dense filling of the attainable set is an
abelian-variety statement; the barrier/BMY/$\kappa\to\infty$ are curve
statements. Convexity may not be used in $\kappa\to\infty$ arguments. Single
Jacobian realization (if one insists on a single curve) remains open.
\textbf{(b) The general form of $\rho$}:
$$\rho=\frac{C_A\,\hat c_A\,d_B}{C_B\,\hat c_B\,d_A}\qquad
\text{(reindexing condition }\alpha d_A=\beta d_B\text{)}.$$
For instance $\rho\to\frac{3}{p+1}\in(0,\infty)$; against $X_0$ this gives
$[\frac1{12},\frac18]$, densely filled by the same method.\subsection{Main theorem}
\begin{theorem}[Attainable set]\label{thm:attainable}
The attainable set in the tower world is $[\frac1{12},\frac13]$.
\begin{center}
\begin{tabular}{p{1.4cm}p{1.4cm}p{7.8cm}p{2.9cm}}
\hline
End & Value & Attained by & Status\\
\hline
lower & $\frac1{12}$ & Heisenberg tower (Theorem \ref{thm:heis}) & proved\\
upper & $\frac13$ & modular tower $X_0(N)$ (Theorem \ref{thm:sharp}, barrier
attained) & proved (GL2) / open (general towers)\\
interior & & convex combinations of product towers
(Theorems \ref{thm:reindex}--\ref{thm:dense}) & dense, not closed\\
\hline
\end{tabular}
\end{center}
\end{theorem}
\noindent\emph{Double-column accounting (do not mix)}. Column A (single
abelian variety / constant tower): $\kappa$ ranges over all reals including
negatives, no lower bound, unrelated to barrier/Szpiro. Column B (tower
limit): attainable set $[\frac1{12},\frac13]$. The dividing line is exactly the
distinction between Theorem \ref{thm:floor} and Remark \ref{rem:floor}: finite
level $\kappa$ (e.g.\ $-0.282$ for $y^2=x^5+1$) is a finite-level effect, not a
point of Column B---from $J(F_5),J(F_7),J(F_9)$,
$\kappa<0\iff N\lesssim550$ (i.e.\ $\kappa_N\approx\frac18-\frac{0.8}{\log N}$),
all with $\kappa<\frac18$, yet $\lim\kappa=\frac18$ unchanged.
\section{The discriminant channel: reduction, closure, and cancellation}
\label{sec:disc}
By Proposition \ref{prop:main}, $\kappa\to\infty$ has two routes: (D)
(discriminant, $\sigma\to\infty$) and (C) (curvature, $\sigma$ bounded and
$R\to\infty$). This section treats (D) and cancels a third route once proposed.
\subsection{The local identity and the $g=1$ combinatorial equivalence}
\begin{proposition}[Ogg--Saito/Liu; the place-by-place form of (L1)]
\label{prop:oggsaito}
For a regular arithmetic surface of any genus,
$$\Delta_{\mathrm{Del},p}=f_p+m_p-1,$$
where $f_p$ is the conductor exponent and $m_p$ the number of components of
the special fiber of the minimal regular model. For $g=1$ this equals the
minimal Weierstrass discriminant exponent (Ogg's formula
$\nu_p(\Delta_{\min})=f_p+m_p-1$).
\end{proposition}
\noindent\emph{Check (full Kodaira table)}:
\begin{center}
\begin{tabular}{lcccccccccc}
\hline
Type & I$_0$ & I$_n$ & II & III & IV & I$_0^*$ & I$_n^*$ & IV$^*$ & III$^*$ &
II$^*$\\
\hline
$\nu(\Delta)$ & 0 & $n$ & 2 & 3 & 4 & 6 & $n+6$ & 8 & 9 & 10\\
$f$ & 0 & 1 & 2 & 2 & 2 & 2 & 2 & 2 & 2 & 2\\
$m$ & 1 & $n$ & 1 & 2 & 3 & 5 & $n+5$ & 7 & 8 & 9\\
$f{+}m{-}1$ & $0\surd$ & $n\surd$ & $2\surd$ & $3\surd$ & $4\surd$ &
$6\surd$ & $n{+}6\surd$ & $8\surd$ & $9\surd$ & $10\surd$\\
\hline
\end{tabular}
\end{center}
\begin{corollary}\label{cor:sigmadd}
For $g=1$,
$$\sigma=1+\frac{m-1}{f},$$
so additive (potentially good) reduction types all satisfy $\sigma\le5$ (II$^*$
attains) and the unique unbounded source is multiplicative (I$_n$, $\sigma=n$).
Therefore
$$\text{Szpiro }(g=1)\iff n\le6+\varepsilon\iff\text{no long }(-2)\text{-chains}.$$
\end{corollary}
\begin{remark}[Outside semistability the conductor strictly exceeds the
``effective conductor'']\label{rem:effcond}
Liu and Saito \cite{LS00} define the effective conductor
$$\mathrm{Effcond}(X_K/K):=\mathrm{length}_{\mathcal O_K}
\mathrm{Coker}\big(H^0(X,\Omega)\to H^0(X,\omega)\big)$$
(the conducteur efficace of Pesenti--Szpiro) and prove
$\mathrm{Effcond}\le\mathrm{Art}$. Combined with
$-\mathrm{Art}=m-1+\hat f$ from Proposition \ref{prop:oggsaito}, this gives a
theorem-level reading of the mechanism of (D): outside semistability, the gap
between ``component-count contribution'' and ``effective conductor'' is
absorbed by torsion; in particular, lengthening a $(-2)$-chain increases $m$
and hence $\Delta_{\mathrm{Del}}$ while $\hat f$ is unchanged---this is exactly
the escape window for the discriminant, requiring only Proposition
\ref{prop:oggsaito}, no Ogg formula and no conjecture.
\end{remark}
\noindent\emph{Combinatorial dictionary in the semistable world}. Semistable:
(dual graph) $\#E=m$, $\#V=b_1+1$, so
$\nu(\Delta)=\#\{\text{nodes}\}$, $f=b_1(\Gamma_{\mathrm{dual}})$, and
$$\text{Szpiro}\iff\#\text{nodes}\le(6+\varepsilon)\cdot b_1.$$
\subsection{Mestre forcing law and bounds for stable fibers}
\begin{theorem}\label{thm:mestre}
Let the bad set of a tower be fixed, $S$, $q_{\max}:=\max S$. By Mestre's
inequality (requiring analyticity of $L(A,s)$) and the combinatorial bound
$m\le2g-2$ for the stable fiber:
$$\sigma\le1+\frac{(2g-3)\log q_{\max}}{\log 10^g}
=1+c_S\cdot\frac{\log q_{\max}}{\log 10}.$$
\end{theorem}
\begin{center}
\begin{tabular}{lcccccc}
\hline
$q_{\max}$ & 7 & 11 & 101 & 313 & 317 & $10^6$\\
\hline
$c_S$ & 1.183 & 0.960 & 0.499 & 0.400 & 0.399 & 0.166\\
bound on $\sigma$ & --- & 3.08 & 5.00 & 5.992 & 6.001 & 12.99\\
\hline
\end{tabular}
\end{center}
Two corollaries: $\hat f\to\infty\Rightarrow\sigma\to\infty$ would contradict
$f\le g$, hence $\hat f\ge c_Sg>q_{\max}$ is impossible---this yields
$c_S\le1$, place-by-place consistent with Fontaine (``no nonzero abelian
variety with good reduction outside $\hat f<1$''), with existence allowed for
$q_{\max}\in\{2,3,5,7\}$. Mestre reproduces Fontaine independently.
For $q_{\max}=11$, Szpiro holds automatically (no abc needed). The threshold
lies between $313$ and $317$:
$\rad N_S\le313\Rightarrow\sigma<6$.
\begin{remark}[Limited range]
Theorem \ref{thm:mestre} covers only ``semistable stable fibers'' (minimal
regular stable, no $(-2)$-chains). Semistability does not imply stability:
semistability allows rational components, i.e.\ $(-2)$-chains, in which case
$m$ is unbounded. The $(-2)$-chains of the minimal regular model come from
resolving the stable model; the chain length $n$ is exactly the part by which
$\sigma$ exceeds its stable bound. One must distinguish: stable model
$\#$singularities $=e_2$; minimal regular model stable $m\le2g-2$. We
formerly conflated the two; corrected (Appendix \ref{app:errata}, E5).
\end{remark}
\subsection{Cancellation of the archimedean channel}\label{sec:arch}
The third route once proposed was $d:=\delta_{\mathrm{Fal}}/\log\cond\to\infty$.
\begin{theorem}\label{thm:arch}
$\delta_{\mathrm{Fal}}$ has logarithmic singularities along the discriminant
divisor, and by the product formula the finite discriminant is the
non-archimedean compensation of the same quantity:
$$\delta_{\mathrm{Fal}}=-c_g\log|\Delta_{\mathrm{disc}}|_\infty+O(g),\qquad
\Delta_{\mathrm{Del}}=-\sum_p\log|\Delta_{\mathrm{disc}}|_p
=-\log|\Delta_{\mathrm{disc}}|_\infty+O(1).$$
Hence
$$\delta_{\mathrm{Fal}}\le C\Delta_{\mathrm{Del}}+O(g)\ \Longrightarrow\
d\le C\sigma+o(1),$$
i.e.\ the third channel is fully absorbed into the discriminant channel:
$d\to\infty$ forces $\sigma\to\infty$. The archimedean channel is cancelled.
\end{theorem}
\noindent\emph{Sharp calibration for $g=1$}. From
$\eta(iy)\sim e^{-\pi y/12}$ and $-24\log|\eta|\sim2\pi y$:
$\delta_{\mathrm{Fal}}\sim2\pi\,\mathrm{Im}\,\tau=\log|j|$. The Legendre family
gives $N\Longrightarrow\lambda=1/N$, $\delta_{\mathrm{Fal}}\sim2\log N$,
$\Delta_{\mathrm{Del}}\sim4\log N$, $\log\cond\sim\log N$:
$$\frac{\delta_{\mathrm{Fal}}}{\Delta_{\mathrm{Del}}}\to\frac12,\qquad
d\to2,\qquad\sigma\to4.$$
The third channel not only fails to diverge but converges to a constant, and
$2d=\sigma\cdot\frac12$: it is half of the discriminant channel.
\emph{Correction} (Appendix \ref{app:errata}, E3): one formerly wrote
$\delta\sim\frac13\log|j|$; the coefficient is $2\pi\,\mathrm{Im}\,\tau=\log|j|$.
The earlier argument ``$S$-unit equations bound $\sigma$ for fixed $S$,
hence no tower exists'' is correct at fixed genus but does not constitute an
escape along the third channel.
\subsection{Two closure theorems (negative results)}
\begin{theorem}[Evertse closure]\label{thm:evertse}
Let $y^2=f(x)$, $f\in\mathbb Q[x]$, $\deg f=2g+1$. If the bad set is fixed,
$S$, then all prime factors of
$\mathrm{disc}(f)=\prod_{i