\documentclass[submission,nomarks]{dmtcs-episciences} \usepackage[utf8]{inputenc} \usepackage[T1]{fontenc} \usepackage{amssymb,amsmath,amsthm} \usepackage{booktabs} \usepackage{enumitem} \usepackage{xcolor} \usepackage[numbers]{natbib} \newtheorem{theorem}{Theorem}[section] \newtheorem{proposition}[theorem]{Proposition} \newtheorem{lemma}[theorem]{Lemma} \newtheorem{corollary}[theorem]{Corollary} \newtheorem*{theoremA}{Theorem A} \newtheorem*{theoremB}{Theorem B} \newtheorem*{theoremC}{Theorem C} \newtheorem*{theoremD}{Theorem D} \newtheorem*{theoremE}{Theorem E} \theoremstyle{definition} \newtheorem{hypothesis}{Hypothesis} \newtheorem{question}{Question} \newtheorem{problem}{Problem} \newtheorem{example}[theorem]{Example} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} \numberwithin{equation}{section} \newcommand{\doi}[1]{\href{https://doi.org/#1}{\nolinkurl{doi:#1}}} \newcommand{\Ji}{\operatorname{J}} \newcommand{\Mi}{\operatorname{M}} \hypersetup{colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black,pdftitle={Maximal sublattices of convex geometries: four counterexamples},pdfauthor={Deep Bhattacharjee}} \author{Deep Bhattacharjee\thanks{\href{mailto:d.bhattacharjee@erl-forschung.de}{d.bhattacharjee@erl-forschung.de}, \href{mailto:itsdeep@live.com}{itsdeep@live.com}; ORCID \href{https://orcid.org/0000-0003-0466-750X}{0000-0003-0466-750X}.}} \title[Maximal sublattices of convex geometries]{Maximal sublattices of convex geometries:\\ four counterexamples} \affiliation{Formerly, Electro-Gravitational Space Propulsion Laboratory (EGSPL), Bhubaneswar, India} \keywords{maximal sublattice, convex geometry, join-semidistributive lattice, meet-irreducible element, formal verification} \begin{document} \maketitle \begin{abstract} Adaricheva, Mata, Silberger and Zamojska-Dzienio conjectured that in a finite convex geometry, and more generally in a finite join-semidistributive lattice, the complement of a maximal sublattice is a union of intervals with a common least element, and proved this for convex dimension two. We give convex geometries of convex dimension four and three in which such a complement has two and three minimal elements, so their theorem does not extend. The same examples refute their Hypothesis~4 and one half of their Question~2; an eleven-element convex geometry refutes the other half, and a ten-element lattice their Hypothesis~3. \end{abstract} \section{Introduction} Let $L$ be a finite lattice and $M$ a maximal proper sublattice of $L$, and write $C=L\setminus M$ for its complement. When $L$ is distributive, Chen, Koh and Tan~\cite[Theorem~4]{CKT} and Rival~\cite[Theorem~3]{Ri} showed that $C$ is an interval $[a,b]$ in which $a$ is the only join-irreducible and $b$ the only meet-irreducible element. Adams, Freese, Nation and Schmid~\cite[Theorem~7]{AFNS} proved that $C$ is an interval whenever $L$ is bounded, and asked whether this remains true for finite semidistributive lattices~\cite[p.~7]{AFNS}. Adaricheva, Mata, Silberger and Zamojska-Dzienio~\cite{AMSZ} took up this question. Since a lattice is semidistributive exactly when it satisfies both the join and the meet semidistributive laws, they also studied the two halves separately, and especially convex geometries, which are join semidistributive. They put forward the following statements~\cite[pp.~2--4 and~25]{AMSZ}, numbered as there. \begin{hypothesis}\label{h1} The complements of maximal sublattices of finite semidistributive lattices are intervals. \end{hypothesis} \begin{hypothesis}\label{h2} The complement of a maximal sublattice of a finite convex geometry, or more generally of a finite join-semidistributive lattice, is a union of intervals with a common minimal element. \end{hypothesis} \begin{hypothesis}\label{h3} In every finite lattice the complement of a maximal sublattice is order convex. \end{hypothesis} \begin{hypothesis}\label{h4} If $C$ is the complement of a maximal sublattice $M$ of a finite convex geometry, then every $x\in C$ covers some $m\in M$ with $[0,m]\subseteq M$. \end{hypothesis} \setcounter{question}{1}% numbered as in [AMSZ] \begin{question}\label{q2} Is it always the case for complements of maximal sublattices of convex geometries that the only join-irreducible element is the minimum and the only meet-irreducible elements are the maxima? \end{question} Hypothesis~\ref{h1} is the question of~\cite{AFNS}. Hypothesis~\ref{h2} implies Hypothesis~\ref{h1}, since a semidistributive lattice and its dual are both join semidistributive, and a set that is a union of intervals with a common least element and also with a common greatest element is an interval. Adaricheva et al.\ proved Hypotheses~\ref{h2}, \ref{h3} and~\ref{h4} and gave a positive answer to Question~\ref{q2} for convex geometries of convex dimension two~\cite[Section~6]{AMSZ}. We show that, beyond that case, none of these statements holds in general. \begin{theoremA} There is a convex geometry on five points with seventeen closed sets that has a maximal sublattice whose complement has two minimal elements. In this convex geometry Hypotheses~\ref{h2} and~\ref{h4} fail, and so does the first half of Question~\ref{q2}: the complement contains two join-irreducible elements and has no least element. \end{theoremA} \begin{theoremB} There is a convex geometry of convex dimension three on six points with twenty-five closed sets that has a maximal sublattice whose complement has three minimal elements. Hypotheses~\ref{h2} and~\ref{h4} and the first half of Question~\ref{q2} fail in it, so the theorem of Adaricheva et al.\ for convex dimension two does not extend to convex dimension three. \end{theoremB} \begin{theoremC} There is a convex geometry on four points with eleven closed sets that has a maximal sublattice whose complement contains a meet-irreducible element that is not maximal in the complement. So the second half of Question~\ref{q2} fails as well. \end{theoremC} \begin{theoremD} There is a ten-element lattice with a maximal sublattice whose complement is not order convex, so Hypothesis~\ref{h3} fails. \end{theoremD} The four examples are given explicitly in Sections~\ref{sec:A}--\ref{sec:D}, with proofs that can be checked by hand. Section~\ref{sec:search} reports the exhaustive computations that located them and shows that they are the smallest of their kind within the ranges searched. In particular no join-semidistributive lattice with at most fourteen elements violates Hypothesis~\ref{h2}; of the $672$ convex geometries on five points exactly six do, the smallest being the one of Theorem~A, and all of them have convex dimension four; and among the convex geometries on six points of convex dimension at most three with at most twenty-five closed sets, the one of Theorem~B is the only one that does. Hypothesis~\ref{h1} remains open. Our convex geometries are not meet semidistributive (a convex geometry that is meet semidistributive is distributive~\cite{AMSZ}), so they say nothing about it. The computations confirm Hypothesis~\ref{h1} for all semidistributive lattices with at most fourteen elements; by~\cite[Theorem~7]{AFNS} only the lattices that are not bounded matter, and we find exactly one such lattice up to that size, with fourteen elements. All four examples are also verified in the proof assistant Lean~4~\cite{MU} with Mathlib~\cite{Mathlib}. The formal statements are the negations of the hypotheses themselves, quantified over all finite lattices, with convex geometries described as in~\cite{AMSZ} by join semidistributivity and lower semimodularity. For Theorem~B the formal proof also identifies the lattice with the family of closed sets and shows that three linear orders of the six points realize this family and that no one or two orders do. The proofs use only the standard axioms. \section{Preliminaries} All lattices are finite. We write $x\prec y$ when $y$ covers $x$. An element $j\ne0$ is \emph{join-irreducible} if $j=x\vee y$ implies $j\in\{x,y\}$, equivalently if it has exactly one lower cover; \emph{meet-irreducible} elements are defined dually. A lattice is \emph{join semidistributive} if $x\vee y=x\vee z$ implies $x\vee y=x\vee(y\wedge z)$, and \emph{lower semimodular} if $x\prec x\vee y$ implies $x\wedge y\prec y$. A \emph{convex geometry} on a finite set $X$ is a family $\mathcal G$ of subsets of $X$ that contains $\varnothing$ and $X$, is closed under intersection, and has the anti-exchange property: if $A\in\mathcal G$, $p\ne q$ lie outside $A$, and $q$ lies in the least member of $\mathcal G$ containing $A\cup\{p\}$, then $p$ does not lie in the least member containing $A\cup\{q\}$. Ordered by inclusion, $\mathcal G$ is a lattice with $A\wedge B=A\cap B$ and $A\vee B$ the least member of $\mathcal G$ containing $A\cup B$. A family that contains $\varnothing$ and $X$ and is closed under intersection has the anti-exchange property exactly when every member $A\ne X$ has a one-point extension $A\cup\{x\}$ in the family~\cite{EJ}. Every family obtained by intersecting the initial segments of some linear orders of $X$ is a convex geometry, and every convex geometry arises in this way; the least number of orders needed is the \emph{convex dimension}~\cite{EJ}. The lattices of closed sets of convex geometries are exactly the finite lattices that are join semidistributive and lower semimodular~\cite{AN}; these are Dilworth's meet-distributive lattices~\cite{Di}. Following~\cite{AMSZ} we use the word convex geometry for these lattices as well. If $M$ is a maximal sublattice of $L$ and $0\notin M$, then $M\cup\{0\}$ is a sublattice, so $C=\{0\}$; dually for $1$. Such complements satisfy all the statements above, and in the examples below $0,1\in M$. To show that a sublattice $M$ is maximal it suffices to show that every sublattice containing $M$ and one element of $C$ is all of $L$. \section{The convex geometry of Theorem~A}\label{sec:A} Let $X=\{a,b,c,d,e\}$ and let $\mathcal G_{17}$ consist of the seventeen sets \begin{equation}\label{eq:G17} \varnothing,\ a,\ b,\ c,\ d,\ e,\ ac,\ ad,\ bd,\ ae,\ de,\ abd,\ acd,\ ade,\ abde,\ acde,\ abcde, \end{equation} where we write $ac$ for $\{a,c\}$ and so on. They are the intersections of the initial segments of the four orders \[ c