\documentclass[11pt]{article} \usepackage[margin=1in]{geometry} \usepackage{amsmath,amssymb,amsthm} \usepackage[hidelinks]{hyperref} \usepackage{microtype} \hypersetup{pdftitle={A quantitative refinement of Lu's elementary prime number theorem},pdfauthor={Rajat Bhattacharjee}} \setlength{\emergencystretch}{3em} \allowdisplaybreaks[2] \newtheorem{theorem}{Theorem}[section] \newtheorem{lemma}[theorem]{Lemma} \newtheorem{proposition}[theorem]{Proposition} \newtheorem{corollary}[theorem]{Corollary} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} \newcommand{\dd}{\,\mathrm d} \newcommand{\A}{\mathcal A} \newcommand{\Rtilde}{\widetilde R} \title{A quantitative refinement of Lu's elementary prime number theorem\\[5pt] \large Balog's identity and a polylogarithmic loss in the square-root exponent} \author{Rajat Bhattacharjee} \date{19 October 2026} \begin{document} \maketitle \begin{abstract} We refine Lu's elementary method for the prime number theorem to obtain, for every fixed $K>400$, \[ \psi(X)-X=O_K\!\left( X\exp\!\left\{-\frac{\sqrt{\log X}}{(\log\log X)^K}\right\}\right) \qquad(X\to\infty), \] where $\psi$ is Chebyshev's function. The main ingredient is a comparison estimate that remains uniform as the degree grows and the short-interval parameter shrinks. Combining this estimate with exponential weights in Balog's identity, a single finite energy step and positivity-based interpolation yields the stated bound, retaining the full degree tail and all arithmetic correction terms. The resulting remainder strengthens Lu's fixed-parameter estimates and Goz\'e's quantitative refinement within the real-variable framework; stronger remainder estimates are known by other methods. \end{abstract} \tableofcontents \section{Introduction} All logarithms are natural. Sums with real cutoffs include their integer upper endpoints, and $0^0=1$ in logarithmic polynomials. Let $\mu$ be the M\"obius function, $\Lambda$ the von Mangoldt function, $\psi(x)=\sum_{n\le x}\Lambda(n)$, and $\gamma$ Euler's constant. We also write $\pi(x)=\#\{p\le x:p\text{ prime}\}$, $\vartheta(x)=\sum_{p\le x}\log p$, $\tau(n)=\sum_{d\mid n}1$, and $\varphi(n)=\#\{1\le a\le n:(a,n)=1\}$. \begin{theorem}\label{main:theorem} For every fixed real $K>400$ there are constants $C_K,X_K>0$ such that \[ |\psi(X)-X|\le C_KX\exp\{-\Phi_K(\log X)\}\quad(X\ge X_K), \qquad \Phi_K(L)=\frac{\sqrt L}{(\log L)^K}\quad(L>1). \] In particular, $K=512$ is admissible. Neither this value nor the threshold is asserted to be optimal. \end{theorem} \subsection{Contribution and relation to earlier work} \label{intro:literature} The elementary remainder method was developed by Bombieri~\cite{Bombieri} and Wirsing~\cite{Wirsing}, who obtained arbitrary fixed logarithmic savings, and by Diamond and Steinig~\cite{DiamondSteinig} and Lavrik and Sobirov~\cite{LavrikSobirov}, who obtained stronger exponential remainders. These results provide the historical setting for Lu's work. The fixed-power preliminary estimate used below belongs to this earlier theory; the growing-degree estimates are treated separately in the present proof. Write $L=\log X$. Lu~\cite{Lu} proves, by elementary means, a remainder with decay profile $L^{1/2-\varepsilon}$ for every fixed $\varepsilon>0$. We use the same arithmetic objects: the centered remainder $R$, the generalized von Mangoldt functions $\Lambda_i$, their smooth approximations $m_i$, and Balog's identity. The point of the present argument is quantitative uniformity as both the degree and the short-interval parameter vary. Its final parameter is \[ \lambda=K\frac{\log\log\log X}{\log\log X}. \] This choice is justified by the estimates below; it cannot be inferred by substituting a varying parameter into Lu's fixed-parameter theorem. For fixed $K$ and $\varepsilon>0$, \[ \frac{\sqrt L/(\log L)^K}{L^{1/2-\varepsilon}} =\frac{L^\varepsilon}{(\log L)^K}\longrightarrow\infty. \] Thus the stated profile is asymptotically stronger than that family of fixed-parameter estimates. There is recent work on precisely this quantitative question. Goz\'e's 2024 thesis~\cite[Introduction, p.~4]{Goze} proves that there are absolute constants $c,c'>0$ such that \[ |R_1(X)|\le X\exp\{-(\log X)^{1/2-\varepsilon(X)}\},\qquad \varepsilon(X)=\frac{c'}{\log\log\log X},\qquad \log\log\log X\ge c, \] where $R_1(X)=\psi(X)-\lfloor X\rfloor+2\gamma$. Its difference from $\psi(X)-X$ is bounded, so this gives the same asymptotic error profile for $\psi$. The result was also presented by Balazard and Martin~\cite[p.~3]{BM2025}. In terms of $L$, the profile is \[ \Phi_G(L)=L^{1/2-c'/\log\log L} =\sqrt L\exp\!\left(-\frac{c'\log L}{\log\log L}\right). \] For every fixed $K$ and $c'>0$, \[ \log\frac{\Phi_K(L)}{\Phi_G(L)} =\frac{c'\log L}{\log\log L}-K\log\log L \longrightarrow\infty. \] This compares asymptotic profiles; it does not compare explicit thresholds. Goz\'e~\cite[\S20.3, p.~132]{Goze} also identifies the bound for the coefficients $B_i$ in his Proposition~17.6 as a source of the restriction on the shrinking parameter. A detailed comparison with that estimate is needed to assess the originality of the uniform comparison used here. A March 2026 seminar announcement by Balazard~\cite{Balazard2026} also describes ongoing joint work with Goz\'e and Martin on simplifying the proofs of Lu and Goz\'e. It does not specify a further remainder. Consequently, neither the first use of a shrinking parameter nor priority for simplifying this method is claimed here. A different comparison is essential. Koukoulopoulos~\cite[\S1, equation~(1.1) and Theorem~1.1]{Koukoulopoulos} proves the stronger Korobov--Vinogradov profile \[ \psi(X)-X=O\!\left(X\exp\!\left\{-c_0 \frac{L^{3/5}}{(\log L)^{1/5}}\right\}\right),\qquad c_0>0, \] using elementary estimates and Fourier inversion. That paper calls the method largely elementary and distinguishes it from proofs using no complex variables. Its profile dominates the present one since \[ \frac{c_0L^{3/5}/(\log L)^{1/5}}{\Phi_K(L)} =c_0L^{1/10}(\log L)^{K-1/5}\longrightarrow\infty. \] Accordingly, this paper makes no claim to a new best numerical PNT remainder, or to a new best remainder among all methods described as elementary. Its scope is the real-variable Balog--Lu argument and the uniform estimates needed for the displayed profile. This distinction concerns the proof method, not an improvement over Koukoulopoulos's theorem. A focused literature review completed on 19 October 2026 did not establish historical priority for this restricted contribution. \subsection{Organization and proof dependencies} The proof follows Lu's progression from short-interval estimates to smoothing and a contraction for the prime remainder. Balog's identity relates that remainder to the generalized von Mangoldt coefficients and the centered divisor average. Its complete exponential generating form supplies the final forcing identity, with the factorial source summed explicitly. We cite Lu's precise forms of the classical fixed-power preliminary estimates, the elementary interval sieve and the finite Wirsing inequality. Their hypotheses and normalizations are recorded where used. The finite summation formulas in Section~\ref{arith:inputs} prove the required degree-uniform M\"obius bounds, and the prime-power, floor and unit corrections remain explicit. These inputs come from earlier elementary work and do not depend on Lu's final remainder theorem or on the present theorem. The energy parameter $N_0$ below is one sufficiently large absolute integer, fixed before the degree or interval margin varies. Positivity transfers the terminal seed to a common domain, and the order-sensitive finite comparison in Lemma~\ref{grow:comparison-lemma} controls all degrees needed by the exponential series. A single fixed smoothing cutoff and one finite energy step give the coefficient $3/4$ at degree one. The higher cutoff contribution costs at most $1/64$; the remaining normalized degree errors vanish, leaving room for the sufficient $7/8$ slope. The common shrinking-parameter schedule~\eqref{local:outer-schedule} and the full exponential tail are essential: a fixed-parameter estimate is not substituted at a varying parameter. The last step centers at $1/\zeta(1+\sigma)$ and retains the complete exponential-average correction. Positive block mass controls the chord error with both integer endpoints. The mean retains its self term, and the finite envelope closes with coefficient $28/29$. No further energy iteration is used. All constants described as absolute are independent of the growing degree and the shrinking interval margin. The choices made here do not establish the endpoint $\Phi(L)=\sqrt L$; $K=512$ is a convenient, unoptimized example. The term elementary refers to finite divisor identities, an elementary sieve and real-variable arguments, including the cited classical preliminary estimate. No complex zero-free region or Fourier inversion is used. The comparisons in Section~\ref{intro:literature} delimit the contribution, whose historical priority remains unresolved. \section{The path of the proof and Balog's identity} \label{path:section} Dirichlet convolution is $(f*g)(n)=\sum_{d\mid n}f(d)g(n/d)$. Write $\mathbf1(n)=1$ and $e_0(n)=\mathbf1_{n=1}$; hence $\mu*\mathbf1=e_0$. Prime factorization gives, independently, \begin{equation}\label{main:divisor-algebra} \mathbf1*\Lambda=\log, \qquad \sum_{d\mid n}\Lambda(d)=\log n. \end{equation} For $j\ge1$ define \[ \Lambda_j=\mu*(\log^j),\quad m_j(t)=\sum_{d\le t}\frac{\mu(d)}d\log^j(t/d),\quad m(t)=m_0(t)=\sum_{d\le t}\frac{\mu(d)}d. \] Here $\log^j$ is an ordinary arithmetic function, not a convolution power. Put, for all $t>0$, \[ \omega(n)=\Lambda(n)-1,\qquad R(t)=\sum_{n\le t}\omega(n)+2\gamma. \] Thus $R(t)=2\gamma$ below $1$, $\omega(1)=-1$, and $R(t)=\psi(t)-\lfloor t\rfloor+2\gamma$ above $1$. For $j\ge2$ set \[ R_j(t)=\sum_{n\le t}\bigl(\Lambda_j(n)-j\log^{j-1}n\bigr), \quad R_1=R,\quad Z_1=R-2\gamma,\quad Z_j=R_j\ (j\ge2). \] All $Z_j$ vanish below $1$. Finally set \[ u_j(n)=\Lambda_j(n)-m_j(n),\qquad U_j(t)=\sum_{n\le t}u_j(n). \] \begin{lemma}[Positivity and the centered divisor average] \label{main:divisor-average} For $j\ge1$, \[ \Lambda_{j+1}(n)=(\log n)\Lambda_j(n) +(\Lambda*\Lambda_j)(n)\ge0, \qquad \Lambda_j(1)=0. \] Moreover, for $t\ge1$, \begin{equation} \Rtilde(t):=\sum_{n\le t}R(t/n) =\sum_{n\le t}\log n-\sum_{n\le t}\tau(n) +2\gamma\lfloor t\rfloor=O(\sqrt t). \label{main:divisoridentity} \end{equation} Consequently, for $1\le y