\documentclass[11pt,a4paper]{article} \usepackage[T1]{fontenc} \usepackage[utf8]{inputenc} \usepackage{lmodern} \usepackage[margin=28mm]{geometry} \usepackage{amsmath,amssymb,amsthm,mathtools} \usepackage{microtype} \usepackage{xcolor} \usepackage[colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,urlcolor=blue!45!black]{hyperref} \usepackage{enumitem} \setlist[enumerate]{leftmargin=*,itemsep=5pt} \setlength{\emergencystretch}{2em} \numberwithin{equation}{section} \newtheorem{theorem}{Theorem}[section] \newtheorem{proposition}[theorem]{Proposition} \newtheorem{lemma}[theorem]{Lemma} \newtheorem{corollary}[theorem]{Corollary} \theoremstyle{definition} \newtheorem{definition}[theorem]{Definition} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} \newcommand{\PP}{\mathbb P} \newcommand{\CC}{\mathbb C} \newcommand{\RR}{\mathbb R} \newcommand{\DD}{\mathbb D} \newcommand{\vol}{\operatorname{Vol}} \newcommand{\dist}{\operatorname{dist}} \newcommand{\diam}{\operatorname{diam}} \newcommand{\supp}{\operatorname{supp}} \newcommand{\id}{\operatorname{id}} \newcommand{\ddc}{dd^{c}} \newcommand{\dimH}{\dim_{\mathrm H}} \newcommand{\muh}{\widehat\mu} \newcommand{\Mh}{\widehat M} \newcommand{\fh}{\widehat f} \newcommand{\xh}{\widehat x} \title{Binder-DeMarco-Dupont Inequality} \author{} \date{} \begin{document} \maketitle \begin{abstract} In the setting of endomorphisms of $\mathbb{P}^k(\mathbb{C})$, a dimension formula for the measure of maximal entropy was conjectured by Binder and DeMarco in 2003 (\cite{BinderDeMarco}), asserting that $$\mathrm{dim}_\mathrm{Hausdorff}(\mu)=\log d\sum_{i=1}^k \frac{1}{\chi_i},$$ where $d$ is the degree of the (non-invertible) endomorphism and $\chi_i$'s are the Lyapunov exponents with multiplicity. Indeed, this is well-defined as all Lyapunov exponents are known to be positive due to Briend and Duval. The most significant progress is due to Dupont, who in complex-dimension 2, proved the dimension lower-bound holds (\cite{Dupont}); And recently by Genes, who proved the equality for two-dimensional polynomial skew-product maps which satisfy a Lyapunov exponent condition (\cite{Clara}). Recently, He and Bianchi (\cite{HB}) were able to find a family of simple counter-examples. In Appendix A we present a single ``hands on'' description of such a counter example, which is given by a quadratic polynomial skew-product. In this manuscript, we provide the proof, which was achieved by lightly prompting ChatGPT, of extending Dupont’s inequality to all complex dimensions. We wish to share this manuscript with the community as we believe that this provides a full picture of the recently settled Binder-DeMarco conjecture. We do not claim ownership of the proof. \end{abstract} \section{Statement and notation} Let \(M=\PP^k(\CC)\), equipped with the Fubini--Study K\"ahler form \(\omega\) and its associated Riemannian metric. Let \(f:M\to M\) be a holomorphic endomorphism of algebraic degree \(d\geq2\). Its equilibrium measure is denoted by \(\mu\). Throughout, logarithms are natural and Hausdorff dimensions are \emph{real} dimensions. We use the convention \[ \dimH\mu=\inf\{\dimH A:A\subset M\text{ is Borel and }\mu(A)=1\}. \] \begin{theorem}\label{thm:main} Let \(\lambda_1\geq\cdots\geq\lambda_k>0\) be the Lyapunov exponents of \(\mu\), counted with complex multiplicity. Then \begin{equation}\label{eq:main} \boxed{\displaystyle \dimH\mu\geq (\log d)\sum_{i=1}^{k}\frac1{\lambda_i}.} \end{equation} \end{theorem} We group equal exponents. Write \[ \chi_1>\chi_2>\cdots>\chi_s>0, \qquad m_1+\cdots+m_s=k, \qquad p_j:=\sum_{a=1}^{j}m_a, \qquad L:=\log d, \] where \(m_j\) is the complex multiplicity of \(\chi_j\). Thus \(p_s=k\) and \[ \sum_{i=1}^{k}\lambda_i^{-1} =\sum_{j=1}^{s}m_j\chi_j^{-1}. \] This block notation avoids any simplicity assumption on the spectrum. The standard properties of the equilibrium measure used below are ergodicity, \begin{equation}\label{eq:equilibrium-facts} h_\mu(f)=k\log d,\qquad \log|\det D_{\RR}f|\in L^1(\mu),\qquad \lambda_k>0. \end{equation} See, for example, \cite{DS,Dupont}. In particular, the critical set and its iterated preimages have \(\mu\)-measure zero. \section{The conditional entropy and dimension theorem used} Let \((\Mh,\fh,\muh)\) be the natural extension of \((M,f,\mu)\), and let \(\pi:\Mh\to M\) be the time-zero projection, so that \(\pi_*\muh=\mu\). Along a regular inverse history there is a strong unstable flag \[ W^1\subset W^2\subset\cdots\subset W^s, \qquad \dim_{\CC}W^j=p_j. \] These are plaques in the natural extension; their local spatial projections are embedded holomorphic plaques. Histories are retained throughout: no assertion that the flag descends to a flag on \(M\) is needed. We use the following established part of the endomorphism Ledrappier--Young theory, due to Qian--Xie; see \cite{QX}, especially its conditional dimension and local entropy statements, and Chapter IX of \cite{QXZ}. \begin{proposition}[Conditional entropy and dimension framework] \label{prop:LY} There are partial entropies \[ 0=H_0\leq H_1\leq\cdots\leq H_s=h_\mu(f) \] and exact conditional dimensions \(\delta_j\) on the corresponding strong unstable plaques. With \(\delta_0=0\), they satisfy \begin{equation}\label{eq:LY} \delta_j-\delta_{j-1} =\frac{H_j-H_{j-1}}{\chi_j},\qquad 1\leq j\leq s. \end{equation} The dimensions are computed using intrinsic spatial distance on a plaque, equivalently using a smooth local spatial parametrization. Moreover, partial entropy has the conditional local-entropy description. For a typical conditional measure \(\sigma\) on a \(W^j\)-plaque, write \[ B_n^j(y,r)=\{z:\max_{0\leq t0\) and \(c>0\), independent of \(n\), such that \begin{equation}\label{eq:intrinsic-volume} \vol_{2p}\bigl(B_{\Gamma_n}(G_n(z),r)\bigr) \geq cr^{2p} \qquad(z\in K,\ 00. \] The length of every graph path is at least the length of its first coordinate projection. Consequently, the intrinsic graph distance from \(G_n(K)\) to the boundary of \(\Gamma_n\) is at least \(a\). Here is the intrinsic monotonicity argument, including its dependence on constants. Write \(m=2p\), fix a centre \(q=G_n(z)\), and let \(R\) be ambient product distance from \(q\). For sufficiently small \(r\), an intrinsic ball of radius \(r\) lies in the ambient ball of radius \(r\). Hessian comparison for the squared ambient distance, together with minimality, gives \[ \Delta_{\Gamma_n}R^2\geq 2m(1-Cr^2) \quad\hbox{on }B_{\Gamma_n}(q,r). \] The constant \(C\) depends on the uniform ambient curvature bound and is independent of \(n\). Also \(\lvert\nabla_{\Gamma_n}R^2\rvert\leq2r\) there. Let \(V(r)=\vol_m(B_{\Gamma_n}(q,r))\). Divergence and coarea, valid for almost every radius (or by approximation across the intrinsic cut locus), imply \[ 2m(1-Cr^2)V(r)\leq2rV'(r). \] Thus \[ \frac{d}{dr}\log\frac{V(r)}{r^m}\geq-mCr. \] At each smooth centre, \(\lim_{r\downarrow0}V(r)/r^m=\omega_m\), the Euclidean unit-ball volume. Integrating the last inequality gives \[ V(r)\geq\omega_m r^m\exp(-mCr^2/2). \] Choose \(r_*\) smaller than the uniform ambient comparison radius and the boundary margin \(a\). This proves the lemma. \end{proof} \subsection{Packing with the leafwise dynamical metric} Suppose now that \(\eta\) parametrizes a local strong unstable plaque, with its fixed inverse history. Let \(W_t\) denote its forward leaf at time \(t\), endowed with intrinsic spatial distance. For \(z,w\in\DD^p(1)\), write \[ \rho_n(z,w) :=\max_{0\leq t0\), there exists \(C_{\eta,K,r}<\infty\), independent of \(n\), such that every \(\rho_n\)-separated set \(E\subset K\) at separation \(r\) satisfies \begin{equation}\label{eq:packing} \#E\leq C_{\eta,K,r}d^{pn}. \end{equation} \end{lemma} \begin{proof} For any piecewise smooth parameter path \(\gamma\) joining \(z\) to \(w\), its image under \(f^t\circ\eta\) is a path in the corresponding forward leaf. The product metric therefore gives \[ \operatorname{length}(G_n\circ\gamma) \geq \operatorname{length}(f^t\circ\eta\circ\gamma) \geq d_{W_t}(f^t\eta(z),f^t\eta(w)) \] for every \(t0\). By \eqref{eq:local-entropy}, there exist a small \(r>0\), an integer \(N\), and a measurable subset \(F\) of the chosen inner patch with \(\sigma(F)>0\), such that \begin{equation}\label{eq:uniform-bowen-mass} \sigma(B_n^j(y,r))\leq e^{-n(H_j-\varepsilon)} \qquad(y\in F,\ n\geq N). \end{equation} To obtain this uniformity, first choose one radius from a countable sequence tending to zero for which the lower entropy rate exceeds \(H_j-\varepsilon/2\) on a positive-mass set. Then choose a uniform lower bound on \(n\), losing at most part of that positive mass. Restricting or normalizing the conditional measure introduces only a fixed multiplicative constant, which has no entropy cost. For each \(n\geq N\), select a maximal subset \(E_n\subset F\) separated at distance \(r/2\) for the intrinsic leafwise dynamical metric. Lemma~\ref{lem:packing} bounds the cardinality of every such separated set and hence ensures that the selection terminates after finitely many points. Maximality gives a cover of \(F\) by the Bowen balls of radius \(r\) centred at \(E_n\). It follows from \eqref{eq:uniform-bowen-mass} that \[ 0<\sigma(F) \leq\sum_{y\in E_n}\sigma(B_n^j(y,r)) \leq C_{\eta,r}d^{pn}e^{-n(H_j-\varepsilon)}. \] Taking logarithms, dividing by \(n\), and letting \(n\to\infty\) gives \(H_j\leq p\log d+\varepsilon\). Let \(\varepsilon\downarrow0\). \end{proof} \begin{remark} This is a bound for the cumulative entropy \(H_j\), not a bound \(H_j-H_{j-1}\leq m_j\log d\) on every increment. The latter is not used. Nor is any equality \(H_j=p_j\log d\) asserted. \end{remark} \section{Disintegration and the final dimension estimate} We first record the measure-theoretic step which avoids any need to identify a full-unstable conditional with the spatial measure. \begin{lemma}[Projection of full-measure sets]\label{lem:disintegration} Let \(\xi\) be a measurable partition of \(\Mh\), with conditional probabilities \(\muh_{\xi(\xh)}\). Suppose that their spatial projections \[ \nu_{\xh}:=\pi_*\muh_{\xi(\xh)} \] have Hausdorff dimension at least \(D\) for \(\muh\)-almost every \(\xh\). Then \(\dimH\mu\geq D\). \end{lemma} \begin{proof} Let \(A\subset M\) be Borel with \(\mu(A)=1\). Since \(\muh(\pi^{-1}A)=1\), disintegration implies \[ \muh_{\xi(\xh)}(\pi^{-1}A)=1 \quad\hbox{for almost every }\xh. \] Thus \(\nu_{\xh}(A)=1\) for almost every \(\xh\). The definition of the Hausdorff dimension of a measure yields \(\dimH A\geq\dimH\nu_{\xh}\geq D\). Taking the infimum over such \(A\) proves the claim. \end{proof} \begin{proof}[Proof of Theorem~\ref{thm:main}] Take \(\xi\) subordinate to the local full unstable plaques. The spatial projection is a smooth local parametrization on each plaque; after restriction to relatively compact coordinate patches it is bi-Lipschitz. The conditional dimension statement in Proposition~\ref{prop:LY} therefore gives \[ \dimH\nu_{\xh}=\delta_s =\sum_{j=1}^{s}\frac{H_j-H_{j-1}}{\chi_j} \quad\hbox{for almost every }\xh. \] If necessary, exhaust a plaque by countably many such relatively compact patches; this does not change its almost-everywhere local dimension. Lemma~\ref{lem:disintegration} implies \begin{equation}\label{eq:spatial-lower} \dimH\mu\geq\delta_s. \end{equation} Summation by parts in \eqref{eq:LY} gives \[ \delta_s =\frac{H_s}{\chi_s} -\sum_{j=1}^{s-1}H_j \left(\frac1{\chi_{j+1}}-\frac1{\chi_j}\right). \] Similarly, since \(p_j=\sum_{a\leq j}m_a\), \[ L\sum_{j=1}^{s}\frac{m_j}{\chi_j} =\frac{kL}{\chi_s} -\sum_{j=1}^{s-1}p_jL \left(\frac1{\chi_{j+1}}-\frac1{\chi_j}\right). \] Using \(H_s=kL\), subtract the two identities to obtain \begin{equation}\label{eq:defect-identity} \boxed{\displaystyle \delta_s-L\sum_{j=1}^{s}\frac{m_j}{\chi_j} =\sum_{j=1}^{s-1}(p_jL-H_j) \left(\frac1{\chi_{j+1}}-\frac1{\chi_j}\right)\geq0.} \end{equation} Every summand is nonnegative by Proposition~\ref{prop:partial-entropy} and the ordering of the exponents. Combining \eqref{eq:defect-identity} with \eqref{eq:spatial-lower} proves \eqref{eq:main}. \end{proof} \begin{remark}[Scope of the argument] The conclusion is the Hausdorff lower bound in Theorem~\ref{thm:main}. The argument does not assert exact dimensionality of the spatial measure, an equality in \eqref{eq:main}, or equality between a plaque conditional and \(\mu\). It also does not assume that a holomorphic slice is invariant, or that different histories have the same fast flag. In complex dimension two there is one nontrivial cumulative partial entropy; in higher dimensions the same orbit-graph argument is applied at every level of the flag. \end{remark} \clearpage \appendix \section{A quadratic example with a strict dimension lower bound} \label{app:counterexample} The proof below is independent of the general argument in the preceding sections. Binder--DeMarco's Conjecture~1.3 \cite[p.~615]{BinderDeMarco} asserts, in degree two and complex dimension two, that \(\dimH\mu=\log 2/a+\log 2/b\), where \(a\geq b\) are the two complex Lyapunov exponents, counted once each. We continue to use natural logarithms and the full-measure convention for \(\dimH\mu\) stated in Section~1. \begin{theorem}\label{thm:counterexample} The holomorphic quadratic endomorphism \begin{equation}\label{eq:app-map} f[Z:W:T] =\left[Z^2-10000T^2: W^2-100T^2+\tfrac12 ZT:T^2\right] \end{equation} has equilibrium measure \(\mu\), complex Lyapunov exponents \(a>b>0\), and dimension \(D=\dimH\mu\) satisfying \begin{equation}\label{eq:app-gap} \boxed{\displaystyle D\geq\frac25>\frac{23}{60}> \frac{\log 2}{a}+\frac{\log 2}{b}.} \end{equation} In particular, its discrepancy from the conjectured value is greater than \(1/60\). \end{theorem} The proof uses exact inequalities throughout. Its dynamical input from the literature is the following standard result: a holomorphic endomorphism of \(\PP^k(\CC)\) of algebraic degree \(d\geq2\) has topological entropy \(k\log d\), and its equilibrium measure is its unique measure of maximal entropy \cite[p.~146, Theorem~2 and the preceding paragraph]{BriendDuval}. The corrected multiplicity argument is in \cite{BriendDuvalErratum}. The remaining ingredients are elementary estimates, the entropy of a Bernoulli shift, and Birkhoff's ergodic theorem. \subsection{The invariant set and its equilibrium measure} The three homogeneous coordinates in \eqref{eq:app-map} have no common zero outside the origin: the last forces \(T=0\), and the first two then force \(Z=W=0\). They therefore define a holomorphic endomorphism of algebraic degree two. In the affine chart \(T=1\), \[ f(x,y)=(x^2-10000,\ y^2-100+x/2). \] Regard \(Q=[-101,101]\times[-13,13]\) as a real rectangle in \(\CC^2\). For \(s,t\in\{-1,1\}\), define an inverse branch on \(Q\) by \begin{equation}\label{eq:app-branches} g_{s,t}(u,v)=(x,y),\qquad x=s\sqrt{10000+u},\qquad y=t\sqrt{100+v-x/2}. \end{equation} Indeed, \(f\circ g_{s,t}=\id\). Since \[ 99^2<9899\leq10000+u\leq10101<101^2, \] every output satisfies \(99<|x|<101\). If \(s=1\), then \(73/2198\) and \(|2y|>12\), gives the ordinary sup-norm bound \[ \|Dg_{s,t}\|_\infty \leq\max\left\{\frac1{198},\frac1{12}+\frac1{4752}\right\} =\frac{397}{4752}<\frac1{11}. \] Convexity of \(Q\) makes this a global Lipschitz bound. For each infinite word \(\boldsymbol\omega=(\omega_0,\omega_1,\ldots)\) on the four branch symbols, the nested compact sets \[ g_{\omega_0}\circ\cdots\circ g_{\omega_{n-1}}(Q) \] have diameters tending to zero, hence have a unique common point \(\pi(\boldsymbol\omega)\). The coding map is continuous. It is injective because, after removing the common prefix of two different words, their points lie in different bands; every inverse prefix is injective. Consequently \(\pi\) is a homeomorphism from the compact one-sided four-symbol shift onto \[ K=\pi\bigl((\{-1,1\}^2)^{\mathbb N}\bigr). \] Moreover, \(f\circ\pi=\pi\circ\sigma\), where \(\sigma\) deletes the first symbol. Push the uniform Bernoulli probability forward by \(\pi\), obtaining \(\nu\). This measure is invariant and ergodic, has entropy \(\log4\), and assigns mass \(4^{-n}\) to each length-\(n\) cylinder \[ K_{\omega_0\cdots\omega_{n-1}} =g_{\omega_0}\circ\cdots\circ g_{\omega_{n-1}}(K). \] Since the ambient endomorphism has topological entropy \(\log4\), the quoted uniqueness theorem identifies \(\nu\) with its equilibrium measure \(\mu\). In particular, \(\mu(K)=1\). \subsection{Cylinder separation and the dimension lower bound} Consider two distinct inputs in \(Q\) with \(|\Delta u|\leq68|\Delta v|\), and apply the same inverse branch. Write the outputs as \((x,y)\) and \((x',y')\). Their corresponding coordinate signs agree, and the exact difference identities are \[ \Delta x=\frac{\Delta u}{x+x'},\qquad \Delta y=\frac{\Delta v-\Delta x/2}{y+y'}. \] The input cone and distinctness imply \(\Delta v\ne0\). Since \(|x+x'|>198\) and \(|y+y'|<26\), it follows that \begin{equation}\label{eq:app-cone-expansion} |\Delta y| \geq\frac{1-68/396}{26}|\Delta v| >\frac1{32}|\Delta v|. \end{equation} The last inequality is exact: \[ \frac{1-68/396}{26}-\frac1{32} =\frac{25}{41184}>0. \] Furthermore, \[ |\Delta x|\leq\frac{68}{198}|\Delta v| <\frac{32\cdot68}{198}|\Delta y|<68|\Delta y|. \] Thus a common inverse branch preserves the cone and decreases the \(y\)-distance by a factor no smaller than \(1/32\). For points of \(K\) in different first-level cylinders, \[ |\Delta x|<202<3\cdot68<68|\Delta y|, \qquad |\Delta y|>3. \] Now take points in different length-\(n\) cylinders, and let \(m0\), up to the harmless normalization constant in Hausdorff measure, and \(\dimH E\geq2/5\). Euclidean and Fubini--Study distances are bi-Lipschitz equivalent on the compact affine rectangle \(Q\); hence this conclusion holds for the required metric. Taking the infimum over full-measure \(E\) gives \begin{equation}\label{eq:app-dimension} D\geq\frac25. \end{equation} \subsection{The complex Lyapunov exponents and the strict gap} Along \(K\) the complex derivative is \[ Df(x,y)=\begin{pmatrix}2x&0\\[2pt]1/2&2y\end{pmatrix}, \qquad198<|2x|<202,\qquad12<|2y|<26. \] For \(f^j(p)=(x_j,y_j)\), write \[ Df^n(p)=\begin{pmatrix}P_n&0\\E_n&Q_n\end{pmatrix}, \qquad P_n=\prod_{j=0}^{n-1}2x_j,\qquad Q_n=\prod_{j=0}^{n-1}2y_j. \] With \(r_0=0\) and \(r_n=E_n/P_n\), matrix multiplication gives \[ r_{n+1}=\frac1{4x_n}+\frac{y_n}{x_n}r_n,\qquad |r_n|\leq\frac{1/396}{1-26/198}=\frac1{344},\qquad \left|\frac{Q_n}{P_n}\right|\leq(26/198)^n. \] Let \(\sigma_1(n)\geq\sigma_2(n)>0\) be the two complex singular values. For \(M=\sqrt{2+344^{-2}}\), the first column and the Frobenius norm give \[ |P_n|\leq\sigma_1(n)\leq M|P_n|. \] Since \(\sigma_1(n)\sigma_2(n)=|\det Df^n|=|P_nQ_n|\), \[ M^{-1}|Q_n|\leq\sigma_2(n)\leq|Q_n|. \] These constants do not depend on \(p\) or \(n\). Birkhoff's theorem therefore identifies the Lyapunov exponents, for \(\mu\)-almost every point, as \begin{equation}\label{eq:app-exponents} a=\int_K\log(2|x|)\,d\mu,\qquad b=\int_K\log(2|y|)\,d\mu. \end{equation} Uniform comparison of tangent norms on \(K\) gives the same exponents for the Fubini--Study metric. Their order and positivity follow from \[ a>\log198>\log26>b>\log12>0. \] The first symbolic \(x\)-sign is positive on two of the four branches and negative on the other two, each of mass \(1/4\). Thus each sign has total mass \(1/2\). The sharper band bounds in \eqref{eq:app-bands} and \eqref{eq:app-exponents} yield \[ b>\tfrac12\log12+\tfrac12\log22 =\tfrac12\log264>4\log2, \qquad a>\log198>\tfrac{15}{2}\log2. \] Here \(264>2^8=256\) and \(198^2=39204>2^{15}=32768\); no decimal logarithm evaluation is involved. Consequently \[ \frac{\log2}{a}+\frac{\log2}{b} <\frac2{15}+\frac14 =\frac{23}{60}<\frac{24}{60}=\frac25\leq D. \] This proves Theorem~\ref{thm:counterexample}, including the strict discrepancy greater than \(1/60\). \hfill\(\square\) The strict counterexample is established without computing \(D\) exactly or assuming any general exact-dimensionality formula. Every estimate needed for the conclusion is included above. \clearpage \begin{thebibliography}{9} \bibitem{BDM} F.~Berteloot, C.~Dupont and L.~Molino, \emph{Normalization of bundle holomorphic contractions and applications to dynamics}, Ann. Inst. 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