\documentclass[preprint,12pt]{elsarticle} \usepackage{amssymb} \usepackage{amsmath} \usepackage{amsthm} \usepackage[utf8]{inputenc} \usepackage{lmodern} \usepackage{graphicx} \usepackage{xurl} \usepackage[hidelinks]{hyperref} \journal{European Journal of Combinatorics} \newcommand{\zenodoID}{10.5281/zenodo.23384025} \newcommand{\preprintURL}{https://github.com/creelie/automatic-memory/blob/main/preprintSl2WeightSystemAtMinus3Over32/Sl2WeightSystemAtMinus3Over32.pdf} \newtheorem{theorem}{Theorem}[section] \newtheorem{proposition}[theorem]{Proposition} \newtheorem{lemma}[theorem]{Lemma} \newtheorem{corollary}[theorem]{Corollary} \newtheorem{conjecture}[theorem]{Conjecture} \theoremstyle{definition} \newtheorem{definition}[theorem]{Definition} \newtheorem{remark}[theorem]{Remark} \newtheorem{example}[theorem]{Example} \newcommand{\Q}{\mathbb{Q}} \newcommand{\Z}{\mathbb{Z}} \newcommand{\N}{\mathbb{N}} \newcommand{\g}{\mathfrak{g}} \newcommand{\slt}{\mathfrak{sl}(2)} \newcommand{\Ue}{U(\g)} \newcommand{\tr}{\operatorname{tr}} \newcommand{\cro}{\operatorname{cr}} \newcommand{\cyc}{\operatorname{cyc}} \newcommand{\des}{\operatorname{des}} \newcommand{\dd}{\partial} \newcommand{\binomset}[2]{\tbinom{#1}{#2}} \begin{document} \begin{frontmatter} \title{The \texorpdfstring{$\mathfrak{sl}(2)$}{sl(2)} weight system at \texorpdfstring{$c=-3/32$}{c=-3/32} extends to a graph 4-invariant} \author[egspl,ucal]{Deep Bhattacharjee\corref{cor1}\fnref{orcid1}} \ead{itsdeep@live.com} \ead{d.bhattacharjee@erl-forschung.de} \fntext[orcid1]{ORCID: \url{https://orcid.org/0000-0003-0466-750X}} \cortext[cor1]{Corresponding author.} \affiliation[egspl]{organization={Formerly, Electro-Gravitational Space Propulsion Laboratory (EGSPL)}, city={Bhubaneswar}, postcode={751030}, state={Odisha}, country={India}} \affiliation[ucal]{organization={Formerly, University of Calcutta}, addressline={Senate House, 87/1 College Street}, city={Kolkata}, postcode={700073}, state={West Bengal}, country={India}} \author[ntu]{Ushashi Bhattacharya\fnref{orcid2}} \ead{rai.bhattacharya.in@gmail.com} \fntext[orcid2]{ORCID: \url{https://orcid.org/0009-0002-2254-3914}} \affiliation[ntu]{organization={Formerly, National Taiwan University}, city={Taipei}, postcode={106319}, country={Taiwan}} \begin{abstract} We prove unconditionally the conjecture of Fomichev, Karev, Pavutnitskiy and Usanov that the specialization of the $\mathfrak{sl}(2)$ weight system at $c=-3/32$ extends to a $4$-invariant of graphs. The extension is $\xi(G)=(-32)^{-n}S_G(-2)$, where $S_G(N)$ counts with signs the assignments of $2$-element subsets of $\{1,\dots,N\}$ to the $n$ vertices of $G$. \end{abstract} \begin{keyword} weight system \sep intersection graph \sep four-term relation \sep oscillator representation \sep Clifford algebra \MSC[2020] Primary 05C31 \sep Secondary 57K16 \sep 17B10 \sep 15A66 \end{keyword} \end{frontmatter} \section{Introduction}\label{sec:intro} A weight system is a function on chord diagrams that satisfies the four-term relations; weight systems are the symbols of finite type knot invariants \cite{Kon93,BN95,CDM12}.\footnote{By Thurston's theorem the complement of a knot that is neither a torus knot nor a satellite knot carries a hyperbolic metric, so its fundamental group is a Gromov hyperbolic group; the equivariant classes of such groups under Mostow--Prasad rigidity are the subject of~\cite{Bha22}.} A metrized Lie algebra gives a weight system with values in the centre of its universal enveloping algebra. For $\slt$ with the Killing form the centre is the polynomial ring $\Q[c]$ in the Casimir element $c$, and the value $w_D\in\Q[c]$ of the weight system on a chord diagram $D$ depends only on the intersection graph $\Gamma(D)$ \cite{ChL07}.\footnote{The intersection graph records which pairs of chords of $D$ cross. Intersection patterns of families of sets, recorded in their nerve complexes, are used in~\cite{BB26} to decide how many times a region is covered.} Lando's four-term relations for graphs \cite{Lan00} are such that every function $f$ on graphs satisfying them gives a weight system $D\mapsto f(\Gamma(D))$; such $f$ are called $4$-invariants. Lando asked whether $w$ is obtained in this way \cite{ChL07}; see \cite{KL22} for a survey and \cite{Kra21} for graphs with at most $8$ vertices. Fomichev, Karev, Pavutnitskiy and Usanov \cite{FKPU} answered the question negatively. They found a linear combination of intersection graphs that vanishes modulo the four-term relations of graphs and on which $w$ takes the value $c(c-\frac38)(c-1)(c+\frac{3}{32})$. Hence the specialization of $w$ at $c=c_0$ can extend to a $4$-invariant only if $c_0\in\{0,\frac38,1,-\frac{3}{32}\}$. For $c_0=0,\frac38,1$, the eigenvalues of the Casimir element on the irreducible representations of dimension $1,2,3$, extensions are known \cite{FKPU,FK25,YDJ26}. The value $-\frac{3}{32}$ is the eigenvalue of the Casimir element on the oscillator representation. The authors of \cite{FKPU} constructed an extension for graphs with at most $10$ vertices and stated: \begin{conjecture}[{\cite[Section~4]{FKPU}}]\label{conj:fkpu} The specialization of the $\slt$-weight system at $c=-\frac{3}{32}$ extends to a $4$-invariant of graphs $\xi(G)$. \end{conjecture} We prove Conjecture~\ref{conj:fkpu} with an explicit formula. All graphs are finite and simple. For $N\in\N$ write $[N]=\{1,\dots,N\}$ and $\binomset{[N]}{2}$ for the set of its $2$-element subsets. \begin{definition}\label{def:S} For a graph $G=(V,E)$ and $N\in\N$ put \[ S_G(N)=\sum_{p\colon V\to\binomset{[N]}{2}}\ \prod_{xy\in E}(-1)^{|p(x)\cap p(y)|}, \] and for $k\in\N$ let $T_k(G)$ be the same sum restricted to the maps $p\colon V\to\binomset{[k]}{2}$ with $\bigcup_{x\in V}p(x)=[k]$. \end{definition} \begin{theorem}\label{thm:main} Let $G=(V,E)$ be a graph with $n$ vertices. \begin{enumerate} \item[(a)] $S_G(N)=\sum_{k=0}^{2n}\binom{N}{k}T_k(G)$ for all $N\in\N$; thus $S_G$ is a polynomial in $N$ of degree at most $2n$. \item[(b)] The graph invariant \[ \xi(G)=\frac{S_G(-2)}{(-32)^{n}}=\frac{1}{(-32)^{n}}\sum_{k=0}^{2n}(-1)^k(k+1)\,T_k(G) \] satisfies the four-term relations of graphs. \item[(c)] For every chord diagram $D$, $w_D(-\frac{3}{32})=\xi(\Gamma(D))$. \end{enumerate} \end{theorem} Parts (b) and (c) are Conjecture~\ref{conj:fkpu}. The two expressions for $\xi$ agree by (a), since $\binom{-2}{k}=(-1)^k(k+1)$. \begin{example}\label{ex:small} For one vertex, $S_{K_1}(N)=\binom N2$ and $\xi(K_1)=3/(-32)=-\frac{3}{32}$, the value of $w$ on one chord. Since $S_{G\sqcup H}=S_GS_H$, $\xi$ is multiplicative, as $w$ is. For two adjacent vertices, the pairs $(p(x),p(y))$ with $|p(x)\cap p(y)|=2,1,0$ number $\binom N2$, $\binom N2\cdot 2(N-2)$ and $\binom N2\binom{N-2}{2}$, so $S_{K_2}(N)=\binom N2\bigl(1-2(N-2)+\binom{N-2}{2}\bigr)$ and $\xi(K_2)=3\cdot19/1024=\frac{57}{1024}$. This is $c(c-\frac12)$ at $c=-\frac{3}{32}$, the value of $w$ on two crossing chords. \end{example} \begin{figure}[ht] \centering \includegraphics[width=0.92\textwidth]{figures/fig_chords.png} \caption{A chord diagram with three chords, cut between the points $6$ and $1$, and its intersection graph, a path. The map $p$ sends each vertex to a $2$-element subset of $[3]$; both edges meet in one element, so $p$ contributes $(-1)(-1)=1$ to $S_{\Gamma(D)}(3)$.}\label{fig:chords} \end{figure} The proof of (b) is an involution on assignments (Section~\ref{sec:proof}). For (c) we let the element $C_D\in U(\slt)$ of a chord diagram act on the Verma module of highest weight $\mu$; it acts by a polynomial $\lambda_D(\mu)$, and $w_D(-\frac{3}{32})=\lambda_D(-\frac12)$ (Section~\ref{sec:verma}). The oscillator representation on $\Q[z]$ is the sum of the Verma modules of highest weights $-\frac12$ and $-\frac32$, so the image of $C_D$ in the Weyl algebra is the scalar $\lambda_D(-\frac12)$. A supertrace on the Weyl algebra with a Wick formula writes this scalar as a sum over perfect matchings, in which every cycle contributes a factor $-2$ (Sections~\ref{sec:osc} and~\ref{sec:matching}). With $N$ in place of $-2$ the same sum is a trace in the Clifford algebra on $N$ generators, and that trace equals $4^nS_\Gamma(N)$ (Section~\ref{sec:clifford}). Figure~\ref{fig:flow} shows the two halves of the argument. The proof is formalized in Lean~4 (Section~\ref{sec:lean}). \begin{figure}[ht] \centering \includegraphics[width=0.9\textwidth]{figures/fig_flow.png} \caption{The proof of Theorem~\ref{thm:main}. The right column gives part (b), the left column and the bottom row part (c).}\label{fig:flow} \end{figure} \section{The weight system and Verma modules}\label{sec:verma} \subsection{Chord diagrams and the weight system} A chord diagram with $n$ chords is a fixed-point-free involution $\sigma$ of $[2n]$; its chords are the pairs $\{p,\sigma(p)\}$. It is a chord diagram on an oriented circle cut at a point that is not an endpoint; cutting at another point rotates $[2n]$ cyclically. Chords $\{p2n$. \end{proof} \begin{proof}[Proof of (c)] By Corollaries~\ref{cor:tau} and~\ref{cor:legs}, Proposition~\ref{prop:boson} with $k=2n$, and Proposition~\ref{prop:clifford}, \begin{align*} w_D(-\tfrac{3}{32})&=\Bigl(-\frac{1}{32}\Bigr)^n\sum_\beta\tau(X_{P_\beta})=\Bigl(-\frac{1}{32}\Bigr)^n4^{-n}\sum_\beta(-1)^{\cro(P_\beta)}L_{P_\beta}(-2)\\ &=\frac{S_\Gamma(-2)}{(-32)^n}=\xi(\Gamma).\qedhere \end{align*} \end{proof} For a graph $G$ and distinct vertices $a,b$ let $G'_{ab}$ be $G$ with the adjacency of $a$ and $b$ reversed, and $\widetilde G_{ab}$ be $G$ with the adjacency of $a$ and $y$ reversed for every neighbour $y\ne a$ of $b$. The four-term relation for a function $f$ on graphs is \[ f(G)-f(G'_{ab})=f(\widetilde G_{ab})-f(\widetilde G'_{ab}),\qquad \widetilde G'_{ab}=(\widetilde G_{ab})'_{ab}, \] as in Figure~\ref{fig:fourterm}. \begin{figure}[ht] \centering \includegraphics[width=\textwidth]{figures/fig_fourterm.png} \caption{The four graphs of a four-term relation. Here $b$ has the neighbours $a,y_1,y_2$; passing from $G$ to $\widetilde G_{ab}$ removes the edge $ay_1$ (dashed) and adds the edge $ay_2$.}\label{fig:fourterm} \end{figure} \begin{proposition}\label{prop:fourT} For every $N\in\N$, $G\mapsto S_G(N)$ satisfies the four-term relation. \end{proposition} \begin{proof} For $p\colon V\to\binomset{[N]}{2}$ write \[ \epsilon(G,p)=\prod_{xy\in E(G)}(-1)^{|p(x)\cap p(y)|}. \] Since $\epsilon(G'_{ab},p)=\epsilon(G,p)(-1)^{|p(a)\cap p(b)|}$ and $|p(a)\cap p(b)|\in\{0,1,2\}$, \[ S_G(N)-S_{G'_{ab}}(N)=2\sum_{p\in\Pi}\epsilon(G,p),\qquad \Pi=\{p:|p(a)\cap p(b)|=1\}. \] The construction $\widetilde G_{ab}$ does not change the adjacency of $a$ and $b$, so the same holds for $\widetilde G_{ab}$. On $\Pi$ define $\iota(p)$ by $\iota(p)(b)=p(a)\triangle p(b)$ and $\iota(p)(x)=p(x)$ for $x\ne b$. As $|p(a)\cap p(b)|=1$, $\iota(p)(b)$ is a $2$-element set meeting $p(a)$ in one element, and $\iota$ is an involution of $\Pi$. Let $Y$ be the set of neighbours $y\ne a$ of $b$ in $G$, which is also the set of such neighbours in $\widetilde G_{ab}$. For $y\in Y$, $|(p(a)\triangle p(b))\cap p(y)|\equiv|p(a)\cap p(y)|+|p(b)\cap p(y)|$, and the edge $ab$, if present, keeps its sign because $|p(a)\cap\iota(p)(b)|=1$. Hence \begin{gather*} \epsilon(G,\iota(p))=\epsilon(G,p)\prod_{y\in Y}(-1)^{|p(a)\cap p(y)|},\\ \epsilon(\widetilde G_{ab},q)=\epsilon(G,q)\prod_{y\in Y}(-1)^{|q(a)\cap q(y)|}, \end{gather*} the second for every $q$ since $\widetilde G_{ab}$ differs from $G$ exactly in the pairs $ay$, $y\in Y$. With $q=\iota(p)$, which agrees with $p$ at $a$ and on $Y$, this gives $\epsilon(\widetilde G_{ab},\iota(p))=\epsilon(G,p)$. Therefore $\sum_{p\in\Pi}\epsilon(\widetilde G_{ab},p)=\sum_{p\in\Pi}\epsilon(G,p)$, and the two differences agree. \end{proof} \begin{proof}[Proof of (b)] $\xi$ depends only on the isomorphism class of $G$. The four graphs of a four-term relation have the same vertex set, so by Proposition~\ref{prop:fourT} and (a) the four-term relation holds for the polynomials $S_G$, hence at $N=-2$, and after division by $(-32)^n$ for $\xi$. \end{proof} \begin{remark} Proposition~\ref{prop:fourT} applied to the sets $\Pi$ restricted to the maps with $\bigcup_xp(x)=[k]$, which $\iota$ preserves, shows that every $T_k$ satisfies the four-term relation. By the proof of Proposition~\ref{prop:clifford}, for $N\ge1$ the $4$-invariant $S_\Gamma(N)$ is $(-4)^{-n}$ times the Clifford trace of the element obtained by placing the tensor $\sum_{i\ne j}e_ie_j\otimes 2e_ie_j$ on the chords as in the definition of $C_D$, and Theorem~\ref{thm:main}(c) identifies $w_D(-\frac{3}{32})$ with $(-32)^{-n}$ times its value at $N=-2$. \end{remark} \section{Formal verification}\label{sec:lean} Parts (b) and (c) of Theorem~\ref{thm:main} are formalized in Lean~4 \cite{MU21} with Mathlib \cite{Mathlib20}, version~4.34.1, and the formal proof is checked by the Lean kernel. The formal statement has two parts. The first says that $\xi$ is invariant under isomorphisms of graphs and satisfies the four-term relation for every graph and every pair of distinct vertices $a,b$. The second says that for every chord diagram $D$ there is a polynomial $P\in\Q[c]$ with $P(c_d)=W_d(D)$ for all $d\ge1$, and that every such polynomial, that is $w_D$, takes the value $\xi(\Gamma(D))$ at $c=-\frac{3}{32}$. A chord diagram is a fixed-point-free involution of $\{0,\dots,2n-1\}$, the trace $W_d(D)$ is computed from the matrices of $E,F,H$ on $V_d$ in the basis of Section~\ref{sec:verma}, and $\Gamma(D)$, $G'_{ab}$, $\widetilde G_{ab}$, $T_k$ and $\xi$ are as in Sections~\ref{sec:intro} and~\ref{sec:proof}. The proof depends only on the axioms of Lean's logic, namely propositional extensionality, choice and the soundness of quotients; it has no unproved step and adds no axiom. The formal proof follows Sections~\ref{sec:verma}--\ref{sec:proof} with three changes of route. Proposition~\ref{prop:lambda}(b) is derived from an identity between the coefficients of words acting on the Verma modules of highest weights $\mu$ and $-2-\mu$, which is the isomorphism $V(-1-d)\cong U_d$ in coordinates. The identity $W_d(D)=\lambda_D(d-1)$ is proved by expanding matrix entries of words over paths. The sums over matchings are encoded by a loop polynomial of a word in which every label occurs twice, defined by contracting the first label; the bosonic expansion (Proposition~\ref{prop:boson}) and the Clifford colour sum (Corollary~\ref{cor:colour}, with the Clifford trace realized as $(-1)$ to the number of inversions of a word in which every letter occurs an even number of times) are shown to satisfy the same recursion, which replaces Lemma~\ref{lem:sign}. Independent computations confirm the theorem on small cases. In exact rational arithmetic, $w_D(-\frac{3}{32})$, obtained by interpolating $W_d(D)$ for $d\le n+1$, agrees with $\xi(\Gamma(D))$ on all chord diagrams with at most $5$ chords and on random larger ones, the four-term relation holds on all graphs with at most $4$ vertices, and each identity of Sections~\ref{sec:osc}--\ref{sec:clifford} holds on small cases. Modulo the prime $2^{61}-1$, the two sides agree on all $11465$ chord diagrams with at most $6$ chords and on $400$ random diagrams with $7$ and $8$ chords, the four-term relation holds on all graphs with at most $5$ vertices, and $\xi$ reproduces the values of the extension tabulated in \cite{FKPU} on $63$ graphs with $9$ and $10$ vertices. \section*{Data and code availability} \begingroup\raggedright The \LaTeX{} source of the paper, the Lean~4 formalization of Theorem~\ref{thm:main}(b) and~(c) and the programs of Section~\ref{sec:lean} are archived at Zenodo under doi:\href{https://doi.org/\zenodoID}{\zenodoID} \cite{archive}; the paper is available at \url{\preprintURL}. Deep Bhattacharjee carried out the computations and the Lean, Julia, C, C\texttt{++}, Python and shell verifications, and the proofs and the text were drafted, with AI assistance (Claude, Anthropic); both authors approved the final version.\par \endgroup \section*{Ethical declarations} Funding: none. 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